Assistant Vice President Monitoring

4 weeks ago


Bengaluru, India MUFG Global Service (MGS) Full time
JobSummary:

Responsible for supporting the Regional Monitoring function in evaluating operating effectiveness ofcontrols over Units adherence to regulations & Banks policies with regard to Core Regulatory (non-financialcrime) compliancetopics

JobResponsibilities:
  • Plan and execute monitoring reviews to evaluate operating effectiveness of controls over localunit's adherencetoregulations&bankspolicies regardingcoreregulatory(non-financialcrime)compliancetopics.
  • Plan and execute monitoring reviews to evaluate operating effectiveness of controls over localunit's adherencetoregulations&bankspolicies regardingcoreregulatory(non-financialcrime)compliancetopics.
  • Conductemployeesbroker accountreconciliationinconnectionwithPersonalAccount Dealing
  • Conductreconciliationofemployee attestations&declarationsinconnectionwithOutsideBusiness Interests.
  • Deployuseofdataanalytics AND/or usertoolstoachieveefficienciesinmonitoringreviews
  • Prepareissuereports,summarizingthefindings,rootcauseandproposeaction planstoremediatetheissue
  • ConductvalidationofManagementActionPlansinconnectionwithreviewfindings
  • Driveissuediscussionswithkeystakeholders.
  • CollaboratewithrelevantstakeholdersacrosstheregionandgloballyapplicableonenhancementofMonitoringmethodologies.
  • Maintain,design,refresh RegionalMonitoringScripts
  • Identifyandescalate keyand/orsystemic risks/trends/redflags
  • Tocloselyconsulteesrelevantsubject-matterexperts.
  • Supportgeneralcomplianceactivitiesandother duties,includingspecial projectsasassigned.
Qualifications:
  • Bachelorsdegreeinanydiscipline.
  • 10-13 years of Banking experience, with relevant 3-5 years of relevant experience in internalcontrol testing
  • ProficientknowledgeofProcess,RiskandControls concepts
  • Stronganalyticalskills tointerpretdataanddrawconclusions
  • Proficiencyinissuewriting(i.e.articulateissues,rootcauses,andrecommendsolutions)
  • Excellentinterpersonalskills anddealingwithexecutivesatalllevels
  • Knowledgeinbankingproducts,APACbankingregulationscompliancesubjectsishighlydesirable
  • Dataanalyticsskillsets(e.g.Alteryxandorother programmingknowledge)is highlydesirable
  • Relevantcompliance/accountingcertificationsisdesirable


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