Sr. Compliance Manager

1 week ago

Mumbai, Maharashtra, India r3 Consultant Full time

Designation: Sr. Manager – Compliance

Location: Mumbai (Powai)

Educational Qualification: qualified CS (ICSI), LLB from Reputed College, Bachelor with 75% min  

Specialization: Compliance ROC, IRDAI compliance added advantage Management Level

Roles and Responsibilities

·     Handle all Secretarial Standards(SS), ROC, IRDAI& SEBI Compliances any other compliances on a timely & accurate manner.

·     Drafting & vetting of all Vendor, Insurance, Leave & License and other agreements & ensuring all important terms are stipulated so as to protect our interests & in compliance to law.

·     Registration & monitoring of Trademarks, Copyright opposition of Patents etc. under correct clauses in.

·        Maintenance of all in-house records physical and/ or digital manner such as Statutory Registers, compliance documents, trackers, agreements, minutes / notices etc.     

·     Regular updation of in-house compliance software

·     Maintenance of compliance calendar & periodically publishing the status of same. 

·     Responsible for all compliance of the company & should stay updated with latest developments, Communicate new circulars and interpretation of same to all stakeholders

·     Present monthly detailed review of all aspect of compliance.

Relevant Experience

·     Preferably worked in compliance department of insurance broking or insurance company.

No of years of experience: Minimum 8-10 years

Technical Competencies

·     Experience with Microsoft Outlook, Word, Excel, PowerPoint and WebEx

·     Proficiency in excel is an essential requirement.

Behavioral competencies

·     Eye for detail, updated with latest guidelines, deadline oriented, Methodical, Self-driven, Solution Oriented, can work Independently, good written and verbal English communication skill.

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