Marketing Compliance- Assistant Manager- State Street Global Advisors

Found in: beBee S IN - 1 month ago

Bangalore, India State Street Full time

Why this role is important to us

The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To make that happen we need teams like yours to help navigate employees and the organization as a whole. In your role you will strive for cutting-edge solutions, that are straightforward and scalable. You will help us build resilience and execute day to day deliverables at our best. Join us if making your mark in the financial services industry from day one is a challenge you are up for

What you will be responsible for

  • Assist in supporting the SSGA Sales Practices compliance program, including reviewing firm advertising and sales literature, developing and communicating firm policies around social media usage, electronic communications and mobile device usage, working on other sales-related compliance projects.
  • Serve as a resource for the SSGA business by keeping up to date with firm and industry regulations, guidelines and trends. Assist in the development and deployment of guidance materials as well as both online and in-person trainings.
  • Collaborate with the global Compliance and business teams to evaluate current processes, identify areas for improvement, and suggest solutions.
  • Assist with regulatory reporting and preparation of materials for internal and external audits and examinations.
  • Maintain good working relationships with key stakeholders. Provide business colleagues with creative solutions to complex issues.
  • Help ensure that firm record keeping applications and controls remain robust and adequately meet regulatory requirements.
  • Perform trend analysis of business team work product to identify areas of focus in terms of training and education.
  • Opportunity to gain exposure to other concepts pertaining to asset management compliance programs.

What we value

These skills will help you succeed in this role

  • Prior compliance, legal, risk management or audit experience is preferred;
  • Effective analytical and organizational skills. Ability to research, learn and adapt;
  • Technical skills for project management, creating presentations and reports;
  • Team player who is able to work both independently and collaboratively in a global team environment;
  • Strong verbal and written communication skills, and attention to detail; demonstrated good judgment, strong sense of ethics and personal integrity;

Education & Preferred Qualifications

  • Bachelorâs Degree
  • 1-3  years of work experience, preferably in the financial industry

About State Street

What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, weâre making our mark on the financial services industry. For more than two centuries, weâve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.

Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. Youâll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.

Inclusion, Diversity and Social Responsibility. We truly believe our employeesâ diverse backgrounds, experiences and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs and access to employee networks that help you stay connected to what matters to you.

State Street is an equal opportunity and affirmative action employer.

Discover more at StateStreet.com/careers

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