Trade Settlement – Broking

3 days ago


Mumbai, Maharashtra, India Arin Consultancy Private Limited Full time

 Trade Settlement & Operations

Job Responsibilities:

Require candidates from Stockbroking or Asset Management companies and Indian Broking companies. Managing the setup of the PMS client account with the Custodian Orbis, Managing the PMS trade confirmation and allocation Coordinating with the custodian on a daily basis for PMS trade settlement. Managing daily margin allocation and segregation for clients and reporting accordingly Supervising Settlement and Backoffice operations on a daily basis including trade processing, trade settlement, early funds and securities payin. Tracking all compliance issues with the exchanges and resolving those, and responding to exchange queries etc. Assistance in internal audit reports for the exchanges, Assisting in client queries relating to their PMS, SDPB and broking accounts. Handling independently various Indian Exchange Inspections, SEBI Inspections, and System Audits & SEBI Internal Audit (Back Office Operations) (Domestic Trade Settlement) Handling of All the Demat Transaction in pay-in & pay-out to national stock exchange (NSE) & Bombay stock exchange (BSE) Familiar with exchange trade settlement processes. Organizing for settlement obligation for NSE and BSE Cash Segment and F&O segment. Downloading of all the required files from the BOLT and FTP for daily process. C KYC Process and upload of Documentation of clients. Account Opening, Account Modification, Account Closure, Account Transfer, Freeze and Unfreeze, Pledge and Unpledged & POA Link. Maintaining All Records Regarding DIS, DRF, Pledge and Un-pledge, POA, Nominee & All. Timely submission of daily, weekly, monthly, quarterly, half yearly & yearly reports in member portal Verification & activation of new client accounts, Online UCI activation & CKYC

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