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Avp - Depository Participant; a Leading Mnc Bank
1 week ago
- To manage complete DP operations along with wellversed knowledge of KYC guidelines of NSDL and SEBI and Demat account opening.
Role & Responsibilities
- Experience in managing all DP Operations including Account Opening, KRA upload and DIS processing
- Well versed with KYC guidelines of NSDL and SEBI and Demat account opening for all types of Foreign and Local Clients.
- Well versed with AML checkpoints and other NSDL audit requirements.
- Liaising with market participants (Regulatory bodies, exchanges, brokers, DPs etc) and internal stakeholders for smooth functioning
Contributing Responsibilities
- Perform BCP/DRS tests on a regular basis
- Interaction with DP backoffice vendor
- Handling audits regulatory, internal, statutory, concurrent audit, NSDL audit etc.
- Other adhoc duties as may be required from time to time as per DP regulations and internal policies
Technical & Behavioral Competencies
- Team player.
- Client focused
- Qualitydriven.
- Proactive
- Excellent Communication skills
- Logical approach
- Keen to work in a multicultural environment
- Selfmotivated, with a strong sense of initiative
Specific Qualifications
- NISM ? Series VI: Depository Operations Certification Examination
Education Level:
Bachelor Degree or equivalent
Experience Level
At least 10 years
Skills Required:
Depository Participant;KYC;Account Opening;Demat Account Opening;DP Operations;NISM;AML
Location
Mumbai
Years Of Experience
10 to 15 Years
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