VP – Compliance Officer

As the VP - Transformation you will lead strategic initiatives that drive business growth and enhance operational efficiency You will also be responsible for fostering innovation and implementing transformational changes Leading the development and execution of strategic initiatives and transformation projects Identifying opportunities for operational...

Serves as a compliance risk officer for Compliance Independence Assessment CIA team responsible for assessing compliance risks and controls implemented by the first and second line of defense Also responsible for performing risk assessments of Citi s compliance risks performing independent testing monitoring activities testing and on-going monitoring ...

Job DescriptionDivisional CISO Office, VPPosition OverviewJob Title:Divisional CISO OfficeLocation: Mumbai, IndiaCorporate Title: VPRole Description- The first line Tech Risk function for business divisions CB, IB and Ops at Deutsche Bank sits within the Divisional Control Office. CB and IB front-to-back have the largest footprint as a risk bearing function...

To work in Financial Sponsor Group with PE Funds To work with a Global Bank About Our Client Our client is a global institution in the Banking & Financial Services sector. With over 8000 employees, they have a significant presence in India and offer a variety of retail banking and loan services. Job Description Manage and grow relationships with...

Compliance Officer Job Description We are seeking a diligent, law-abiding, ethical, and meticulous Compliance Officer to fill this key role. Key Responsibilities: Ensure end-to-end compliance with the Companies Act 2013 and all relevant capital market intermediary regulations. Manage audit and other requirements related to the company's license/membership...

Croma is seeking a Compliance Officer to join its team. As a Compliance Officer, you will be responsible for ensuring that all business activities are conducted in accordance with relevant laws, regulations, and organizational policies.The ideal candidate will have a minimum of 4 years of experience in internal audit and will possess excellent analytical...

This job is with Morningstar, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly. The Team Morningstar's Conflicts of Interest team is part of the Global Control function within the Compliance department and an integral part of the Compliance program...

**About the Role:**The Compliance Officer will be responsible for ensuring that Bharat Connect's internal audit function is aligned with industry standards and regulatory requirements. This role requires a deep understanding of compliance frameworks and the ability to communicate complex concepts effectively.**Key Tasks:**Collaborate with senior management...

To lead the corporate development team of an Unicorn SaaS organization. To work directly with the CEO/Founder of the organization. About Our Client Our client is a large enterprise in the Technology sector, aiding Banking clients across the globe with their Software as a service. Job Description Lead the development and execution of growth...

Job OverviewWe are seeking an experienced VP to lead our underwriting and product development team.Key Accountabilities:Develop and implement underwriting guidelines, policies, and workflows.Lead underwriting operations to ensure risk assessment aligns with company policies and profitability goals.Monitor underwriting quality and ensure compliance with...

This is an exciting opportunity to work with a leading Fund Management company based in Mumbai, Ahmedabad, and Gandhinagar. As a Compliance Officer, you will be working 5 days a week from the office. We are looking for individuals with 2-5 years of experience in the securities market or financial products. Job Requirements A degree in Company Secretary (CS),...

Job Summary:The RTA Compliance Officer ensures that the company, acting as a Registrar and Transfer Agent (RTA), complies with all regulatory requirements, internal policies, and industry best practices. This role involves monitoring compliance with SEBI (or relevant regulatory body) guidelines, investor grievance handling, reporting, audits, and internal...

We are looking for a Compliance Officer. Who is familiar with SEBI (DT, AIF, REIT, InvIT) Regulations. - Candidate has to ensure discharge of Trustee's responsibilities under the above SEBI Regulations.- Candidate should be interacting with SEBI officials for submitting responses in current role. - Candidate should be in the role of compliances to SEBI...

We are looking for a Compliance Officer. Who is familiar with SEBI (DT, AIF, REIT, InvIT) Regulations. - Candidate has to ensure discharge of Trustee's responsibilities under the above SEBI Regulations.- Candidate should be interacting with SEBI officials for submitting responses in current role. - Candidate should be in the role of compliances to SEBI...

We are looking out for a diligent, law-abiding, ethical, and meticulous Compliance Officer to join our team.Candidate shall be responsible for:Ensuring end to end compliance with provisions of the Companies Act 2013 and all acts / regulations pertaining to capital market intermediaries.Managing the Audit and other requirements of the license / membership...

Company Information:We are a leading recruitment agency that specializes in connecting top talent with exciting career opportunities. Our mission is to provide exceptional service and support to both our clients and candidates.Job Description:We are seeking a highly skilled Compliance Officer to join our team. As a key member of our secretarial operations...

Job Summary:The RTA Compliance Officer ensures that the company, acting as a Registrar and Transfer Agent (RTA), complies with all regulatory requirements, internal policies, and industry best practices. This role involves monitoring compliance with SEBI (or relevant regulatory body) guidelines, investor grievance handling, reporting, audits, and internal...

About Us: Nine ALPS Opportunities Fund is a Category II Alternative Investment Fund (AIF ) focused on investing in high-quality pre-IPO and high-growth SME companies. As a key player in the financial ecosystem, we adhere to strict regulatory and compliance frameworks, ensuring transparency and efficiency in our investment operations. Job Summary: We seek...

Job Description: We have an opening for the post of VP Technology  for a reputed Company for their  Mumbai(Andheri)  Head Office. Key Points: Technical leadership – Responsible for co-developing technical strategy with the VP/CTO/COO for developing and maintaining a technical roadmap that will continue to innovate from a technical...

Job OverviewMinnat Hashmi (Proprietor of I Tech Solutions) is seeking a Compliance Officer to join our AIF/PMS team. The successful candidate will be responsible for ensuring compliance with all relevant regulations and guidelines for PMS and AIF.Key Responsibilities:Develop and implement compliance policies and procedures to ensure regulatory...