Trade Settlement – Broking
3 days ago
Trade Settlement & Operations
Job Responsibilities:
Require candidates from Stockbroking or Asset Management companies and Indian Broking companies. Managing the setup of the PMS client account with the Custodian Orbis, Managing the PMS trade confirmation and allocation Coordinating with the custodian on a daily basis for PMS trade settlement. Managing daily margin allocation and segregation for clients and reporting accordingly Supervising Settlement and Backoffice operations on a daily basis including trade processing, trade settlement, early funds and securities payin. Tracking all compliance issues with the exchanges and resolving those, and responding to exchange queries etc. Assistance in internal audit reports for the exchanges, Assisting in client queries relating to their PMS, SDPB and broking accounts. Handling independently various Indian Exchange Inspections, SEBI Inspections, and System Audits & SEBI Internal Audit (Back Office Operations) (Domestic Trade Settlement) Handling of All the Demat Transaction in pay-in & pay-out to national stock exchange (NSE) & Bombay stock exchange (BSE) Familiar with exchange trade settlement processes. Organizing for settlement obligation for NSE and BSE Cash Segment and F&O segment. Downloading of all the required files from the BOLT and FTP for daily process. C KYC Process and upload of Documentation of clients. Account Opening, Account Modification, Account Closure, Account Transfer, Freeze and Unfreeze, Pledge and Unpledged & POA Link. Maintaining All Records Regarding DIS, DRF, Pledge and Un-pledge, POA, Nominee & All. Timely submission of daily, weekly, monthly, quarterly, half yearly & yearly reports in member portal Verification & activation of new client accounts, Online UCI activation & CKYC-
Trade Settlement Operations Specialist
7 days ago
Mumbai, Maharashtra, India Deutsche Bank Full time**Job Overview**The position of Trade Settlement Operations Specialist is a key role within our DB Securities & Custody Operations team. This specialized position entails day-to-day trade processing, settlements, FX, and cash processing for local and offshore clients of the GTB - Investor Services.
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Trade Processing and Settlement Expert
2 days ago
Mumbai, Maharashtra, India Deutsche Bank Full time**Job Description:**This specialized role entails day-to-day trade processing, settlements, FX, and cash processing of DB Securities & Custody Operations team which supports local and offshore clients of the GTB - Investor Services.
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Vice President – Compliance – Broking
3 days ago
Mumbai, Maharashtra, India Arin Consultancy Private Limited Full timePosition Title : Manager/ Senior Manager Function : Operations Reports to : Head Operations Qualifications: Qualified as Company Secretary (MUST) Work Experience (highlight) : Work experience of 4-7 years. Must have exposure & experience in managing Compliance and understanding & awareness about Debt Capital Market business in financial...
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Settlements and Trade Lifecycle Expert
1 day ago
Mumbai, Maharashtra, India Personiv Full timeResponsibilitiesAs a Senior Financial Analyst at Personiv, your primary responsibilities will include:Monitoring RTTM/GSCC (Advisories, exceptions, mismatches, and reversals)Monitoring of Obligation WarehouseMonitor Euroclear to ensure matching of all Euroclear settlement itemsMatch trades with broker-dealer counterpartsKey SkillsStrong analytical and...
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Broking Compliance – Financial Services
3 days ago
Mumbai, Maharashtra, India Arin Consultancy Private Limited Full timeFunction: Operations Location: Mumbai Position Title: Manager / Senior Manager / VP / AVP Qualifications: Qualified as Company Secretary (MUST) Work Experience : Work experience of 4-7 years. Must have exposure & experience in managing Compliance and understanding & awareness about Debt Capital Market business in financial service sector....
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Settlements Operations Expert
4 days ago
Mumbai, Maharashtra, India Personiv Full timeCompany Overview:We are Personiv, a leading provider of business process outsourcing solutions. Our mission is to deliver exceptional service and support to our clients, helping them achieve their goals and objectives.Job Responsibilities:Ensure accurate and timely processing of daily settlements and fundingResearch and resolve problems relating to specific...
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Debt Settlements Specialist
2 weeks ago
Mumbai, Maharashtra, India HSBC Full timeAbout the RoleWe are seeking an experienced professional to join our Markets and Securities Services team as a Debt Settlements Specialist. In this critical role, you will be responsible for managing client trade settlements, regulatory reporting, and client queries within stringent deadlines.
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Cash Settlements Expert Role
4 days ago
Mumbai, Maharashtra, India Personiv Full timeWe are looking for an experienced Financial Markets Specialist to join our team at Personiv. As a key member of our settlement operations, you will play a critical role in ensuring the accuracy and efficiency of our cash settlement processes.In this role, you will be responsible for understanding and implementing Pre-Settlements and Post-Settlements...
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Global Settlements Coordinator
2 days ago
Mumbai, Maharashtra, India Personiv Full timeJob SummaryWe are seeking a Global Settlements Coordinator to join our team at Personiv. This role requires a highly organized and detail-oriented individual who can coordinate the settlements process and ensure accurate and timely processing. The successful candidate will have excellent communication and analytical skills, with the ability to work...
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Cash Settlement Expert
2 days ago
Mumbai, Maharashtra, India Deutsche Bank Full timeJob Title: Payments Processing AnalystThis role involves day-to-day trade processing, settlements, FX, and cash processing for Deutsche Bank's Securities & Custody Operations team.Responsibilities:Coordination of activities related to trade processing and regulatory reporting.Ensuring quality and quantity of processing is maintained as per client...
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Trade Lifecycle Manager
2 weeks ago
Mumbai, Maharashtra, India eClerx Full timeAbout the PositioneClerx is looking for a highly motivated Trade Lifecycle Manager to join our team. As a key member of our operations team, you will be responsible for managing various trade-related activities, including Trade Confirmation matching, Trade Pre-Settlements support, Front office to back-office reconciliation of trade positions, report...
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Settlement Operations Manager
17 hours ago
Mumbai, Maharashtra, India Deutsche Bank Full timeRole Overview:The Clearing and Settlement Analyst will play a critical role in our DB Securities Custody Operations team. The successful candidate will be responsible for coordinating trade processing and regulatory reporting, ensuring quality and quantity of processing as per client SLA, and serving as a technical operational expert for queries from...
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Senior Settlements Manager
2 days ago
Mumbai, Maharashtra, India Personiv Full timeJob DescriptionThe Role of a Senior Settlements Manager at Personiv is multifaceted, requiring exceptional leadership and problem-solving skills. This position involves overseeing the daily settlement process, ensuring accuracy and timeliness while adhering to internal control policies and procedures.Responsibilities include researching and resolving...
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Operations – Broking
3 days ago
Mumbai, Maharashtra, India Arin Consultancy Private Limited Full timeQualification: Graduate and added advantage for a CA Intermediate candidate Should have worked and supervised on the following processes: Require candidates from Stockbroking companies. Well versed with the exchange compliances with regard to Stockbroking. Major areas of work involve NSE Compliance Related Work, i.e. Internal Audit Report, Net-worth...
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Trade Lifecycle Manager
5 days ago
Mumbai, Maharashtra, India eClerx Full timeAbout eClerxeClerx is a leading provider of business solutions to the global financial services industry. We offer a wide range of services, including trade lifecycle management, risk management, and regulatory compliance.Job DescriptionThe successful candidate will be responsible for managing various stages of the client/product lifecycle across KYC,...
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Settlement Operations Analyst
1 day ago
Mumbai, Maharashtra, India Deutsche Bank Full timeAbout the RoleThis specialized role entails day-to-day trade processing/settlements/FX/Cash processing of DB Securities & Custody Operations team which supports local and offshore clients of the GTB - Investor Services. You will work closely with the process owners/stakeholders and other internal clients for overall growth of the bank's business.Your Key...
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Global Markets FX Settlement Expert
2 weeks ago
Mumbai, Maharashtra, India State Street Corporation Full timeAbout Global Markets FX Confirmations and SettlementsState Street Global Markets' Foreign Exchange confirmations and settlements team plays a critical role in ensuring the smooth operation of our Foreign Exchange sales and trading business. This team is responsible for confirming and settling foreign exchange transactions in a timely manner, which involves...
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Mumbai, Maharashtra, India Arin Consultancy Private Limited Full timeResponsibilities: Debt Instrument Processing: Execute and oversee the processing of debt instruments including bonds, debentures, treasury bills, and other fixed-income securities. Trade Settlement: Ensure accurate and timely settlement of debt trades, coordinating with counterparties, custodians, and relevant stakeholders. Risk Management: Monitor...
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Trade Lifecycle Support Professional
4 days ago
Mumbai, Maharashtra, India EClerx Full timeAbout the RoleThis is an exciting opportunity to join our team as a Financial Markets Services Coordinator, where you will be responsible for working on back-office and middle-office processes for financial institutions.Key Responsibilities:Handle various stages of the client/product lifecycle across KYC, reference data management, legal documents, loans,...
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Trade Processing Specialist
1 day ago
Mumbai, Maharashtra, India Deutsche Bank Full timeJob Description">The role of a Clearing and Settlement Analyst at Deutsche Bank involves day-to-day trade processing, settlements, FX/Cash processing, and regulatory reporting for local and offshore clients. As a key member of the DB Securities & Custody Operations team, you will be responsible for coordinating activities related to trade processing and...