Risk & Compliance Partner

7 days ago

Bengaluru, Karnataka, India Computershare Full time

_Location:
__Bangalore, India_**
We give you a world of potential


Support is awesome in the way trust makes it work When you join this dynamic team as a Risk and Compliance Partner, you will enjoy a career, teamwork, flexibility, and leadership you can trust to help accelerate your personal and professional goals.

Come be a part of a world of potential at Computershare Business Support Services.


Corporate Trust is a market leader with decades of experience as a provider of trustee and sophisticated agency services for private and public companies, investment bankers, asset managers as well as governments and institutions.

We offer a wide range of services that fulfil our clients with a best-in-class reputation built on our high-touch approach to client service we are looking for people to join us and be a part of our exciting future as one of the top corporate trust firms globally.


A key part of this role will be collaborating with our onshore teams to service our Corporate Trust business lines and help us to deliver the professional services our clients trust and depend on.

If you're a match to those skills and have the passionate drive to be part of something truly amazing, while working on a diverse team and have the willingness to learn multiple tasks, then this is the perfect opportunity for you

A role you will love


The Risk and Compliance Partner reports to the [insert role of reporting party] and is a vital member of the Risk and Compliance Team.


This role is responsible for providing independent risk and compliance advice, support and oversight to the CCT Departments in meeting their risk, compliance and regulatory requirements.

The Risk and Compliance Partner will have a specific focus on risk and compliance policy maintenance, regulatory compliance training implementation and tracking.

The role holder will be required to collaborate with onshore teams to provide agreed upon servicing to the CCT business.


In this role you will be ensuring all aspects of compliance as defined by legislation, company policy, and leading practice as well as all risk aspects are implemented, reviewed, and reported while supporting, assessing, monitoring, and testing the first line of defence to ensure measures are in place to identify, assess, mitigate, and reduce risks, including local Indian regulatory compliance risks.

You will be part of a team of risk and compliance professionals to oversee the management of risk within the CCT business.


What will you bring to the role?
We are a global business with an entrepreneurial spirit, and we are proud of that.

What that comes with this is a fast-paced environment and lots of change so you will be resilient in nature and able to adapt quickly and embrace the pace of change we often work at.


Key Accountabilities (List in order of importance and time spent)

  • Provide independent Second Line of Defence Risk and Compliance support, oversight and monitoring of the CCT business in meeting their risk, compliance and regulatory responsibilities.
  • Receive direction from leaders and exercise independent sound judgement while developing knowledge to understand function, policies, procedures and compliance requirements.
  • Interpret policies, procedures, regulations and compliance (inconsultation with Legal) requirements.
  • Risk identification and mitigation mechanisms, including clear incident management process and escalations management.
  • Assisting with the implementation, execution, and maintenance of the risk and compliance programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements.
  • Identify and recommend opportunities for process improvement and risk control development through the oversight and implementation of the Risk and Compliance testing program.
  • Oversight and support of the local CCT India Operational Control Standards, which includes compliance checks of Physical Security, General Facilities/building, transport related filing, venfor contract compliance (if any), Technology, Infrastructure Controls; and Business Continuity Planning.
  • Support the CCT business and shared services as the point of escalation for local India risk, compliance, and legal matters.
  • Monitor the reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management.
  • Ability to evaluate, identify and recommend opportunities for process improvement and risk control environment from a local risk and compliance program lens; anticipated to identfy any new local laws/regulatory obligations, as applicable.
  • Provides guidance to management in the development of strategic plans for CCT offshoring.
  • Advises the business on crossdepartmental projects, risk assessments, and new business initiatives.
  • Leads CBSS through strong people leadership skills that create an effective high performance, inspired climate.
  • Provides direction and collaborates wi

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