Compliance Specialist

1 week ago


Bengaluru, Karnataka, India LTIMindtree Full time
Experience:
- 2.5 to 5 years onlyLocation:
- BangaloreQualification:
- LLB/CSAbout Company:
LTIMindtree is a global technology consulting and digital solutions company that helps businesses reimagine models, accelerate innovation, and maximize growth through digital technologies. With nearly 90,000 professionals in over 30 countries, LTIMindtree, a Larsen & Toubro Group company, combines strengths to solve complex challenges and drive transformation.

Role & Responsibilities:
I. Manage Vendor Compliance Framework of LTIMindtree:
  • Oversight over vendor compliance for India by coordinating monthly vendor audits
  • Follow up on vendor attendances on monthly audits, address non-compliance issues, and track high-risk non-compliances
  • Conduct meetings for reviewing vendor audit issues, provide compliance reports, and respond to violation notices
  • Collaborate with departments to resolve compliance issues and manage statutory returns
  • Coordinate compliance audits and report high-risk non-compliances to management

II. Manage Customer Compliance Framework:
  • Coordinate customer audits, obtain deployment lists, and prepare necessary documents
  • Respond to compliance questions, obtain CLRA Licenses, submit reports, and maintain trackers
  • Keep track of regulatory changes, resolve non-compliances, and save all compliance-related evidence

III. Manage CLRA Registration Certificate:
  • Manage registrations, amendments, and renewals of CLRA RC for different states
  • Coordinate with cross-functional teams, report overdue statuses, and save all related documents
  • Update compliance head, resolve issues, and arrange for necessary filings and renewals

Others:
- Save all files, workings, and evidence of closure periodically in the Shared folder
- Prepare Training modules on new regulatory legislation related to Customers

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