Market Surveillance specialist

1 month ago


Thiruvananthapuram, India FCC (Financial Consulting Company) Full time

hat You Will Do:

Position overview:

We are seeking experienced Market Surveillance Analysts to join our team. The ideal candidates will possess a strong understanding of the financial markets, including various technical aspects, and have a keen eye for detail. This role is critical in monitoring market activities, ensuring compliance, and identifying any irregularities or unusual trading patterns.

Primary duties and responsibilities

Market Monitoring:

  • Continuously monitor trading activities and market data to detect any unusual patterns or potential market abuses.
  • Utilize advanced analytics and surveillance tools to identify irregularities in trading behavior.
  • Reviewing Trade surveillance alerts and conducting analysis of trading and market activity for asset class and programs such as Equities, Information barriers, Fixed income, Futures/ Options and Asset management



Data Analysis:

  • Analyze large datasets to identify trends, patterns, and potential compliance issues.
  • Prepare detailed reports and present findings to management and regulatory bodies as required.
  • Investigate market-moving events and create market color, conduct an analysis of the trading in the context of this market color, develop and support a recommendation.


Regulatory Compliance:

  • Ensure all market activities adhere to regulatory requirements and internal policies.
  • Stay updated with the latest regulations and industry standards, implementing necessary changes in surveillance processes.


Technical Proficiency:

  • Demonstrate a strong understanding of financial instruments, trading platforms, and market dynamics.
  • Utilize technical analysis and quantitative methods to assess market trends and trading activities.
  • Proficiency with Bloomberg, Reuters and other market data tools and aptitude for research.
  • Interested in capital markets, current events, and financial news.


Communication:

  • Communicate findings and recommendations effectively through well-structured narratives and comprehensive write-ups.

What You Will Need:

  • Master’s degree in finance, Economics, or a related field.
  • Professional certifications such as CFA is advantageous.
  • 2-4 years’ experience in different product types such as fixed-income securities, equity options and other derivatives such as CDS and CFD.
  • Proven experience in market surveillance, compliance, or a related role within financial services.
  • Experience with reviewing trading activity for Compliance and familiarity with securities laws and regulations for identifying potential trading violations.
  • An understanding of markets and potential market manipulative behavior and a demonstrated ability to conduct reviews relating to regional rules and regulations.

What Would Be Nice To Have:

  • Strong analytical skills and the ability to interpret complex data sets.
  • Proficiency in using surveillance and analytics tools.
  • Advanced skills in English writing, comprehension, and reading, with a demonstrated ability to produce high-quality reports and analyses.



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