Assistant Manager EXL/AM/1030839

2 weeks ago


Cochin, Kerala, India exl Full time
Job Description

Key Point:1. Open to work in different shifts2.

3-4 years' experience in Compliance/Audit/Finance DomainsScope for Line ComplianceCompliance to Laws/Regulatory Standards –Check for Adherence to federal/state laws,Check for Adherence to Regulatory Policies ,Check for Adherence to Regulatory Procedures.

Compliance to Contractual Requirements –MSA/SOW related clauses (checklists).Understand SLA targets – SOW / MSA.Closure from Previous Audit Issues –Open Items from previous audits (internal & External).Robustness of the action plan for closures.

Timeliness of action planning.
Compliance to Certification –Adherence & awareness to Organization wide Policies & Procedures.
BCP & DRP Compliance.
Documentation and Data Control.
Line Compliance – Role & Responsibilities.
Meeting Compliance Requirements –

Laws, Clients, Standards, ManagementClient Specific BCP tests and ReportsMeeting policy requirements for complianceAssists in maintaining ISO DocumentsDriving closure of Audit and Test reportsEnsuring timelines for deliverables towards BCP, ITIS, ExlMS, SOX, ClientSupport –

IT/InfoSec, BCM, Deployment of Policies, Processes and controls in operations/ function:Drive compliance to processesImplement new processesNew/changed processes as and when releasedReport compliance to Process Owner/Core TeamCoordinate –

Internal, External & Client Audits:
Audit SchedulingAudit Preparation (as per checklists)Role of Guide during external audits/client auditDelivering & Ensuring –

Training, Sessions, Review reports:
SOX Compliance checklistInformation Technology Information SecurityBCP- Walk through tests, Evacuation Drill , HOT Test (Emergency Processes)FERT (Floor Emergency Response Team)Internal reviews to ensure ComplianceDelivering & Ensuring –

Training, Sessions, Review reports:
SOX Compliance checklistInformation Technology Information SecurityBCP- Walk through tests, Evacuation Drill , HOT Test (Emergency Processes)

FERT (Floor Emergency Response Team)Internal reviews to ensure ComplianceDraft audit reportKey Point:
Open to work in different shifts

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