Avp - Depository Participant; a Leading Mnc Bank

1 week ago


Mumbai, Maharashtra, India Riverforest Connections Full time
**Job Description

  • To manage complete DP operations along with wellversed knowledge of KYC guidelines of NSDL and SEBI and Demat account opening.
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Role & Responsibilities

  • Experience in managing all DP Operations including Account Opening, KRA upload and DIS processing
  • Well versed with KYC guidelines of NSDL and SEBI and Demat account opening for all types of Foreign and Local Clients.
  • Well versed with AML checkpoints and other NSDL audit requirements.
  • Liaising with market participants (Regulatory bodies, exchanges, brokers, DPs etc) and internal stakeholders for smooth functioning

Contributing Responsibilities

  • Perform BCP/DRS tests on a regular basis
  • Interaction with DP backoffice vendor
  • Handling audits regulatory, internal, statutory, concurrent audit, NSDL audit etc.
  • Other adhoc duties as may be required from time to time as per DP regulations and internal policies

Technical & Behavioral Competencies

  • Team player.
  • Client focused
  • Qualitydriven.
  • Proactive
  • Excellent Communication skills
  • Logical approach
  • Keen to work in a multicultural environment
  • Selfmotivated, with a strong sense of initiative

Specific Qualifications

  • NISM ? Series VI: Depository Operations Certification Examination

Education Level:

Bachelor Degree or equivalent

Experience Level
At least 10 years

Skills Required:

Depository Participant;KYC;Account Opening;Demat Account Opening;DP Operations;NISM;AML

Location
Mumbai

Years Of Experience
10 to 15 Years

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