Compliance Analyst

Compliance Analyst, Conflicts of interest, Global Controls – Mumbai The Team Morningstar's Conflicts of Interest team is part of the Global Control function within the Compliance department and an integral part of the Compliance program that addresses how the firms manages conflicts of interests. The team has global scope with members based in...

Position Overview ABOUT APOLLO Apollo is a high-growth, global alternative asset manager. In our asset management business, we seek to provide our clients excess return at every point along the risk-reward spectrum from investment grade to private equity with a focus on three investing strategies: yield, hybrid, and equity. For more than three...

About usWe are a global technology company, driving energy innovation for a balanced planet.​Together, we create amazing technology that unlocks access to energy for the benefit of all.​Our inclusive culture is the key to our success. We collaborate with our internal community of colleagues, alumni, and our valued external partners to support each other...

Entity: Gas & Low Carbon EnergyJob Family Group: Legal GroupJob Description: Let me tell you about the role This role will independently handle compliance management process and ensure a robust compliance management system for all bp India entities through regularly interacting with business and taking initiatives to develop the process further. The role...

Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Testing and Monitoring team responsible for assessing compliance risks and controls implemented by Citi's first and second line of defense. The Compliance Risk Management Sr. Analyst performs risk-based testing of Citi's compliance risks in order to...

Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is...

Job Description The Senior Process and Compliance Analyst will Manage process & compliance activities to implement and maintain industry best compliance and security frameworks like ISO, CSA, SSAE18 SOC, NIST, FDA, NIS, TISAX etc. Focus is to drive consistency across QAD in maintaining compliance controls and in maintaining applicable regulatory...

The Compliance Analytics Intermediate Analyst serves as compliance risk analyst within Independent Compliance Risk Management (ICRM) responsible for analyzing and aggregating compliance risk for the franchise through the applicable analytical methods and models: establishing key measurement methods for the assessment of Compliance Risk within the Franchise...

Position: Information Security Compliance Analyst Work Location: MumbaiKey Focus area: Information Security Compliance Key Responsibilities: Identify, measure & report security compliance performance against organizational internal and external security compliance requirements Conduct cyber security internal process and technical assessments and audits...

Responsibilities Assist the European Compliance team in obtaining required Enhanced Due Diligence information/client documents.Communicate and follow up regularly with clients in case of any pending queries or documents.Track client responses on pending cases.Perform basic KYC documentation checks and, if necessary, request additional information.Regularly...

Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...

Compliance AssociateThe Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general supervision,...

Compliance AssociateThe Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general supervision,...

Compliance AssociateThe Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general supervision,...

Company Description Third Bridge Connections provides private equity firms, hedge funds and strategy consultants with the information that they need to understand the value of their investment opportunities. Our vision for delivering deep insight and unbiased market intelligence has evolved into a business with a range of complementary services, eight...

No Relocation Assistance Offered # Mumbai, Maharashtra, India About Colgate-Palmolive ` Are you looking to enrich your career with purpose and become part of a company that champions your personal and professional growth? At Colgate-Palmolive, we offer more than just a job—we offer a journey towards a fulfilling future. Seize the chance to join an...

Company DescriptionThird Bridge was founded on the belief that human insights drive intelligent investment decisions.To make the right investment decisions, our clients require access to the most relevant experts and their insights - we enable this through private consultations and exclusive content drawn from expert interviews.Our clients consist of some of...

Company DescriptionPlease be aware, this role is an entry level position and we will require you to be in our Mumbai office a minimum of 1 day a week.Third Bridge was founded on the belief that human insights drive intelligent investment decisions.To make the right investment decisions, our clients require access to the most relevant experts and their...

About Brickwork RatingsBrickwork Ratings (BWR) is one of India's leading credit rating agencies, committed to providing the investment community with products and services needed to make informed investment decisions. Established in 2007, Brickwork Ratings, a SEBI-registered and RBI-accredited credit rating agency, has Canara Bank, a leading public sector...

The KPMG brand is a valuable asset to the organisation. The Marketing Compliance team helps protect the KPMG brand in India. The team works with business teams to make their marketing initiatives compliant with guidelines laid down by KPMG International. The Compliance team has an opening for a Sr. Analyst / Executive who will help achieve the team's...