Senior Executive

2 weeks ago


Palakkad, Kerala, India NCDEX Full time

Educational Qualification

  • Post Graduate from a reputed Institute / University

Experience

  • 6 –8 years of relevant work experience

Skills Required

  • Adequate regulatory function knowledge
  • Administrative support

Functional Competencies required

  • Knowledge and understanding of Exchange ecosystem and operations
  • Ability to grasp and interpret compliance & regulatory knowledge
  • MS Excel and MS Power Point

Behavioral Skills required

  • High attention to detail
  • Process driven
  • High degree of integrity
  • Responsiveness
  • Effective communication and attentiveness

Job Purpose:

  • To ensure support to Compliance team to handle for all matters relating to compliance operations.

1.Managing Inward and outward SEBI correspondences

2.SEBI communication tracking and escalation

3.Maintain PO/DD list of members

4.Monitoring FIU Alerts, disseminate FIU Guidelines to members as and when applicable

5.Organize and manage PML compliances

6.Administrative Support and assistance in high impacting Compliance initiatives

7.Handling documentation of correspondence between Exchange and the SEBI

8.Managing custody of agreements/undertaking

9.Drafting Board Agendas

10.Administrative Support and assistance to CCO



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