Associate Director Secretarial
1 week ago
Position: Associate Director Secretarial & Compliance
Qualification: CS,LLB
Experience: 8 to 12 years
Location: Mumbai
Role & Responsibility
- 1. Ensuring compliance of various statutes/regulations under company law, secretarial standards Eg -Board meetings, committee meeting, minutes etc.
- 2. Ensuring Compliance of LODR, Takeover Code, Insider Trading Code, ESOPs and other applicable SEBI laws
- 3. Ability to handle the Audit queries independently i.e. secretarial audit, statutory audit, exchange audit, internal audit etc.
- 4. Experience of handling securities markets compliances applicable to SEBI market intermediary
- 5. Experience of interaction with Stock Exchanges and Board of Directors/ senior management
- 6. Handling activities relating to Annual General Meeting, EOGM or Postal Ballot
- 7. Providing research base advise to stakeholders
- 8. Ensuring the smooth functioning of all tasks/activities assigned and ensuring that they are completed on time
- 9. Ensuring all books & records statutorily required under Companies act
- 10. Ability to handle compliances related to subsidiaries company
- 11. Best Practice Development, consistently monitoring the quality of products and services and the processes
- 12. Communicating and reinforcing the importance of high-quality work standards
- 13. Taking initiative to improve the quality of work process
- 14. Review of contracts, agreements, NDA etc.
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