Compliance Testing Manager
2 weeks ago
Job Title: Compliance Testing Manager Department: Compliance Location: Mumbai Reporting To: Senior Compliance Manager Positions : 1 Job Purpose: To ensure the bank's operations, products, and services comply with applicable regulatory requirements through structured compliance testing. The role involves planning, executing, and reporting on compliance testing activities, identifying gaps, and recommending corrective actions. Key Responsibilities: Compliance Testing Execution: Develop and implement the annual compliance testing plan. Conduct compliance reviews across business units, branches, and new products. Perform control testing to assess adherence to regulatory and internal standards. Reporting & Documentation: Draft detailed testing reports with observations and management responses. Maintain MIS and dashboards for open issues, aging, and resolution timelines. Present findings to senior management and compliance committees. Stakeholder Engagement: Collaborate with business units to ensure timely closure of compliance gaps. Guide teams on remediation plans and monitor progress. Regulatory Monitoring: Stay updated on regulatory changes and assess their impact on testing scope. Support in updating testing methodologies and frameworks accordingly. Team Collaboration: Work closely with various teams. Mentor junior compliance staff and support cross-functional initiatives. Qualifications & Experience: Bachelor’s degree in Finance, Business Administration, or related field. 5–8 years of experience in compliance testing, auditing, or risk management within the banking sector. Strong understanding of RBI guidelines, AML/KYC norms, and other banking regulations. Professional certifications like CCEP, CRCM, or ICA (preferred). Skills Required: Regulatory knowledge and interpretation Risk-based testing methodology Analytical and problem-solving skills Strong communication and report writing Stakeholder management Attention to detail and organizational skills Preferred Attributes: Experience in IT/ISG compliance testing is a plus. Ability to work independently and manage multiple testing engagements. Proactive approach to identifying and mitigating compliance risks.
-
Compliance Testing Manager
2 weeks ago
Mumbai, India Saraswat Bank Full timeJob Title: Compliance Testing Manager Department: Compliance Location: Mumbai Reporting To: Senior Compliance Manager Positions : 1 Job Purpose: To ensure the bank's operations, products, and services comply with applicable regulatory requirements through structured compliance testing. The role involves planning, executing, and reporting on compliance...
-
Compliance Testing Manager
2 weeks ago
Mumbai, India Saraswat Bank Full timeJob Title: Compliance Testing Manager Department: Compliance Location: Mumbai Reporting To: Senior Compliance Manager Positions : 1 Job Purpose: To ensure the bank's operations, products, and services comply with applicable regulatory requirements through structured compliance testing. The role involves planning, executing, and reporting on compliance...
-
Compliance Testing Manager
2 weeks ago
Mumbai, India Saraswat Bank Full timeJob Title: Compliance Testing Manager Department: Compliance Location: Mumbai Reporting To: Senior Compliance Manager Positions : 1 Job Purpose: To ensure the bank's operations, products, and services comply with applicable regulatory requirements through structured compliance testing. The role involves planning, executing, and reporting on compliance...
-
Compliance Testing Manager
2 weeks ago
Mumbai, India Saraswat Bank Full timeJob Title: Compliance Testing ManagerDepartment: ComplianceLocation: MumbaiReporting To: Senior Compliance Manager Positions : 1Job Purpose:To ensure the bank's operations, products, and services comply with applicable regulatory requirements through structured compliance testing. The role involves planning, executing, and reporting on compliance testing...
-
Compliance Testing Manager
2 weeks ago
Mumbai, India Saraswat Bank Full timeJob Title: Compliance Testing ManagerDepartment: ComplianceLocation: MumbaiReporting To: Senior Compliance ManagerPositions : 1Job Purpose:To ensure the bank's operations, products, and services comply with applicable regulatory requirements through structured compliance testing. The role involves planning, executing, and reporting on compliance testing...
-
Compliance Testing Manager
2 weeks ago
Mumbai, India Saraswat Bank Full timeJob Title: Compliance Testing ManagerDepartment: ComplianceLocation: MumbaiReporting To: Senior Compliance ManagerPositions : 1Job Purpose:To ensure the bank's operations, products, and services comply with applicable regulatory requirements through structured compliance testing. The role involves planning, executing, and reporting on compliance testing...
-
Compliance Manager
1 week ago
Mumbai, Maharashtra, India TVS Infrastructure Investment Manager Private Limited (TVS IM) Full time ₹ 20,00,000 - ₹ 25,00,000 per yearKey Responsibilities1. Compliance Framework & GovernanceDevelop and implement a compliance management framework covering applicable laws, regulations, and internal policies.Map statutory and regulatory obligations (SEBI, MCA, RBI, FEMA, Income Tax, Labour, Environment, Trust Regulations, etc.) and maintain a compliance register.Roll out and manage compliance...
-
Compliance Testing Manager
1 week ago
mumbai, India Saraswat Bank Full timeJob Title: Compliance Testing Manager Department: Compliance Location: Mumbai Reporting To: Senior Compliance Manager Positions : 1 Job Purpose: To ensure the
-
Compliance Testing Manager
2 weeks ago
Mumbai, Maharashtra, India, Maharashtra Saraswat Bank Full timeJob Title: Compliance Testing ManagerDepartment: ComplianceLocation: MumbaiReporting To: Senior Compliance Manager Positions : 1Job Purpose:To ensure the bank's operations, products, and services comply with applicable regulatory requirements through structured compliance testing. The role involves planning, executing, and reporting on compliance testing...
-
Test Manager
1 week ago
Mumbai, India Deloitte Full timeRole Overview:The Legal and Compliance Test Manager will be responsible for planning, executing, and managing control testing and monitoring activities to assess compliance with regulatory requirements and internal policies. The role involves working closely with Compliance, Risk, and Audit teams to ensure an effective control environment across Client...
