Dp Audit depository Participant

Job description:We have a job opportunity with our firm. We are practicing chartered accountants specializing in the area of audit of financial intermediaries (Stock brokers, commodity brokers, depository participants, PMS companies, Housing Finance companies, Insurance companies, etc).Job Role: DP AuditorLocation: Mumbai ( Sion, Andheri,...

**Job Description To manage complete DP operations along with wellversed knowledge of KYC guidelines of NSDL and SEBI and Demat account opening.- Role & Responsibilities Experience in managing all DP Operations including Account Opening, KRA upload and DIS processing Well versed with KYC guidelines of NSDL and SEBI and Demat account opening for all types of...

A leading CA firm requires Audit Executives for Bank Treasury ,Capital Market and DP Audits, Insurance Investments Audits including NAV Verification. The work locations would be at Santacruz East, Malad West and BKC.The firm is located near Churchgate with clients spread all over Mumbai, mainly in South Mumbai, Lower Parel, BKC and Goregaon/Malad.The client...

Role:Involves ensuring compliance with SEBI & other applicable rules and regulations of the stockexchanges i.e NSE & BSE, and depositories, clearing corporations, daily settlements, return filing, clientcommunications, monitoring operations, reporting, empanelment, liaising with back office ofinstitutional cum HNI clients, other day to day back office work...

Job descriptionWe are one of the top CA firm in Mumbai specialized in providing Compliance advisory services, Inspections, Audits of multiple Broking houses, Depository Participants, AMC's, NBFC etc. We have a PAN India presence with more than 300 clients.About role:Designation: Audit ExecutiveQualification: Specialized in Commerce BackgroundLocation: Mumbai...

Role: Involves ensuring compliance with SEBI & other applicable rules and regulations of the stock exchanges i.e NSE & BSE, and depositories, clearing corporations, daily settlements, return filing, client communications, monitoring operations, reporting, empanelment, liaising with back office of institutional cum HNI clients, other day to day back office...

A 30 year old, medium-large CA Firm has vacancies for Audit Assistant and Articled Trainee.CA Inter (New) / IPCC passed students who are eligible to do Articleship may immediately contact us. Those seeking transfer may also apply.Training would be imparted in the areas of Accounts, Audit, Finance, Computerised Information System, Legal and Regulatory...

Job Description Overseeing Centralised Processing tasks related to StockHolding products such as DP activities, GOI Bonds, TPP, etc. Managing operational tasks related to E Services and Government-related ventures Updating and maintaining customer databases Supporting internal/external audit processes Aligning processes and tasks with specific...

Location - MumbaiDesignation - ExecutiveExperience - 1-2 yearsQualification - PGDM / graduate Processing Queries / Investor Grievances (IG) received at NSDL against DPs, Issuers and RTAs. Ensuring Turnaround Time (TAT) for attending IGs. Monitoring redressal status of IGs and regular follows ups /reminder letters to DP/Issuer/RTA. Analysis of responses...

Location - MumbaiDesignation - Assistant ManagerExperience -3+ yearsQualification -CS/MBA/MMS/ Post Graduate / graduation with regular college studies. The person will be involved in product development and will be involved in implementation and operationalizing of product / services offered by depository. The person will play a key role in the project life...

Working under the direction of DP World's Group Compliance organization, conduct compliance assessments for international cross-border transactions and third party relationships, with a specific focus on ensuring compliance with applicable laws and regulations related to economic sanctions and trade compliance (., export controls) across DP World Freight...

ABOUT THE COMPANYPaytm Money Limited is a SEBI registered Stock Broker and Depository Participant that offers services related to Equity & Derivatives trading, Depository services, investment in IPOs. It is focused on simplified user experience and allow users to start your investment journey with zero paperwork, seamless digital KYC, automated payments,...

Primary responsibilities include work within a team setting or independently performing financial, operational, system and process audits of the companies across Business Units and Corporate functions. Support Head of IA to conduct risk assessment and provide inputs for development of the annual audit plan. Planning, executing, and completing individual...

Roles and Responsibilities Role Summary The role holder is responsible for providing regulatory guidance on various products, processes and transaction structures pertaining to the treasury function of the Bank. The role also ensures regular interaction with the regulators for queries as well as during on-site and off-site inspections. Further, the role...

Seeking Experienced Accountants Join Our Team Today Are you a skilled accountant looking for a new opportunity? We are expanding, and we're on the lookout for talented professionals to join the team. Business vertical: Accountant/Financial compliance Reporting to: Senior Accountant Location: Near DN Nagar Metro Station, Andheri West, Mumbai, Maharashtra,...

Educational Qualifications Candidates with a Bachelor's Degree in Commerce from any recognized University/Institution.Work Experience Candidates must have at least 1 to 3 years of work experience in relevant area of Capital/Securities Market preferably in PCM Derivatives Member Operations/ComplianceJob Description Candidate must have knowledge in Clearing &...

Educational Qualifications Candidates with a Bachelor's Degree in Commerce from any recognized University/Institution.Work Experience Candidates must have at least 1 to 3 years of work experience in relevant area of Capital/Securities Market preferably in PCM Derivatives Member Operations/ComplianceJob Description Candidate must have knowledge in Clearing &...

Grade Officer Trainee/ Executive Vacancy Code HWD/Vacancy/2324/RBO/0 Job Location Navi Mumbai/Mumbai Eligibility Criteria Only Indian citizens are eligible to apply Educational Qualifications Graduate in any discipline with minimum of 60% marks in aggregate / Post Graduate with a minimum of 50% marks in aggregate from a UGC recognized University/...

Vacancy Code HWD/Vacancy/2425/RBO/01Nationality Only Indian Citizens are eligible to applyJob Location Navi Mumbai/MumbaiEducational Qualifications Graduate in any discipline with a minimum of 60% marks in aggregate / Post Graduate with a minimum of 50% marks in aggregate from a UGC recognized University/ Institution.Experience Fresher can apply. 12 years of...

Implement the HR agenda within the Business, ensuring that all people managers are equipped and able to deliver the annual recurring people management requirements. Work with the leadership team to establish people agenda which underpins and supports the delivery of business goals and drives employee engagement. Participate in the development and...