Compliance Officer

4 weeks ago

Gandhinagar, India SKS Enterpprises - Human Resource Planning and Management Full time

Position Name - Compliance Officer

Location - Gift City, Gandhinagar

Experience Range - 5-8 yrs

Mandatory Requirement:

  • Ensure end-to-end compliance with
    IFSC regulations
    , corporate laws, and other regulatory frameworks

Job Roles and Responsibilities:

Responsible for overall Compliance, Legal and Corporate Secretarial functions of the GIFT Branch of the AMC.


• Responsible for compliance under IFSC Regulations, Corporate Laws, etc. for GIFT Branch.


• Supervising various Compliances as per IFSC regulations on day-to-day basis, internal compliance systems, etc.


• Drafting of PPM, Contribution agreement, Trust Deed, etc.


• Vetting/Drafting of various agreements with Vendors, Distributors, service providers,etc.


• Understanding of the laws of various overseas jurisdictions where the fund is distributed.


• Review of marketing materials for the Fund.


• Listing/registering of the Funds at various overseas jurisdictions where the Fund is being marketed.


• Preparation and filing of various periodical reports as required by the IFSC Regulator from time to time.


• Interacting with the statutory authorities for approvals & clarifications


• Reporting compliances to IFSC, ROC, RBI, etc.


• Generation of MIS and reporting to top level management


• Liasoning with the auditors on compliance issues


• Liasoning with legal firms for review of documentation


• Providing compliance updates to various departments

Qualification and Experience:

CS with atleast 5 years of Financial Services experience. AIF experience will be an added advantage.


• LL. B/LL.M. A qualified lawyer from a premier Indian/ International university will be an added advantage.


• Other Degrees / Certifications / Vocational, Technical or Professional Qualifications


• Good command of the law and excellent knowledge of the Indian legal system


• Strong communication skills and very good command of the English language


• Must demonstrate attention for detail and possess an investigative and questioning nature.


• Proactive and having foresight.


• Willing to locate to Ahmedabad/Gandhinagar and operate out of the branch in the GIFT city in Gandhinagar

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