Compliance Officer

7 days ago

Ahmedabad Gujarat India, Gujarat Equirus Full time

Qualification: Graduation/ CA / MBA

Company Secretary will be preferred but non mandatory.


Experience: Minimum 4 + years of relevant experience

Experience in PMS compliance / AIF Compliance / Gift AIF and Distribution compliance will be preferred.


Role Details:

  • Ability to liaise and interact with regulators.
  • Ability to manage Audits.
  • Ensuring 100% compliance across all existing and new products that the company manages.
  • Ensuring end-to-end compliance with the provisions of all regulatory requirements i.e SEBI, IFSCA, Companies Act, FEMA etc.
  • Should be aware of the latest regulatory requirements on all products.
  • Support and guide in the implementation of new products as required by the company.
  • Ensure all regulatory changes/ updates as given by the regulators are managed and installed in the system.
  • Drafting and vetting of legal agreements/ contracts/ MOU/ notices to support the business and products team.
  • Work on any other compliance matters as assigned from time to time.
  • Ability to communicate well at all levels and directly engage with the Board of Directors and Managing Director on all compliance related aspects

  • Compliance Officer

    3 days ago

    Ahmedabad, Gujarat, India, Gujarat Tipsons Group Full time

    We are looking for a detail-oriented and proactive Compliance Officer to ensure adherence to regulatory frameworks and internal policies across our organisation.Key Responsibilities:Ensure full compliance with SEBI guidelines, circulars, and requirements applicable to market intermediaries.Monitor updates and changes in relevant laws, regulations, and the...

  • Compliance Officer

    2 weeks ago

    Ahmedabad, Gujarat, India, Gujarat QX Global Group Full time

    Job Title - Compliance officerResponsibilities: Answer Queries received on system and email on timely manner Follow up for compliance documents via calls, emails and messages Utilize excellent customer service skills and exceed customers’ expectations Ensure proper recording, documentation and closure Responsible for achieving assigned service level...

  • Compliance Officer

    12 hours ago

    Ahmedabad, Gujarat, India R N Marwah & Co Full time

    Job Description:Ensure compliance with requirement of GIFT City IFSCA and other relevant AIF regulations and spearhead compliance and risk management activities at the GIFT City officeDevelop infrastructure, systems, and processes to meet compliance requirements for the GIFT City officeStay informed about the latest regulatory changes and requirements,...

  • Compliance Officer

    2 weeks ago

    Ahmedabad, Gujarat, India Prudent Corporate Advisory Services Ltd. Full time ₹ 4,00,000 - ₹ 12,00,000 per year

    Prudent Corporate Advisory Services Ltdis urgently hiring for the post ofCompliance Officer.Location :AhmedabadExperience required :Min 2 YearsJob Description:Compliance with various regulations governing Mutual funds, Bonds, Insurance, NPS and other financial products;Liaise with external legal and regulatory authorities,Drafting & vetting of...

  • Sr. Compliance officer

    2 weeks ago

    Ahmedabad, Gujarat, India, Gujarat IMS People Possible Full time

    Job Title: Compliance Officer / Senior Compliance OfficerLocation: Makarba, Ahmedabad.Shift Timings:12:30 PM – 10:00 PM IST1:30 PM – 11:00 PM IST (During Daylight Saving Time)About the Role:We are looking for a detail-oriented and proactive Compliance Officer / Senior Compliance Officer to join our compliance team. The role involves managing and ensuring...

  • Principal Compliance Officer

    3 days ago

    Gandhinagar, Gujarat, India, Gujarat PlusWealth Capital Management LLP Full time

    About Us PlusWealth Capital Management LLP is a proprietary high-frequency trading firm, active in multiple markets including equities, options, and futures. We thrive on building cutting edge, data-driven, and tech-based trading algorithms. As a dynamic, machine-learning oriented trading platform, we embody the ethos of THINK. TECH. TRADE. If you share our...

  • Compliance Officer

    2 weeks ago

    Ahmedabad, Gujarat, India Analytix Business Solutions Full time ₹ 3,00,000 - ₹ 9,00,000 per year

    Job Description:GSTR 1 & GSTR 3B Filing, Reconciliation of ITC with GSTR 2A, GST RCM Payment (Monthly as per due dates), GSTR 9 (9, 9A, 9C) (Annual)Working on ROC returns, filings & Payments - AOC-4, Details of Exempted Deposits, DIN KYC, MGT-7 before due dateGST Audit workings with document support, formats for the AuditorCorporate F&A Processes...

  • Compliance Officer

    2 weeks ago

    Ahmedabad, Gujarat, India, Gujarat Analytix Business Solutions Pvt. Ltd. Full time

    • GSTR 1 & GSTR 3B Filing, Reconciliation of ITC with GSTR 2A, GST RCM Payment (Monthly as per due dates), GSTR 9 (9, 9A, 9C) (Annual) • Working on ROC returns, filings & Payments - AOC-4, Details of Exempted Deposits, DIN KYC, MGT-7 before due date • GST Audit workings with document support, formats for the Auditor • Corporate F&A Processes...

  • Compliance Officer

    4 days ago

    Ahmedabad, Gujarat, India Analytix Business Solutions Full time ₹ 5,00,000 - ₹ 15,00,000 per year

    Role & responsibilities:• GSTR 1 & GSTR 3B Filing, Reconciliation of ITC with GSTR 2A, GST RCM Payment (Monthly as per due dates), GSTR 9 (9, 9A, 9C) (Annual)• Working on ROC returns, filings & Payments - AOC-4, Details of Exempted Deposits, DIN KYC, MGT-7 before due dateGST Audit workings with document support, formats for the AuditorCorporate F&A...

  • Team Leader – UK Accounting

    5 days ago

    Ahmedabad, Gujarat, India, Gujarat FinGuru Services India Pvt. Ltd Full time

    Company DescriptionFinGuru India is more than just a service provider — we are your trusted growth partners. With a global presence, we proudly serve over 123 clients across 25+ countries, offering expert solutions in business registration, accounting, tax, and compliance. Our mission is to simplify complexity by delivering tailored financial strategies...