Manager - Compliance & Process - Digital Bank (5-9 yrs)

3 weeks ago


Mumbai, Maharashtra, India iimjobs Full time
Manager - Compliance & Process

Responsibilities:
Keeping track of regulatory guidelines and implementation for 811 Developments / Process

  • Review/analysis of digital processes, Identification of regulatory gaps and resolving/fixing the process in adherence to 811 /Bank process / regulatory guidelines.
  • Liaising with Internal as well as external auditors to conduct audit in a seamless manner for 811 product
  • Monitoring of open audit points and coordinating with stakeholders to ensure closure
  • Providing product walkthroughs to auditors
  • Coordinate with Products / IT on various process/System gaps and ensure same gets fixed/corrected.
  • Legal support for 811 related vendor/BC agreements. Closure of legal drafts in consultation with Bank Legal team.
  • For vendor onboarding providing end to end support to internal teams to obtain approval from various stakeholders like Legal ,ORM, Compliance, IRM etc.

Job requirement :
5-7 years of banking experience preferably in Compliance/ Audit/Digital Banking

  • Good understanding of regulatory guidelines related to KYC, Digital Banking, PPI etc.
  • Experience in interfacing with regulators, internal auditors and handling queries/inspection
  • Experience in handling senior stakeholder interaction and advise management on risk and control framework
  • Experience in people management and adaptable to different ways of working
  • Strong written and verbal communication skills & interpersonal skills


Qualification
  • CA is mandate

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