Lead Control Management Officer, ECR

1 week ago

Hyderabad, Telangana, India WELLS FARGO BANK Full time
Lead Control Management Officer - Remediation

About this role:

Wells Fargo is seeking a Lead Control Management Officer.

Customer Remediation Control has an exciting opportunity for an experienced, forward-thinking Lead Control Management Officer. The Lead Control Management Officer will focus on developing programs, standards, and routines to support the CR COE enterprise program responsibilities. This Officer will work closely with the CR COE business leaders and CR COE Control team peers to identify, design, and deploy routines to enable a strong risk culture and control environment. After deployment, the Officer will also work closely with the CR COE to ensure the enterprise programs are followed, routines are sustainable, and performance measures are meeting expectations.

In this role, you will:
  • Collaborate with CR COE, Control team, WF Compliance, and Operational Risk Business Oversight to ensure risks are identified, mitigated and controlled
  • Execute against a controlled change management process
  • Provide alignment to one or more coverage areas across CRCOE
  • Serve as a coverage officer within the control team, with proven knowledge of applicable processes and controls
  • Continuously engage in discussions with LOB partners on strategy, organizational changes, and new/modified systems, processes and controls to determine impact and identify and remediate risk control issues across all risk types
  • Contribute to team coverage of engagements such as internal audits, external exam and other control reviews. Ensure LOB awareness and preparations as applicable.
  • Lead efforts for issues and corrective actions identified during engagements inclusive of root cause identification, issue intake, alignment of corrective actions as well as any related intake and closure requirements.
  • Communicate the pipeline of engagements, issues and any related requirements to ensure that internal and external timelines are met.
  • Collaborate with Line of Business (LOB) partners on control design, implementation and monitoring.
  • Ensure appropriate connectivity, linkage, and integration with in-region international risk management teams.
  • Partner with business control managers and the business to maintain the business process inventory.
  • Conduct risk assessments to evaluate the adequacy and effectiveness of policies, procedures, processes, systems, technology and internal controls.
  • Awareness and involvement in regulatory change control, and alignment of related controls.
  • Contribute to governance routines and management reporting leveraging RCSA data. Partner with business control managers to ensure that the RCSA and related risk and control profiles are maintained following any engagements/related issues and corrective actions.
  • Manage RCSA triggers, including the assessment of RCSA. Coordinate with business and support partners for creation of Self-Disclosed issues in Issues Management system of record.
  • Control Development: Control Documentation, control evaluation, control implementation and monitoring.
Required Qualifications:
  • 5+ years of Risk Management or Control Management experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
  • Advanced Microsoft Office (Excel and PowerPoint) skills. Knowledge and understanding of risk applications i.e. Veritas and Service Now (SNOW)
  • Knowledge and understanding of internal controls and Internal Control Policy.
  • Domain knowledge of Customer Remediation is desirable. Ability to synthesize data and/or observations from a variety of, often disparate and unconnected, sources, to deliver succinct summaries (both verbal and written) and enact responses quickly.
  • Exceptional interpersonal and relationship building skills to effectively influence all organizational and leadership levels, where flexibility, collaboration, and adaptability are a must.
  • Highly organized and proactive with demonstrated ability to assess, exercise independent judgment, apply prudent risk management principles, prioritize work to meet deadlines, and proactively escalate when necessary.
  • Ability to be flexible and adjust plans quickly to adapt to changing business needs. Hands on style; proven ability to structure tasks or projects, execute and achieve targeted results and develop and manage associated goals and plans.
  • Intellectual curiosity with proven ability to learn quickly through others as well as to conduct their own research and analysis.
  • Ethical integrity and demonstrated ability to exercise independent judgment and apply prudent risk mitigation principles.
Desired Qualifications:
  • Experience with Transformation with the ability to identify and present process/operational enhancements.
  • Ability to execute in a fast-paced, high demand environment while balancing multiple priorities.
  • Experience in risk management supporting front line unit compliance with enterprise policy and standards
  • Risk Management experience in a top 5 bank with specific focus on exiting Regulatory Consent Orders (OCC, CFPB, FRB)
  • Experience working with Senior Leaders as an "Influencer". Able to effectively convey complicated information necessary to provide the leader with an informed understanding leading to executable risk-mitigation strategies
  • Strong experience with Issue Management processes and systems
Job Expectations:
  • Candidates will be required to work on site in compliance with Wells Fargo's return to office standards, currently working in a hybrid model.
Posting End Date:
5 Jun 2024
*Job posting may come down early due to volume of applicants.

We Value Diversity

At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

Applicants with Disabilities

To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .

Drug and Alcohol Policy

Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.

  • Lead Control Management Officer

    1 week ago

    Hyderabad, Telangana, India WELLS FARGO BANK Full time

    About this role:Wells Fargo is looking for a Lead Control Management Officer.In this role, you will:Perform risk assessments (Applications, Infra & ITGC)Lead complex initiatives to reduce current and emerging Technology risks with significant impactBe a key participant in monitoring, evaluating, and measuring decisions made in the Technology Control...

  • Lead Control Management Officer

    1 week ago

    Hyderabad, Telangana, India WELLS FARGO BANK Full time

    About this role:Wells Fargo is looking for a Lead Control Management Officer to join their team.Participate in identifying, assessing, managing, and mitigating current and emerging risk exposures within the Control Management functional area.Provide risk management consultancy to help the business in designing and implementing risk mitigation strategies,...

  • Lead control management officer

    1 week ago

    Hyderabad, Telangana, India WELLS FARGO BANK Full time

    About this role:Wells Fargo is seeking a role of Lead control management officerIn this role, you will:Lead complex initiatives designed to mitigate current and emerging risks with broad impactAct as key participant in monitoring, evaluating, and measuring the impact of decisions practiced in Control Management functional areaMonitor moderately complex...

  • Program Manager

    1 week ago

    Hyderabad, Telangana, India Cyient DLM Full time

    Job DescriptionPosition: Manager – Program ManagementExperience: 10-12 yearsWork Location: MysoreOrganization: Cyient DLM LimitedJob Responsibilities:To lead and manage the Key Customer Account for achieving customer satisfaction, business objectives, and operational efficiency.Pioneer a project management model for best practices, knowledge sharing, and...

  • Control Management Senior Manager

    1 week ago

    Hyderabad, Telangana, India WELLS FARGO BANK Full time

    About this role:Wells Fargo is seeking a Control Management Senior ManagerIn this role, you will:Be responsible to ensure accurate, timely and quality controls testing as per testing program guidelines for CSBB businessPerform and oversee entire testing schedule for the BG/EF and ensure effectiveness in controls testing and share outcomes with business and...

  • Control Management Manager

    1 week ago

    Hyderabad, Telangana, India WELLS FARGO BANK Full time

    About this role: Wells Fargo is seeking a Control Management Manager. At Wells Fargo, we are looking for talented people who will put our customers at the center of everything we do. We are seeking candidates who embrace diversity, equity and inclusion in a workplace where everyone feels valued and inspired. Help us build a better Wells Fargo. It all begins...

  • Control Management Manager- COO

    1 week ago

    Hyderabad, Telangana, India WELLS FARGO BANK Full time

    About this role:Wells Fargo is seeking a Control Management ManagerIn this role, you will:Manage and develop a team to handle complex customer service tasks and create Escalations related initiatives and programs to support business goals and objectivesEngage internal partners associated with the Escalations functional areaIdentify and recommend...

  • Enrolment Officer

    1 week ago

    Hyderabad, Telangana, India Lead College Pty Ltd Full time

    We are a Registered Training Organisation based in Sydney, Gosford and in Perth with a focus on Education and Training. We are seeking a smart and creative experienced enrolment officer to join our team who can assist our team to grow in the International market.Duties and Responsibilities: Provide clarifications to agents queries in a professional manner....

  • Control Management Senior Manager

    1 week ago

    Hyderabad, Telangana, India WELLS FARGO BANK Full time

    About this role:Wells Fargo is seeking a Control Managment Senior Manager leading the Strategic Execution and Operations (SEO) Action Plan Implementation Platform (APIP) Enablement Team. This role will focus on supporting and enhancing the existing business tool suite as well as evolving it into a cohesive, standardized suite for driving effective regulatory...

  • Controls Lead Installation Engineer

    1 week ago

    Hyderabad, Telangana, India TechnipFMC Full time

    Controls Lead Installation Engineer Location: Houston, TX, US Employment type: Employee Place of work: Hybrid Offshore/Onshore: Onshore TechnipFMC is committed to driving real change in the energy industry. Our ambition is to build a sustainable future through relentless innovation and global collaboration – and we want you to be part of it. You'll be...

  • Lead Independent Testing Officer

    1 week ago

    Hyderabad, Telangana, India WELLS FARGO BANK Full time

    About this role: Wells Fargo is seeking a Lead Independent Testing OfficerThis role is in the CSBB Testing and Validation team . The Independent Testing & Validation team is responsible for the development and design of methodologies and standards for review activities across the Enterprise in alignment with the Risk Management Framework, and ensuring...

  • Senior Lead

    1 week ago

    Hyderabad, Telangana, India Corporate Resources Full time

    Job DescriptionExperience with the core AWS services like Cloud Commit, Cloud Pipeline, CloudFormation, CloudTrail, CloudWatch, EC2 , ECR, EKS etc.Experience in Containerization using tools such as Kubernetes, Docker , EKS , AKS and Rancher or another container hosting technologyStrong notions of security best practices (e.g. using IAM Roles, KMS,...

  • Officer - Technology Controls Testing, ETRM

    50 minutes ago

    Hyderabad, Telangana, India State Street Full time

    Who we areIt is an exciting time to join State Street Corporation (SSC) in the Enterprise Technology Risk Management (ETRM) organization. ETRM in its capacity as Second Line of Defense (SLOD) is responsible for leadership, oversight, monitoring, and advisement around the technologies, architecture, operational processes, security, and resiliency.Who we are...

  • Control Testing Director

    1 week ago

    Hyderabad, Telangana, India WELLS FARGO BANK Full time

    Wells Fargo & Company Overview Wells Fargo & Company is a diverse financial services firm with $2.0 trillion in assets, founded in 1852. With over 8,500 locations, 13,000 ATMs, and a strong online presence, Wells Fargo operates in 42 countries servicing one in three US households. About Wells Fargo India & Philippines Wells Fargo values its teams in India...

  • Control Management Specialist

    1 week ago

    Hyderabad, Telangana, India WELLS FARGO BANK Full time

    About this role: Wells Fargo is looking for a Control Management Specialist.Responsibilities:Participate in planning and executing various programs, services, and initiatives to ensure effective performance and control management.Review and update artifacts in the system of records.Collaborate with stakeholders on issues related to consent orders.Review and...

  • Lead .Net Developer

    1 week ago

    Hyderabad, Telangana, India Verisk Full time

    Job Description We are seeking a highly skilled Senior Software Engineer with 4+ years of experience to join our dynamic development team. Responsibilities: Major contributor to the design and implementation of the overall architecture of the project Lead the development and delivery of software projects from start to finish. Work as part of an...

  • Control Management Specialist

    1 week ago

    Hyderabad, Telangana, India WELLS FARGO BANK Full time

    About this Role:Wells Fargo is looking for a Control Management Specialist who will participate in mitigating risk exposures and drive process improvements within the business group. They will review basic business challenges, implement risk monitoring processes, and present recommendations for resolving complex situations.Develop and implement risk...

  • Financial Controller

    1 week ago

    Hyderabad, Telangana, India UBS Full time

    India Finance Group FunctionsJob Reference #BRCity HyderabadJob Type Full TimeYour role Exciting opportunity available in IMOFC team which is responsible for- production of daily/monthly P&L and balance sheet.- perform T0 v/s T1 checks- provide P&L commentary of market to market P&L including Market drivers- reconcile source data to ledger, resolve any...

  • Control Management Specialist

    1 week ago

    Hyderabad, Telangana, India WELLS FARGO BANK Full time

    About this role: Wells Fargo is seeking a Control Management SpecialistIn this role, you will: Participate in mitigating current and emerging risk exposures associated with the activities and operations of the assigned business group, and identify opportunity for process improvements within the scope of defined business control responsibilities Review and...

  • EDU Manager Control Engineering

    1 week ago

    Hyderabad, Telangana, India Alstom Full time

    Req ID:454987 At Alstom, we understand transport networks and what moves people. From high-speed trains, metros, monorails, and trams, to turnkey systems, services, infrastructure, signalling and digital mobility, we offer our diverse customers the broadest portfolio in the industry. Every day, more than colleagues lead the way to greener and smarter...