Etd Regulatory Reporting and Controls Speclalist

2 weeks ago

Hyderabad, Telangana, India UBS Full time
India

  • Investment Banking, Operations
  • Investment Bank

Job Reference #

BR

City

  • Hyderabad

Job Type

  • Full Time

Your role

  • 1. Ensure daily processes are completed in line with Standard Operating Procedures and check list signed off in line line deadlines
  • 2. Understand our clients needs and expectations
  • 3. Make sure the risk culture within UBS India is well understood
  • 4. Completion of mandatory training completed within deadline
  • 5. Opportunity to identify and own process improvement opportunities
  • 6. Work collaboratively across ETD Operations to enhance delivery
  • 7. Develop staff within UBS India ETD Operations to increase their understanding of the product area
  • 8. Willingness to learn new processed
  • 9. Perform and monitor the following daytoday tasks: this will be specific to hiring role (Client/Clearing/Position Lifecycle/ Rev Control / Data/Risk & Control Make sure key controls are adhered to for the team
  • Provide support on regulatory change processes and controls
  • Ensure all regulatory submission or reporting to the exchange are accurate and timely
  • Support adhoc projects for exchange mandatory and business driven initiatives
  • Participate in daily huddles review prior day/trends and upcoming work schedule
  • Ensure impact on clients is understood throughout the process

Your team

  • Your main responsibility will be ETD process delivery in ETD Operations. ETD Operations have an offshore footprint of ~120 staff in India.
  • Your expertise:
  • Experience of Banking Operations especially in ETD Operations
  • Good understanding of operational risk, particularly in relation to the ETD Business
  • Knowledge of transaction reporting regulations and process
  • Great computer kills and willingness to learn new processes
  • Excellent organizational and rigorous followup skills
  • Integrity and discretion are key to help make sure sensitive information is handled with care

Your expertise
- a great communicator, you know how to speak with people at all levels
- able to continuously improve on processes/situations around you and quickly turnaround deliverables
- having a pragmatic "can do" attitude
- able to challenge the status quo
- a team player

  • Understand when escalation is required

About us

  • UBS is the world's largest and only truly global wealth manager.

We operate through four business divisions:
Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

  • With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?

Join us

  • At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like parttime, jobsharing and hybrid (office and home) working. Our purposeled culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
  • From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?

Disclaimer / Policy Statements

  • UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

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