![Asit C Mehta Investment Interrmediates](https://media.trabajo.org/img/noimg.jpg)
Compliance Officer
7 days ago
Job ID:
Compliance Officer
Role:
Compliance Officer
Department:
Compliance and Legal
Location:
Andheri East, Mumbai, Maharashtra
Designation:
Manager - AVP
Reporting structure for the position:
Managing Director
No of Position Vacant: 1
- Ensuring compliance with all rules & regulations framed by regulatory authorities like Exchanges, SEBI, CDSL, PFRDA, IRDA ad MCA, AMFI.
- Maintaining the Compliance Calendar, in accordance with regulatory requirements and adhere to the deadlines prescribed for each activity
- Redressing the grievances of clients in a timely manner
- Handling arbitration related matters
- Registering / deregistering Authorized Person and Sub Broker with Exchanges/SEBI and adhere to necessary compliance related matters thereto. Base capital deposit release process.
- Handling Statutory / Regulatory Inspections / Audits
- Application / Renewal of Registrations / Approvals for various business activities
- Provide training for Anti Money Laundering Standards to all Staff members. Reporting suspicious transactions to FIU.
- Ensuring compliance with the Code of Conduct for Prevention of Insider Trading
- Answering any compliance related queries raised by functional / operations departments
- Reporting to the Board of Directors/Managing Director if the company / any staff member has breached compliance requirements
- Coordinating for and attending to legal matters, as and when required. Vetting of documents.
- Attending to queries/letters/communication from external agencies (other than Exchanges) like EOW, ACB, etc.
Preferred Skills:
- Sound knowledge & working experience of compliance regulations
- Good analytical ability to take calculated risks & decisions
- Integrity
- Energetic & Initiative taking attitude
- Resilient & stress tolerant
- Adaptable to change
- Detail conscious
- Persuasive & good negotiation skills
- Presentable, with good listening, oral and written communication skills
Education:
Bachelor's degree
Exp
Required in Years:
1- 5 years of relevant experience in stock broking/fintech company
Compensation:
Will be discussed during interviews
Hiring process/round of interviews:
Behavioural & technical interviews
Expected Notice Period: 30 days
-
Visa Officer
7 days ago
Andheri, Maharashtra, India Admin Bright LLP Full timeJob TitleVisa OfficerKey Responsibilities Client coordination Folder management : performing general clerical duties, electronic filing of documents Ensuring client information/records are kept uptodate and accurate by maintaining client folder as per compliance standards.Skills & Experience Work experience working in a similar role within the migration...
-
Security Officer
7 days ago
Andheri, Maharashtra, India Zecruiters Jobconnect Full timeJob Id: Z1936Industry: Education 1Gender: MaleExperience:YearQualification: 18Designation: Security OfficerDepartment: Security & SafetySub Department: General Security & SafetyLocation: Andheri Railway StatCity: MumbaiCountry: IndiaCTC INR Lacs:p.aVariable: NoSkills:Preference:Retired Army OfficersIf he s retired Army officers then undergraduate is also...
-
Chief Financial Officer
7 days ago
Andheri East, Maharashtra, India People Alliance Workforce Private Limited Full timeCHIEF FINANCIAL OFFICER/FINANCIAL CONTROLLER FROM LISTED COMPANYChief Financial Officer from Any Manufacturing Industry, SHOULD HAVE IPO LISTING EXPERIENCE.Qualification - Qualified Chartered Accountant with 10+yrs Exp Post QualificationResponsibilities: Monthly and Annual Accounts, internal and Statutory Audits finalization including consolidation...
-
Visa Officer
7 days ago
Andheri, Maharashtra, India Admin Bright Llp Full timeLocation : Andheri East I Mumbai (onsite only)Qualification : GraduateExperience : min 2 yearsWork timings : 7.00am to 3.30pmWork days :Monday to SaturdayJob descriptionTaking care of visa applications, online visa form filling, collection of documents, drafting, data checking / verifying the informationClient coordinationFolder management : performing...
-
Company Secretary Intern
7 days ago
Andheri, Maharashtra, India finquest financial solutions private limited Full timeAs a Company Secretary Intern at FinQuest Financial Solutions Private Limited, you will gain hands-on experience and exposure in various aspects of corporate governance, compliance, and regulatory affairs. You will work closely with the Company Secretary and support them in ensuring the company's compliance with legal and regulatory requirements.Key...
-
company secretary
7 days ago
Andheri, Maharashtra, India finquest financial solutions private limited Full timeAs a Company Secretary at FinQuest Financial Solutions Private Limited, you will play a critical role in ensuring compliance with legal and regulatory requirements, managing corporate governance practices, and providing guidance on company law matters. You will be responsible for overseeing the company's secretarial functions and working closely with the...
-
Software Accessibility QA Engineer
7 days ago
Andheri, Maharashtra, India Cornerstone OnDemand Full timeWe're looking for a Software Accessibility QA Engineer This role is Office Based This is the opportunity for the Accessibility expert with a talent and passion for testing, to join Cornerstone OnDemand India team. As Software Accessibility QA Engineer, you will be working together with some of the most highly skilled Software Engineers in the...
-
Program Manager
7 days ago
Andheri, Maharashtra, India Cornerstone OnDemand Full timeWe're looking for a Program Manager This role is Office Based Program Manager, IT Security – India (senior level ok too,requires more years of experience)The Program Manager for Cornerstone is responsible for managingand implementing a comprehensive security program for the company's portfolioof applications. This involves identifying and...
-
Executive Manager
7 days ago
Andheri, Maharashtra, India Gegadyne Energy Full timeGegadyne Energy is a leading battery manufacturing company dedicated to producing high-quality Non-Lithium Based Quick Charging Battery Technology for various applications. We are committed to innovation, sustainability, and providing reliable energy solutions. As we continue to grow, we are seeking a motivated and experienced Store Manager to join our team...
-
Senior Accountant
7 days ago
Andheri, Maharashtra, India Paradise Placement Consultancy Full timeJob Description: India's industry leader in Recruitment and Staffing of healthcare professionals over a decade No of openings: 1 Qualification: Min Graduate Experience/Fresher:2-6yrs. Minimum and maximum range of salary: 20k-50k For which location: Andheri Shifts timings /duty hours: 10-7 Male/female: Any • Description: Coordinating...
-
Chartered AccountantCA
7 days ago
Andheri, Maharashtra, India WAY2GO Full timeChartered Accountant Role Location: Andheri (E) Head Office Mumbai Budget Max Up to 8-10 Lakhs Per Annum Qualification: Chartered Accountant Experience: 1 Year Experience (Freshers) Reports to: Group Financial Controller Responsibilities: Record, maintain, and manage day-to-day financial transactions of the company. Coordinate, prepare,...
-
Associate Transfer Pricing
7 days ago
Andheri, Maharashtra, India Ananta resource Management Full timeOur Client is a chartered accountancy partnership firm registered with Institute of Chartered Accountants of India (ICAI), established in 2010, having office at Mumbai. They are the team of young and energetic people's having positive approach to provide expert and professional services with due care of professional ethics.The firm is engaged in the...
-
Operations Co-ordinator
7 days ago
Andheri, Maharashtra, India Imfirmity Full timePosition: Franchise Coordinator | Operations Executive | Customer and Client CordinationSummary: As a Franchise Coordinator at our esteemed gym, you will play a crucial role in maintaining effective communication and coordination with our franchise partners. Your primary responsibility will be to ensure smooth and efficient operations between the gym's...
-
System Administrator
7 days ago
Andheri, Maharashtra, India Comaea Consulting Full timeJob DescriptionOur client is an established and leading company in the shipping industry with offices worldwide. To support its growth ambitions they are further developing its internal IT department and looking to hire competent professionals in its office in India.We are supporting our client in hiring :Systems AdministratorBased in Andheri,...
-
System Administrator
7 days ago
Andheri, Maharashtra, India Comaea Consulting Full timeOur client is an established and leading company in the shipping industry with offices worldwide. To support its growth ambitions they are further developing its internal IT department and looking to hire competent professionals in its office in India. We are supporting our client in hiring :Systems AdministratorBased in Andheri, MumbaiORGANIZATION :...
-
Telecaller Executive
7 days ago
Andheri, Maharashtra, India PCRED VENTURES PVT LTD Full timeJob Title:Loan Sales OfficerExperience: 27 yearsReport To: CEO & CFOSalary: 25,000/ to 40,000/ Responsibilities: Analyze active loan files on a regular basis and recommend solutions to speed up the loan process. Complete loan contracts and teach clients on policies and regulations. Interview applicants to define financial eligibility and establish debt...
-
Global Logistics Specialist
7 days ago
Andheri, Maharashtra, India WhiteWater Full timeOur people are at the heart of WhiteWater's success and achievements. Why? Because the way each of us view the world, our mindset, directly impacts every interaction and experience we have, each relationship we build, and the goals and outcomes we achieve. Just as we as individuals are shaped by our mindset, so too is our organizational culture – the...
-
Admin Executive
7 days ago
Andheri, Maharashtra, India WorkSquare Full timeJob Description: Admin ExecutiveAn Admin Executive, also known as an Administrative Executive or Administrative Assistant, plays a vital role in providing administrative support and managing various tasks within an organization.The specific responsibilities and duties may vary depending on the company and industry, but generally, the following are the common...
-
Finance Manager
7 days ago
Andheri, Maharashtra, India Paradise Placement Consultancy Full timeJob Description: We are having an urgent opening for the position of Finance Manager for a reputed Company at the Mumbai location. Job Description: • Will be responsible for Strategic Planning, preparing & managing the quarterly & annual operating plan, Budgeting & forecasting, MIS and Financial reporting, setting up process & control,...
-
Senior Database Administrator
7 days ago
Andheri, Maharashtra, India Cornerstone OnDemand Full timeWe're looking for aSenior Database AdministratorThis role isOffice BasedJob Summary:We are seeking a highly skilled and experienced Senior Database Administrator with at least 5 years of hands-on experience in managing and optimizing databases, specifically in MySQL or PostgreSQL and MongoDB. The ideal candidate should possess expertise in AWS cloud...