Head - Compliance - Broking Firm/NBFC - CS (13-20 yrs)

Compliance Head- NBFC (15-20 yrs)We are looking for a Compliance Head to be based with a Delhi based NBFCPosition: Compliance HeadResponsibility :- Implementing the Compliance framework in the company.- Drafting and reviewing of various Polices and ensuring Board/Audit/ Internal Committee approvals.- Responsible for correspondence with the regulators like...

Chief Compliance Officer #CCO #NBFC #FinancialServicesResponsibilities:- Develop, implement, and maintain compliance policies, procedures, and controls in accordance as per regulatory guidelines.- Developing Compliance Controls and processes, conducting compliance risk assessments and audits to identify areas of non-compliance and recommend corrective...

**CS Tainee**: Qualification : CS Professional Passed Experience : Fresher Department : Secretarial Locatoin : Kirti Nagar, West Delhi Work Type : On-site **Relevant Industry Experience**: Fresher (CS Professional Passed) **Skills & Knowledge**: - Good Communication Skills; - Sound Knowledge of Corporate Laws; - Good Drafting Skills; - Presentable; -...

Business Head -NBFC -Delhi - To strategize, plan and execute the acquisition plan for the business, Setting up & Grow the existing channels and develop alternate sourcing channels to meet the current and future business projections & Achieve the Business target.- Leading a Large team to drive the key product parameters and deliver P&L for the business.-...

Position: Asst. Director/Director - Business Development & Strategy (Leading Law Firm)Role:- Markets/Strategy/Business Development role in a Leading Law Firm- Driving relationships with existing/new clients- Cross sell all offerings- Incumbent will be tasked with identifying, pursuing and closing sales for all the firm's offerings- Will work to achieve sales...

Role & responsibilities- Should be working in a Insurance Broking Firm. (mandatory)- Should have min. 10 yrs of experience in handling Sales in General Insurance / Non EB segment.- Should be driving sales in the open market and handling Corporate Sales.- Should have Knowledge of the entire General Insurance value chain including Sales & distribution, Claims,...

Roles and Responsibilities:This role will be responsible for ensuring the smooth and efficient operation of the company's facilities and administrative functions across multiple branches in India. The ideal candidate will have a strong background in facility management, administration with leadership skills, and a proactive approach to problem-solving.Key...

Company DescriptionSaShr Consultants is an HR consultancy firm based in Mumbai. We have been entrusted to hire a Business Head-Micro LAP for an NBFC located at Andheri Mumbai. Role DescriptionThis role will of Business Head-Micro LAP will be responsible to drive the overall business P& L across India. The company is currently in an expansion mode and is...

Company Description SaShr Consultants is an HR consultancy firm based in Mumbai. We have been entrusted to hire a Business Head-Micro LAP for an NBFC located at Andheri Mumbai. Role Description This role will of Business Head-Micro LAP will be responsible to drive the overall business P& L across India. The company is currently in an expansion mode and is...

Job Profile: The position will be a core member of the Leadership Team, will work very closely with the CEO, Promoters and participate in the vision and goal of the organisation. The position offers excellent exposure and growth potential to a professional who would like to join the core team engaged in expanding a nationwide organization, and participate in...

**Department: Broking channel** **Designation**:Branch Dealer** **Grade: E1 or E2 - Assistant Manager OR Deputy Manager** **Years of Exp: 1 to 4 yrs** **Reporting to: M3/M4** **Location: Mumbai **Role** - Responsible to generate brokerage primarily through advising clients on their equity portfolio for long term investments as well as positional trading...

**Company Secretary Job Description** The company secretary is responsible for ensuring that the company complies with all relevant legal and regulatory requirements, such as filing of statutory returns, compliance with company law, and adherence to corporate governance regulations. - Assisting in Filing ROC forms for listed and unlisted companies. -...

Position: Qualified Company Secretary(Immediate Joiner ) Qualification: CS Experience: 2 to 5 years Location: Prabhadevi, Mumbai Job description Qualified Company Secretary with 2 5 years in NBFC Immediate joiner KEY RESPONSIBILITIES SEBI’s LODR compliances with respect to Debt listed securities Handled compliance of thirty group companies pertaining to...

Company Overview:It is one of the leading firms among the Big 4 organizations, dedicated to providing exceptional advisory services to our clients across various industries.Position Overview:We are seeking a dynamic and experienced professional to join them as the Head of Training.Responsible for leading the training initiatives within our advisory division...

Role:Involves ensuring compliance with SEBI & other applicable rules and regulations of the stockexchanges i.e NSE & BSE, and depositories, clearing corporations, daily settlements, return filing, clientcommunications, monitoring operations, reporting, empanelment, liaising with back office ofinstitutional cum HNI clients, other day to day back office work...

Head - Finance Our client is a dynamic cash flow credit company dedicated to empowering small and medium-sized enterprises (SMEs) by providing working capital lines for inventory purchases. Their innovative technology offers a user-friendly, cost-effective solution that allows businesses of all sizes to boost their cash flow by leveraging credit against...

Company: A leading Listed NBFC with more than 20000 employeesJob Description:Legal Head Documentation and RegulatoryExposure to legal regulatory and compliance also need to ensure that our documentation (loan agreements, etc) meet the regulatory purpose,Need to ensure that IT and other agreements are compliant from a data privacy standpoint.Someone who has...

Role: Involves ensuring compliance with SEBI & other applicable rules and regulations of the stockexchanges i.E NSE & BSE, and depositories, clearing corporations, daily settlements, return filing, clientcommunications, monitoring operations, reporting, empanelment, liaising with back office ofinstitutional cum HNI clients, other day to day back office work...

Company : A leading Listed NBFC with more than 20000 employees Job Description: Legal Head Documentation and Regulatory Exposure to legal regulatory and compliance also need to ensure that our documentation (loan agreements, etc) meet the regulatory purpose, Need to ensure that IT and other agreements are compliant from a data privacy standpoint. Someone who...

Job Title: Internal Audit (AVP/Senior Manager) Financial Services Mumbai Need a qualified chartered accountant for this role Job Responsibilities: Responsible for overseeing, managing and performing audit engagements in line with defined audit methodologies. Supporting the Audit Leadership in execution of the annual Audit Plan and review of Internal...