Para Banking Advisory Compliance

SECTION I: BASIC INFORMATION Job Code Cost Center Job Title Regulatory Compliance Para Banking Activities Functional Title AVP Grade Management Band Business Unit Division Department Compliance Location Mumbai Reporting to No. of Direct Reports SECTION II: ROLE SUMMARY The role holder will be...

Roles and Responsibilities Hiring for a Leading Private Sector Bank Roles and Responsibilities :- Handling Regulatory Compliance for the Bank covering various regulations of SEBI, PFRDA, NSDL, CDSL, NSE, BSE etc. Handling Compliance with above mentioned regulations pertaining to business of Custodian, DP, DDP, Pension Fund, Merchant Banking...

Compliance Advisory - Retail Liabilities: From 6 to 10 year(s) of experience- ₹ Not Disclosed by Recruiter MumbaiorRoles and ResponsibilitiesDemonstrate good compliance risk awareness across different business- segments. 2. Keep abreast of regulatory developments or other matters affecting the- business activities, systems and controls. 3. Liaising with...

JD ——————— – Completed SEBI registration for PMS business and monthly compliances – Drafting the PMS agreement and POA along with the KYC form – Coordination and setting up of Custodial and banking activities with ICICI Bank and HDFC Bank – Setting up the Wealth spectrum system. – knowledge of the Wealth spectrum system with...

Job Purpose Provide support on strategic projects and maintenance of routine operational and administrative support to Corporate & Investment Banking (Coverage and Advisory team) Role & Responsibilities Strategic detailed analysis on important topics for Corporate coverage and advisory team: development strategy (existing and new business line) market...

Department:Corporate AdvisoryLocation:Mumbai (on-site)Job Description:Walter Advisors is seeking a dynamic and skilled Chartered Accountant with 1.5-4 years of post-qualification experience in debt syndication and financial advisory. The ideal candidate will play a key role in debt syndication, financial advisory, and management consulting activities,...

Department: Corporate Advisory Location: Mumbai (on-site) Job Description: Walter Advisors is seeking a dynamic and skilled Chartered Accountant with 1.5-4 years of post-qualification experience in debt syndication and financial advisory. The ideal candidate will play a key role in debt syndication, financial advisory, and management consulting activities,...

Legal / Law Mumbai _Mumbai_ November 24, November 24, 2024 Financial ServicesJob Overview:- Office Location (Area) Mumbai- Salary Offer LPA- Required Education CS- Course Type Full Time- Min Required Experience (Years) 8- Max Required Experience (Years) 8Function: Compliance (Merchant Banking Division)Location: MumbaiQualifications:Qualified as Company...

Responsibilities:Job Summary: - To support Head of Compliance, business lines and stakeholders in India in the management of compliance risks and handling of all matters relating to General Compliance and Financial Crime Compliance (FCC), for Anti Money Laundering (AML) and Counter Financing of Terrorism (CFT) matters by effective coordination and management...

Job Summary:The Bank Auditor will be responsible for conducting internal audits to assess the effectiveness of risk management, control, and governance processes. This role requires a detail-oriented individual with a strong understanding of banking operations and regulatory requirements.Key Audits: Perform internal audits of various banking functions...

Providing Advisory to various business verticals with reference Trade Finance Compliance – EDPMS & IDPMS including risk mitigation strategies to reduce the financial risks and eliminate compliance risks for L&T at Corporate level. Fostering win-win partnership with banks (Authorized Dealers) Liasioning with various multiple AD Banks at various...

JobPurpose Providesupport on strategic projects and maintenance of routineoperational and administrative support to Corporate &Investment Banking (Coverage and Advisoryteam) Role& Responsibilities Strategicdetailed analysis on important topics for Corporate coverage andadvisory team: development strategy (existing and new businessline) market intelligence...

Business Function Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust and...

Function : Compliance (Merchant Banking Division) Location : Mumbai Qualifications: Qualified as Company Secretary with LLB or CA degree preferred Work Experience (highlight) : Work experience of 8-10 years and above. Must have exposure & experience in managing compliance aspects and understanding & awareness about financial service...

Ability to develop mechanisms to adhere to SEBI regulations and requirements regarding Merchant Banking.Create checklist, SOP, and process notes to establish regulatory compliance for Merchant Bankers.Manage SEBI Merchant Banker Regulatory inspections.Collaborate with different departments to guarantee compliance with relevant functions.Submit necessary...

Job PurposeLead the Compliance segment for Corporate Banking. Track the Compliance parameters and propose ways to keep it in control by liaising with different stake holders of the bank. Create prosses to smoothen the ways to taken the pendency of the compliance parameters.Skills Required:Compliance, Audit, corporate bankingLocationMumbaiRoles &...

India Compliance Group FunctionsJob Reference #BRCity MumbaiJob Type Full TimeYour role Are you someone who likes to work in a fastpaced environment? Are you looking for a Compliance & Operational Risk Control (C&ORC) position that will give you exposure to the different business divisions of a major investment bank? We are looking for someone like that who...

Reference Code: VK23192 Job Title:**Compliance Advisory Trade/FEMA* Category: Job Description: Regulatory Guidance Providing regulatory guidance on various business structures and transactions pertaining to Trade/FEMA.Review of Product and Process Notes Reviewing various product and process notes pertaining to Trade/FEMA from a regulatory point of...

Location:Mumbai, IndiaTitle:Sales Coverage Analyst, FX Advisory & SalesGrade:AssociateDeutsche Bank International Private Bank (IPB) - Capital Markets, Advisory & SalesThe global Advisory & Sales division encompasses Capital Markets, Wealth Planning, Offering Management including Product Marketing, One Bank Solutions and Investment Management. This role is...

Well versed in trade finance and foreign exchange (UCPDC, URC, URR, FEMA & RBI Regulatory guidelines) and possessing broad understanding of banking operations with emphasis on Trade Finance operations in line with regulatory requirements. Good communication and interpersonal skills, problem solving capabilities & positive attitude. Should display confidence...