Deputy Vice President

3 weeks ago

Mumbai, Maharashtra, India Indusion Consulting Services Pvt Ltd Full time

Role and Responsibilities:

- Specialist in Securities Law (SEBI Act, SCRA, SCRR, LODR, ICDR, PIT, SAST, SECC, Delisting etc) and Company Law

- Processing of listing applications in compliance with ICDR, LODR, PIT, Takeover regs

- Actions against non-compliant companies as per SOP

- Analysis of disclosures made by companies for surveillance alerts and co-ordinating with BSE Surveillance team

- Automation of listing function

- Co-ordinating with the IT team for website disclosures and electronic filing platform

- Co-ordinating with NSE team with respect to commonly listed companies

- Proactively participating in SEBI committee meetings

- Thought leadership in recommending policy level changes to SEBI

- Building relationship with SEBI CFD team

- Should have an exposure in SME Listing Compliance & IPO

- Oversee the entire IPO process for SME Listings, including the review of draft documents, basis of allotment, listing of securities etc.

Preferred Skills:

- Preferably a CS + LLB with exposure to listed company compliance

- Knowledge of SEBI LODR, ICDR, PIT and SAST regs.

- Drafting and Interpretational Skills

- Effective Management Skills

- Data Analytics

- Should be from the exchange background/ Merchant banking.

- Analytical capability

- Should have team management capability

(ref:iimjobs.com)

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