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Lead - Risk & Compliance - BFSI

4 weeks ago


Chennai, India B2N Full time

- Conduct compliance risk assessments across business lines and functions.

- Develop and execute a risk-oriented compliance activity plan in alignment with regulatory requirements.

- Identify compliance risk exposure in new and existing business operations and drive mitigation strategies.

- Review and subject new product launches to compliance checks, ensuring regulatory alignment.

- Design, implement, and oversee a risk-based compliance monitoring and testing program.

- Keep management informed of key compliance risks and remediation status.

- Provide regular reports to senior leadership and regulatory bodies.

- Stay updated with RBI, SEBI, IRDAI, and other Indian financial regulatory frameworks.

- Promote a compliance-driven culture across the organization through training and awareness.

Required Candidate Profile

Education:

- Bachelor's degree in Law, Finance, Risk Management, or related discipline.

- MBA/PGDM or professional certifications (e. , CISA, CRISC, ICA, Certified Compliance & Ethics Professional) 10+ years of experience in compliance testing, monitoring, and regulatory risk management in Indian BFSI at a corporate level.

- Strong understanding of RBI/SEBI/IRDAI guidelines, AML, KYC, and regulatory frameworks.

Skills & Competencies:

- Strong knowledge of compliance testing methodologies and risk management frameworks.

- Ability to assess, design, and implement compliance programs across multiple business lines.

- Excellent analytical, problem-solving, and decision-making skills.

- Strong communication and stakeholder management ability.

- Proficiency in compliance tools, audit software, and MS Office

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