Compliance Officer- Aif

4 days ago

Gandhinagar, India SKS Enterpprises - Human Resource Planning and Management Full time

Position Name - Compliance Officer

Location - Gift City, Gandhinagar

Experience Range - 5-8 yrs


Mandatory Requirement:

  • Ensure end-to-end compliance with IFSC regulations, corporate laws, and other regulatory frameworks


Job Roles and Responsibilities:

Responsible for overall Compliance, Legal and Corporate Secretarial functions of the GIFT Branch of the AMC.

- Responsible for compliance under IFSC Regulations, Corporate Laws, etc. for GIFT Branch.

- Supervising various Compliances as per IFSC regulations on day-to-day basis, internal compliance systems, etc.

- Drafting of PPM, Contribution agreement, Trust Deed, etc.

- Vetting/Drafting of various agreements with Vendors, Distributors, service providers,etc.

- Understanding of the laws of various overseas jurisdictions where the fund is distributed.

- Review of marketing materials for the Fund.

- Listing/registering of the Funds at various overseas jurisdictions where the Fund is being marketed.

- Preparation and filing of various periodical reports as required by the IFSC Regulator from time to time.

- Interacting with the statutory authorities for approvals & clarifications

- Reporting compliances to IFSC, ROC, RBI, etc.

- Generation of MIS and reporting to top level management

- Liasoning with the auditors on compliance issues

- Liasoning with legal firms for review of documentation

- Providing compliance updates to various departments


Qualification and Experience:

CS with atleast 5 years of Financial Services experience. AIF experience will be an added advantage.

- LL. B/LL.M. A qualified lawyer from a premier Indian/ International university will be an added advantage.

- Other Degrees / Certifications / Vocational, Technical or Professional Qualifications

- Good command of the law and excellent knowledge of the Indian legal system

- Strong communication skills and very good command of the English language

- Must demonstrate attention for detail and possess an investigative and questioning nature.

- Proactive and having foresight.

- Willing to locate to Ahmedabad/Gandhinagar and operate out of the branch in the GIFT city in Gandhinagar

  • Compliance Officer- AIF

    4 days ago

    Gandhinagar, India SKS Enterpprises - Human Resource Planning and Management Full time

    Position Name - Compliance OfficerLocation - Gift City, GandhinagarExperience Range - 5-8 yrsMandatory Requirement:Ensure end-to-end compliance with IFSC regulations, corporate laws, and other regulatory frameworksJob Roles and Responsibilities:Responsible for overall Compliance, Legal and Corporate Secretarial functions of the GIFT Branch of the AMC.•...

  • Compliance Officer- AIF

    4 days ago

    Gandhinagar, India SKS Enterpprises - Human Resource Planning and Management Full time

    Position Name - Compliance OfficerLocation - Gift City, GandhinagarExperience Range - 5-8 yrsMandatory Requirement:Ensure end-to-end compliance with IFSC regulations, corporate laws, and other regulatory frameworksJob Roles and Responsibilities:Responsible for overall Compliance, Legal and Corporate Secretarial functions of the GIFT Branch of the AMC.•...

  • Compliance Officer- AIF

    2 days ago

    Gandhinagar, India SKS Enterpprises - Human Resource Planning and Management Full time

    Job Description Position Name - Compliance Officer Location - Gift City, Gandhinagar Experience Range - 5-8 yrs Mandatory Requirement: - Ensure end-to-end compliance with IFSC regulations, corporate laws, and other regulatory frameworks Job Roles and Responsibilities: Responsible for overall Compliance, Legal and Corporate Secretarial functions of the GIFT...

  • Compliance Officer

    4 days ago

    Gandhinagar, Gujarat, India Hireginie Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Our Client:A leading full-service investment firm offering tailored financial solutions backed by deep market research, strong ethical values, and a client-first approach. The firm specializes in equity strategies through PMS and AIF platforms, focusing on long-term wealth creation with an emphasis on discipline, transparency, and simplicity. Its investment...

  • Compliance Officer

    3 days ago

    Gandhinagar, Gujarat, India SKS Enterpprises Full time

    Position Name - Compliance Officer Location - Gift City Gandhinagar Experience Range - 5 yrs Mandatory Requirement Ensure full compliance with IFSCA regulations for Fund Managers and AIF Category III entities focusing on internal controls audits and investor fund compliance Liaise and report effectively with regulatory bodies ensuring adherence to all...

  • Compliance Officer

    2 weeks ago

    Gandhinagar, India PPFAS Mutual Fund Full time

    PPFAS Asset Management (PPFAS AMC) has been promoted by Parag Parikh Financial Advisory Services Pvt. Ltd. (PPFAS Ltd.), a boutique investment advisory firm incorporated in 1992. PPFAS Ltd. is also amongst India's earliest SEBI Registered Portfolio Management Service (PMS) providers.. - Ensure compliance with SEBI AIF regulations and spearhead compliance and...

  • Principal compliance officer

    3 weeks ago

    Gandhinagar, India PlusWealth Capital Management LLP Full time

    About Us Plus Wealth Capital Management LLP is a proprietary high-frequency trading firm, active in multiple markets including equities, options, and futures. We thrive on building cutting edge, data-driven, and tech-based trading algorithms. As a dynamic, machine-learning oriented trading platform, we embody the ethos of THINK. TECH. TRADE. If you share...

  • Principal Compliance Officer

    3 weeks ago

    Gandhinagar, India PlusWealth Capital Management LLP Full time

    About Us PlusWealth Capital Management LLP is a proprietary high-frequency trading firm, active in multiple markets including equities, options, and futures. We thrive on building cutting edge, data-driven, and tech-based trading algorithms. As a dynamic, machine-learning oriented trading platform, we embody the ethos of THINK. TECH. TRADE. If you share our...

  • Principal compliance officer

    2 weeks ago

    Gandhinagar, India PlusWealth Capital Management LLP Full time

    About Us Plus Wealth Capital Management LLP is a proprietary high-frequency trading firm, active in multiple markets including equities, options, and futures. We thrive on building cutting edge, data-driven, and tech-based trading algorithms. As a dynamic, machine-learning oriented trading platform, we embody the ethos of THINK. TECH. TRADE. If you share...

  • Principal Compliance Officer

    3 days ago

    Gandhinagar, India PlusWealth Capital Management LLP Full time

    About UsPlusWealth Capital Management LLP is a proprietary high-frequency trading firm, active in multiple markets including equities, options, and futures. We thrive on building cutting edge, data-driven, and tech-based trading algorithms. As a dynamic, machine-learning oriented trading platform, we embody the ethos of THINK. TECH. TRADE. If you share our...