
Senior Executive
2 weeks ago
Educational Qualification
- Post Graduate from a reputed Institute / University
Experience
- 6 –8 years of relevant work experience
Skills Required
- Adequate regulatory function knowledge
- Administrative support
Functional Competencies required
- Knowledge and understanding of Exchange ecosystem and operations
- Ability to grasp and interpret compliance & regulatory knowledge
- MS Excel and MS Power Point
Behavioral Skills required
- High attention to detail
- Process driven
- High degree of integrity
- Responsiveness
- Effective communication and attentiveness
Job Purpose:
- To ensure support to Compliance team to handle for all matters relating to compliance operations.
1.Managing Inward and outward SEBI correspondences
2.SEBI communication tracking and escalation
3.Maintain PO/DD list of members
4.Monitoring FIU Alerts, disseminate FIU Guidelines to members as and when applicable
5.Organize and manage PML compliances
6.Administrative Support and assistance in high impacting Compliance initiatives
7.Handling documentation of correspondence between Exchange and the SEBI
8.Managing custody of agreements/undertaking
9.Drafting Board Agendas
10.Administrative Support and assistance to CCO
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