Retail Asset Auditor
18 hours ago
Key Responsibilities:Undertake audits of retail asset products and lending operations as per the approved risk-based audit plan, ensuring comprehensive coverage of processes and controls.Perform independent assessment of risks, evaluate internal controls, and conduct detailed financial and operational analyses to identify process gaps and control weaknesses.Review pre- and post-disbursement documentation, credit underwriting practices, and loan monitoring mechanisms for compliance with internal and regulatory requirements.Evaluate the effectiveness of Early Warning Signal (EWS) identification, tracking, and escalation mechanisms across retail lending operations.Identify deficiencies in risk evaluation, monitoring, and control processes; recommend practical and time-bound corrective actions.Ensure adherence to internal policies, RBI/NHB guidelines, Companies Act provisions, and other applicable regulatory frameworks.Prepare audit planning documents (Business Understanding Note, Audit Checklist) ensuring adequate scope and depth of coverage.Execute end-to-end audits independently — from fieldwork to reporting — and ensure timely closure of audit observations in the system.Support the preparation of audit reports, validate findings with business teams, and drive closure discussions with auditees.Undertake special reviews or investigations as directed by the Audit Committee, Senior Management, or Regulators.Guide and review work performed by new joiners or junior members in the retail audit team, ensuring quality and consistency in audit execution.Contribute to strengthening governance, risk management, and control culture within the retail lending business.Qualification: Chartered Accountant (Mandatory)Experience:Strong familiarity with Companies Act, RBI / NHB and other regulatory requirements.Significant experience in developing, testing, and assessing internal controls.Strong analytical skill with knowledge and understanding of the HFC, NBFC and Banking systems, internal control, and reporting processes.Up to 6 years of total work experience in internal audit and risk management of NBFC/ HFC/ Banking, and reputed audit firms. Preferred to have candidates from retail asset internal audit background who has managed central and branch audits.Piramal is an equal opportunity employer. Qualified applicants will be considered without regard to age, gender, marital status, sexual orientation, gender identity or expression, disability, or religion.
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Retail Asset Auditor
1 day ago
Mumbai, India Piramal Finance Full timeKey Responsibilities:Undertake audits of retail asset products and lending operations as per the approved risk-based audit plan, ensuring comprehensive coverage of processes and controls.Perform independent assessment of risks, evaluate internal controls, and conduct detailed financial and operational analyses to identify process gaps and control...
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Retail Asset Auditor
22 hours ago
mumbai, India Piramal Finance Full timeKey Responsibilities:Undertake audits of retail asset products and lending operations as per the approved risk-based audit plan, ensuring comprehensive coverage of processes and controls.Perform independent assessment of risks, evaluate internal controls, and conduct detailed financial and operational analyses to identify process gaps and control...
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Retail Asset Auditor
18 hours ago
Mumbai, India Piramal Finance Full timeKey Responsibilities: - Undertake audits of retail asset products and lending operations as per the approved risk-based audit plan, ensuring comprehensive coverage of processes and controls. - Perform independent assessment of risks, evaluate internal controls, and conduct detailed financial and operational analyses to identify process gaps and control...
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Retail Asset Auditor
16 hours ago
Mumbai, India Piramal Finance Full timeKey Responsibilities: Undertake audits of retail asset products and lending operations as per the approved risk-based audit plan, ensuring comprehensive coverage of processes and controls. Perform independent assessment of risks, evaluate internal controls, and conduct detailed financial and operational analyses to identify process gaps and control...
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Retail Asset Auditor
10 hours ago
Mumbai, India Piramal Finance Full timeKey Responsibilities:- Undertake audits of retail asset products and lending operations as per the approved risk-based audit plan, ensuring comprehensive coverage of processes and controls.- Perform independent assessment of risks, evaluate internal controls, and conduct detailed financial and operational analyses to identify process gaps and control...
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Policy & Portfolio Monitoring-retail Assets
1 week ago
Mumbai, India Skillventory Full time**Policy **&** Portfolio Monitoring-Retail Assets**: - From 5 to 10 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbaior **Roles and Responsibilities** 1 Closely Associate with stakeholders to deliver projects on technology/process with overarching - knowledge on all key retail asset products vis; Credit Cards, Retail Loans, MFI, Agri Loans -...
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Retail Asset Advosory
2 weeks ago
Mumbai, India Skillventory Full time**Retail Asset Advosory - Compliance**: - From 2 to 7 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbaior **Roles and Responsibilities** - **Guidance & Advisory** - Provides guidance and support to business teams on their queries pertaining to Credit (Wholesale and Retail) regulations/guidelines issued by RBI - Liaising with RBI for seeking...
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Trustee Officer
3 weeks ago
Mumbai, India Nuvama Asset Management Full timeJob Responsibilities:- Assist the Trustees and discharge the activities assigned.• Co-ordinate, supervise, for Compliance and Legal functions of the Trustee Company.• Co-ordinate, supervise for compliance under SEBI Regulations, Corporate Laws, etc. for Trustee Company of Mutual Fund.• Ensuring various Compliances as per SEBI Regulations on day-to-day...
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Trustee officer
3 days ago
Mumbai, India Nuvama Asset Management Full timeJob Responsibilities:Assist the Trustees and discharge the activities assigned.• Co-ordinate, supervise, for Compliance and Legal functions of the Trustee Company.• Co-ordinate, supervise for compliance under SEBI Regulations, Corporate Laws, etc. for Trustee Company of Mutual Fund.• Ensuring various Compliances as per SEBI Regulations on day-to-day...
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Trustee Officer
3 days ago
mumbai, India Nuvama Asset Management Full timeJob Responsibilities:Assist the Trustees and discharge the activities assigned.• Co-ordinate, supervise, for Compliance and Legal functions of the Trustee Company.• Co-ordinate, supervise for compliance under SEBI Regulations, Corporate Laws, etc. for Trustee Company of Mutual Fund.• Ensuring various Compliances as per SEBI Regulations on day-to-day...
