Compliance Officer

4 weeks ago


Dombivli, India Vahura Full time

Our client, a leading 𝗚𝗹𝗼𝗯𝗮𝗹 𝗜𝗻𝘃𝗲𝘀𝘁𝗺𝗲𝗻𝘁 𝗙𝗶𝗿𝗺, is looking to hire a 𝗖𝗼𝗺𝗽𝗹𝗶𝗮𝗻𝗰𝗲 𝗣𝗿𝗼𝗳𝗲𝘀𝘀𝗶𝗼𝗻𝗮𝗹 for their 𝗚𝘂𝗿𝘂𝗴𝗿𝗮𝗺 office.An ideal candidate should have 𝟰–𝟲 𝘆𝗲𝗮𝗿𝘀 of post-qualification experience, with strong exposure to:• Compliance and regulatory matters under the Investment Company Act of 1940 and Investment Advisers Act of 1940• Supporting registered investment companies, BDCs, and other public investment vehicles• Preparing and managing board materials, filings, and compliance reports• Developing and maintaining compliance policies, testing, and monitoring frameworks• Collaborating with global legal and compliance teams on governance and oversightInterested professionals can reach out to me at prachi@vahura.com.



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