![Michael Page](https://media.trabajo.org/img/noimg.jpg)
Compliance Officer
1 week ago
About Our Client
Our client is one of India's most esteemed and diversified financial services firms with decades of experience in equity investing.
Job Description
Compliance:
IFSCA/SEZ/SEBI reporting for AIFs (alternative investment funds) and VCFs (venture capital funds) All applicable compliances under AIF Regulations and PPM of AIFs/VCFs pertains to IFSCA/SEZ/SEBI SEBI compliances for Portfolio Management Services (PMS) RBI Compliances such as: InVi reporting, FC-TRS reporting and FLA Reporting Assist in various audits: PPM Audit, Internal Audit and Statutory Audit pertains to an area of compliance and legal Obtain other necessary regulatory registrations such as SERF, BLUT, LUT etc related SEZ & IFSCA at Gift City. Further SCORES, CKYC, KRA, LEI, FATCA, FLA, RBI - FIRMS Portal for InVi, FC-TRS, etc. Draft/ Prepare/ Review/ Annual Trustee Compliance Test Report Assist in preparation/drafting of applications/letters/communications with IFSCA, SEZ, SEBI, RBI, trustee, investors or other applicable stakeholders for AIFs/VCFs Ensuring compliances around investor due diligence: AML/KYC checks, world check screening, FATCA compliances etc. Investment process: Review condition precedents documents, condition subsequent documents related to investments made by AIFs Liaising/Communicating with SEBI, RBI, trustee, lawyer, Investment Team, Fund Administration Team, portfolio companies, investors etc. To assist nominee directors in applicable Companies Act compliances such as DIR-3 KYC, MBP-1, DIR-8, DIR-2, etc. Keep track on regulatory update for AIFs / VCFs / PMS businesses, timely update to management and ensure implementation of the sameLegal:
Review and approval of non-disclosure agreements, engagement letters, consultancy agreements, and similar agreements as required from time to time, Review and preparation of deed of adherence for transfer/transmission of units of AIFs Drafting or review of letters, communication with SEBI, RBI, Trustee, investors, Drafting review of communications/notices/reminder to investee companies/portfolio companies of AIFs Drafting or review of various policies, procedures, processes applicable to Fund Manager or AIFs/VCFs from time to time, including but not limited to PMLA Policy, Conflict of Interest Policy, Risk Management Policy, Outsourcing Policy, Stewardship Policy, etcThe Successful Applicant
You must be a qualified CS preferably with an LLB qualification and at-least three years of experience especially having exposure to regulators SEBI and RBI. You must have good communication and stakeholder management skills
-
Compliance Officer
1 week ago
Ahmedabad, Gujarat, India RestAlgo Tech pvt ltd Full timeHelloAll,We are hiring for Compliance Officer in given location.Role: Compliance OfficerExperience Required 12 yearsLocation-AhmedabadKnowledge and Skill Required:- *Compliance Officer as required by a share broker, as specified by SEBISalary: From ₹20,000.00 per monthSchedule: Day shiftAbility to commute/relocate: Ahmedabad, Gujarat: Reliably commute or...
-
Compliance Officer
1 week ago
Ahmedabad, Gujarat, India A2Z Jobs Consultancy Full timeRequired Compliance Officer( Stock Broking) An efficient complaince officer from the Stock Broking IndustryShould have minimum 4-5 years of experience in stock broking complainceShould be able to handle exchange reportings appropriately ( Daily, Weekly, Monthly)Should be able to handle all audit-related matters independently ( Internal and External)Must have...
-
Compliance Officer
1 week ago
Ahmedabad, Gujarat, India QX Full timeJob Detail: Job Location : Ahmedabad Experience : 1 years Department : QX Recruitment Process OutsourcingSkills Required:UK compliance healthcare background, Knowledge of NHS framework compliance,Excellent communication skills (written and verbal both), Familiar with MS Outlook and MS-Office (Good in MS-Excel)
-
Compliance Officer
1 week ago
Ahmedabad, Gujarat, India Prudent Corporate Advisory Services Ltd. Full timePrudent Corporate Advisory Services Ltd is urgently hiring for the post of Compliance Officer- Insurance.Location : AhmedabadExperience Required : 1-5 YearsRoles & Responsibilities:Looking overall compliance as applicable to IRDAI Insurance Broker including preparation and filling retunes. (Quarterly/Half Yearly/Yearly/POS-Half Yearly Return)Monitor company...
-
Compliance Officer
1 week ago
Ahmedabad, Gujarat, India SKS Enterpprise Full timePosition Name - Compliance OfficerLocation - Ahmedabad**Experience Range - 5+ years**Mandatory Requirement: 5+ years of experience in Alternate Investment Fund regulations CS or CA Minimum 4+ years of postCS membership experience Experience in dealing with foreign law firms Should be equipped to do research under SEBI AIF Regulations, FEMA, regulationsAbout...
-
Compliance Officer – BFSI
1 week ago
Ahmedabad, Gujarat, India Arin Consultancy Private Limited Full timeDesignation: Compliance Officer Responsible for day to day operations of the FME and Fund incl. but not limited to review of fund NAV, compliances, liaising with auditors, undertaking middle-office functions, responding to investor queries, Liaising with third party service providers such as auditors, fund administrators, RTAs, counsels and so on. ...
-
Compliance Officer
1 week ago
Ahmedabad, Gujarat, India Promax Infosolutions Full timeHiring a Fresher for UK Healthcare Compliance OfficerUK Healthcare (Nursing Division)Skills: Strong communication skills in English Strong Excel, Word, HTML or other technical skills are advantageous Ability to communicate both written and orally to all levels of management Excellent organizational and time management skillsLocation:AhmedabadNote: Knowledge...
-
Banking Compliance Officer
1 week ago
Ahmedabad, Gujarat, India Mantras2Success Full timeDesignation: Banking Compliance OfficerLocation: AhmedabadExperience Range: 2+ YearsSalary Range:Upto 6 LPAJob Profile:We're seeking a Banking Compliance Officer to ensure adherence to banking regulations and manage loan documentation and disbursements. This role requires expertise in loan compliance, operations, and regulatory knowledge.Key...
-
Cs & Compliance Officer
1 week ago
Ahmedabad, Gujarat, India Equirus Full timeWe are looking for: Someone who is detail oriented, motivated individual who should be able to multitask in a fastpaced environment. Someone who is able to communicate well at all levels and directly engage with Board of Directors and Managing Director on all compliance related aspects. Should have good drafting and communication skills.Role Requirement:Work...
-
Tax and Compliance Officer
1 week ago
Ahmedabad, Gujarat, India Qatar Airways Full timeQatar Airways is looking for an experienced staff to join our Tax and Compliance team as Officer to drive its newly established Global Business Services (GBS) operations in Ahmedabad, India.The position will be responsible for tax compliance, Corporate laws & other allied laws, Tax computations, Tax filing, ensuring correct monthly closing of Tax GL...
-
Officer / Executive - Payroll & Compliance
1 week ago
Ahmedabad, Gujarat, India Kaapro Management Solutions Full timeOpening: 1 Nos Job ID:Employment Type:Full Time- Reference:Work Experience: 2.0 Year(s)To 5.0 Year(s)- CTC Salary: 2.50 LPA TO 3.00 LPA- Function: HR - IR / Administration / Facility Management- Industry: Oil and Gas/Petroleum- Location: AhmedabadPosted On: 13th Apr, 2023Duties/Responsibilities: Implements, maintains, and reviews payroll processing systems...
-
Compliance Executive
1 week ago
Ahmedabad, Gujarat, India Relitrade Stock Broking Full timeDepartment: ComplianceJob Type: Full TimeLocation: SG Highway, AhmedabadExperience: 2-3 YearWorking Shift:Mon to Fri 09:30 to 06:30Every Sat 10:30 to 02:30Responsibilities:Drafting Legal DocumentsAP RegistrationExchange compliancesTo assist compliance team.Eligibility:Proficient in MS Office.
-
Compliance coordinator
1 week ago
Ahmedabad, Gujarat, India Paradise Placement Consultancy Full timeJob Description: Ensuring that the company's business practices . Monitor and ensure that their company complies with all laws, policies and regulations when working towards its business objectives. Risk analysis & corrective action to avoid risk. Review of all relevant statutory laws and regulations applicable to the Company and ensure compliance...
-
Global Regulatory Compliance officer
1 week ago
Ahmedabad, Gujarat, India SI PLACEMENTS INTERNATIONALS Full timeDesignation: Legal & Global ComplianceDepartment: FinanceLocation: Ahmedabad, GujaratEducational Qualification: LLB/LLM with CS (preferred)Professional Experience: 3 to 6 yearsKey Responsibilities:Review, draft and negotiate various Commercial Agreements such as Marketing Agreements, Consultancy Agreement, Event Contracts, Services Agreements, Lease...
-
Global Regulatory Compliance officer
1 week ago
Ahmedabad, Gujarat, India SI PLACEMENTS INTERNATIONALS Full timeDesignation :-Legal & Global ComplianceDepartment :-FinanceLocation :-Ahmedabad, GujaratEducational Qualification :-LLB/LLM with CS (preferred)Professional Experience :-3 to 6 yearsKey Responsibilities: Review, draft and negotiate a variety of Commercial Agreements such, MarketingAgreements, Consultancy Agreement, Event Contracts, Services Agreements,...
-
Office Administrator
1 week ago
Ahmedabad, Gujarat, India Talent Systems Full timeJob titleOffice AdministratorReports toGeneral Manager, IndiaDirect ReportsOffice AssistantJob purposeThe Office Manager will act as the organizational keystone of our India team, providing essential support to company operations by maintaining office systems, facilities, and ensuring seamless day-to-day functionality. This role involves a hands-on approach...
-
Back Office
1 week ago
Ahmedabad, Gujarat, India Kaapro Management Solutions Full timeOpening: 1 Nos Job ID:Employment Type:Full Time- Reference:Work Experience: 3.0 Year(s)To 4.0 Year(s)- CTC Salary: 2.40 LPA TO 3.60 LPA- Function: Admin/Secretarial/Front Office- Industry: Banking/Financial Services- Location: AhmedabadPosted On: 03rd Oct, 2023Position Overview:The Insurance and Mutual Fund Back Office Specialist plays a crucial role in...
-
Back Office Executive
1 week ago
Ahmedabad, Gujarat, India UNIMAC CONTROL SYSTEMS Full timeKey Responsibilities:- Administrative Support: Provide administrative support to ensure efficient operation of the office. Assist in handling day-to-day operations, including but not limited to data entry, filing, and documentation.- Record Management: Maintain accurate records and documentation, including updating databases, processing paperwork, and...
-
Safety Officer
1 week ago
Ahmedabad, Gujarat, India RAMANA SAFETY AND SYSTEMS (INDIA) LIMITED Full timesafety officer who will be responsible for the health and safety of staff in the workplace.The safety officer will compile safety programs and standardize them to remain consistent, as well as share best practice techniques at regular staff meetings.To ensure success as a safety officer, you must stay updated with the latest trends in health and safety, and...
-
Back Office
1 week ago
Ahmedabad, Gujarat, India Mantras2Success consultants Full timeOpening: 1 Nos.Job ID: 66467Employment Type: Full TimeReference:Work Experience: 2.0 Year(s) To 3.0 Year(s)CTC Salary: 1.44 LPA TO 1.80 LPAFunction: BFSI, Investments & TradingIndustry: InsuranceLocation: AhmedabadPosition Overview:The Insurance and Mutual Fund Back Office Specialist plays a crucial role in supporting the operational and administrative...