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Manager Central Compliance

2 months ago

Bengaluru, Karnataka, India MUFG Global Service Full time

JobDescription:

TheCentral ComplianceTeamisresponsibleforthemanagementandcoordinationofCoreCompliance processes which have broad relevance across or between teams.

Thisincludesbutisnotlimited to:

  • PersonalAccountDealing
  • ComplianceTrainingsupport
  • CompliancePolicyframeworkmaintenanceanddevelopment
  • Managementinformationproduction /co-ordination,includingforregionalgovernancebodies
  • RegulatoryChangesupport
  • Projectmanagementsupport

KeyRoles &Responsibilities

Themainpurpose oftheroleisto:

  • PerformkeyCentral Compliancefunctionstoensurethattheprocesseswithinitsremitrun effectively and efficiently
  • Ensureappropriatedocumentationofrisks, controlsandprocesses
  • Suggestimprovementstoprocessesinorderto streamline

Keyresponsibilitiesinclude:

  • SupportingthePersonalAccount Dealingapplicationprocess
  • SupportvariousdepartmentswithinACOtoassistincarryingoutoversightofunitswithin the region.
  • Supportingintherunningofotherprocesseswithintheremit oftheCentralComplianceteamas required
  • Reasonableadditionaladhocworkasrequired
  • ThislistofresponsibilitiesisexpectedtochangeovertimeastheCentral ComplianceTeam evolves.

Knowledge&Experience/Qualifications:

  • Bachelorsdegree inanydiscipline.
  • 8+yearsofexperienceinRegulatoryCompliance / Operationscapacity.
  • Highlevelofcommunicationskills withprovenability toarticulatecomplex issuesconcisely,suitable for all levels across the Group.
  • Activelydemonstrateaccountability,responsibilityandownershipformanagingownactionsand workload.
  • Experiencedindealingwithmultiplestakeholdersindifferentfunctions whohavedifferentobjectives.
  • Stronganalytical,problemsolvingandreportingskills andabletocriticallyevaluate information gather from multiple sources and reconcile conflicts.
  • Proficientinexcelincludingpivottables,formulas anddatamanipulation,PowerPoint,Word,SharePoint.