Audit and Compliance Agm

1 week ago


Mumbai, Maharashtra, India Quadrangle Full time

Expectations/ Requirements:

  • Facilitating external audits thus ensuring compliance with regulatory requirements.
  • Responsible for internal audit process & ensure compliance in line with RBI guidelines.
  • Creating and reviewing potential SOPs/ Policies/ Process Map on the basis of business requirements/ standardization as per Market.
  • Ensuring 100% vendors are covered periodically to authenticate the controls and hygiene of the processes via external audit.
  • Timely report out of all the processes to respective stakeholders on audit findings and process fix.
  • Meticulous follow ups with stakeholders on corrective actions of defects to ensure timely closure of Action Taken Report.
  • Monthly publishing of audit dashboards of all the processes.
  • Recommendation on enhancement of the existing processes and leverage automations from time to time

Superpowers/ Skills that will help you succeed in this role:

  • He/ She/ They should possess 2-5 years of progressive experience in lending and/or handling audit/compliance.
  • Responsible for understanding partner requirements and acting as a SPOC for business, risk, compliance.
  • Managing partner governance on an on-going basis and ensuring smooth functioning of the partnership
  • Technical skills would be added advantage.
  • Should possess excellent communication and analytical skills.
  • Working Knowledge of Presentation
  • Role:
Risk Management & Compliance - Other

  • Salary:
Not Disclosed by Recruiter

  • Industry:
FinTech / Payments

  • Department:
Risk Management & Compliance

  • Role Category:
Risk Management & Compliance - Other

  • Employment Type:
Full Time, Permanent

  • Key Skills
rbi guideline

compliance

internal audit

Skills highlighted with '' are preferred keyskills

  • Education
  • UG:
B.Com in Any Specialization

  • Mumbai, Maharashtra, India Vodafone Idea Full time

    Job Req ID:Location: Mumbai, IN- Function: Technology/ IOT/Cloud- About:Vodafone Idea Limited is an Aditya Birla Group and Vodafone Group partnership. It is India's leading telecom service provider. The Company provides pan India Voice and Data services across 2G, 3G and 4G platform. With the large spectrum portfolio to support the growing demand for data...


  • Mumbai, Maharashtra, India Vodafone Idea Full time

    Job Req ID:Location: Mumbai, IN- Function: Commercial/ Finance- About:Vodafone Idea Limited is an Aditya Birla Group and Vodafone Group partnership. It is India's leading telecom service provider. The Company provides pan India Voice and Data services across 2G, 3G and 4G platform. With the large spectrum portfolio to support the growing demand for data and...


  • Mumbai, Maharashtra, India Harjai Computers Full time

    Details need to ask to client during kick off callDuring kick off meeting along with Technical panel preferred Roles req understanding IT Audit and Compliance Experience details Min Max 3+ years- relevant Location Kurla Kohinoor City (5 days WFO, sometimes Saturday will work depending upon the workload) Budget Need to Quote ( Max salary can be offered 50k to...


  • Mumbai, Maharashtra, India Third Bridge Full time

    Job Description Position Overview At Third Bridge, our Compliance framework is an integral part of our business; as such we are looking to hire an Audit Associate to join Third Bridge Audit Team in Mumbai. The main purpose of this role is to provide an internal audit of the compliance framework across products and international offices working...


  • Mumbai, Maharashtra, India Third Bridge Full time

    Company Description Third Bridge Connections provides private equity firms, hedge funds and strategy consultants with the information that they need to understand the value of their investment opportunities. Our vision for delivering deep insight and unbiased market intelligence has evolved into a business with a range of complementary services, eight...


  • Mumbai, Maharashtra, India Third Bridge Full time

    Company Description Third Bridge Connections provides private equity firms, hedge funds and strategy consultants with the information that they need to understand the value of their investment opportunities. Our vision for delivering deep insight and unbiased market intelligence has evolved into a business with a range of complementary services, eight...

  • IT Audit

    2 months ago


    Mumbai/Navi Mumbai, Maharashtra, India talent leads Full time

    Skill, Knowledge &Trainings :- Strong understanding of Information Technology as a medium in today's digital world. - Prior experience in conducting audits and compliance in the area of information technology. - At least 4-5 years of hands on experience in either software development OR any stream of IT Infrastructure services.Trainings / Certifications...

  • IT Audit

    4 weeks ago


    Mumbai/Navi Mumbai, Maharashtra, India talent leads Full time

    Skill, Knowledge &Trainings :- Strong understanding of Information Technology as a medium in today's digital world. - Prior experience in conducting audits and compliance in the area of information technology. - At least 4-5 years of hands on experience in either software development OR any stream of IT Infrastructure services.Trainings / Certifications...


  • Mumbai, Maharashtra, India Team Management Services Full time

    Expertise in ensuring adherence and regulatory alignmentExtensive background in auditing and ensuring complianceProficient in liaising with financial institutionsManagement of KYC documentation proceduresExceptional communication abilitiesExperience in Compliance, audit, and bank coordination


  • Mumbai, Maharashtra, India Third Bridge Full time

    Job DescriptionPosition OverviewAt Third Bridge, our Compliance framework is an integral part of our business; as such we are looking to hire an Audit Associate to join Third Bridge Audit Team in Mumbai. The main purpose of this role is to provide an internal audit of the compliance framework across products and international offices working closely with the...


  • Mumbai, Maharashtra, India Third Bridge Full time

    Company Description Company Overview**Third Bridge is a market-leading investment research firm. We provide integrated solutions for the world's top investors and business leaders to help them make smarter and faster decisions.No other company in the world provides the same holistic investment offering: our superpower is the combination of human insights and...


  • Mumbai, Maharashtra, India Vodafone Idea Full time

    Job Req ID:Location: Mumbai, IN- Function: Technology/ IOT/Cloud- About:RoleTL - Tx Service Operations**Job Level/ DesignationM2/AGMFunction / DepartmentTechnology/ VIBS & CLS OperationsLocationCorporate - MumbaiJob Purpose Responsible for the overall cluster performance of the network services availability by way of effective fault management by minimizing...

  • AGM-Treasury

    1 week ago


    Mumbai, Maharashtra, India Vodafone Idea Limited Full time

    RoleTreasuryJob Level/ DesignationM2/AGMFunction / DepartmentFinance / TreasuryLocationCorporate, MumbaiJob PurposeTo provide a key supporting role in Treasury OperationsKey Result Areas/AccountabilitiesIdentification, measurement and management of Foreign Currency exposurePreparation and monitoring of daily and monthly cash flowsManaging the short-term...

  • Agm-fiber Audit

    1 week ago


    Mumbai, Maharashtra, India Vodafone Idea Full time

    Job Req ID:Location: Mumbai, IN- Function: Other- About:Vodafone Idea Limited is an Aditya Birla Group and Vodafone Group partnership. It is India's leading telecom service provider. The Company provides pan India Voice and Data services across 2G, 3G and 4G platform. With the large spectrum portfolio to support the growing demand for data and voice, the...


  • Mumbai, Maharashtra, India TransUnion Full time

    TransUnion's Job Applicant Privacy NoticeWhat We'll Bring:At TransUnion, we have a welcoming and energetic environment that encourages collaboration and innovation. We are consistently exploring new technologies and tools to be agile. This environment gives our people the opportunity to hone current skills and build new capabilities, while discovering their...


  • Mumbai, Maharashtra, India Mangalam Placement Full time

    LocationMumbaiExperience5-6 YearsKey SkillsDrafting, Company Secretary, Drafting of various policies, Compliance, Listing Regulation, board meeting, Board & Committee Meeting, Companies Act, LODR, communication skill**Position: Secretarial Compliance InvIT (Infrastructure Investment Trust)**Qualification: CA,CSExperience: 6 to 7 yearsLocation:...

  • Agm-tes

    1 week ago


    Mumbai, Maharashtra, India Vodafone Idea Full time

    Job Req ID:Location: Mumbai, IN- Function: Technology/ IOT/Cloud- About:Vodafone Idea Limited is an Aditya Birla Group and Vodafone Group partnership. It is India's leading telecom service provider. The Company provides pan India Voice and Data services across 2G, 3G and 4G platform. With the large spectrum portfolio to support the growing demand for data...


  • Mumbai, Maharashtra, India Mahindra and Mahindra Ltd Full time

    Manager - Compliance & Audits - ITSM Platform & Budget Management An experienced Manager with domain knowledge in Audit & Compliance, ITSM Platform, and Budget Management. As an Audit & Compliance Manager, responsible for ensuring that the department adheres to all the IT compliance and legal standards as well as internal policies and procedures. As an ITSM...


  • Mumbai, Maharashtra, India Vodafone Idea Full time

    Job Req ID:Location: Mumbai, IN- Function: Technology/ IOT/Cloud- About:RoleCentral Charging Operations**Job Level/ DesignationM2 / AGMFunction / DepartmentActive OperationsLocationMumbaiJob PurposeThe purpose of the role is to support charging consolidation, operate & manage PAN India IN platforms, Circle governance of IN services & end to end service...

  • Agm Finance

    1 week ago


    Mumbai, Maharashtra, India Women Entrepreneur Network Full time

    AGM Finance***SummaryExperience Required:- 15 YearsLocation:MumbaiCategory:Management ConsultingThe position is accountable for the accounting operations of the company, to include the production of periodic financial reports, maintenance of an adequate system of accounting records, and a comprehensive set of controls and budgets designed to mitigate risk,...