Assistant Vice President
2 months ago
Basic Purpose of Job:
The Regulatory Reporting Assurance (RRA) department is a management assurance team in the Controller’s Organization within Corporate Finance. The Regulatory Assurance team is responsible for the independent verification of controls and processes over global regulatory reporting, including Liquidity reporting, Basel, Comprehensive Capital Analysis and Review (CCAR), and areas of high risk and enhanced regulatory focus. The primary focus of the team is the review and assessment of the quality of information pertaining to reporting, conformance to regulatory instructions, and the assessment of relevant risk management programs. The team works closely with other functions across Finance, Global Treasury, Risk Management and Business Units, as well as other assurance functions. This is an opportunity to join a transforming group and actively participate in its development and maturity, to learn about key regulatory requirements and gain an understanding of all areas of the company’s business.
RRA has a mission to:
- Provide credible challenge to management to drive compliance with regulatory and policy requirements
- Support executive management and the board by reporting on the effectiveness of key financial and regulatory processes
- Advise in the proactive identification of operational and compliance risks and effective mitigation strategies through effective business partnership
- Offer risk and control insights to improve business results that are predicated on collaborative business partnerships
- Build and continuously develop a dedicated team to achieve and sustain an effective assurance function and best-in-class controls and substantive testing program
- Design and deliver annual risk-based plans to assess the effectiveness of the First Line of Defense, and serve as an increasing basis of reliance for the Third Line of Defense and the external auditors
- Develop and communicate opinions in the effectiveness of First Line of Defense activities, escalating issues as appropriate
- Serve as a subject matter expert to the organization on controls, substantive testing, and risk mitigation strategies
- Drive activities and reviews to meet regulatory requirements for a management assurance function
- Execute a framework to test if the internal systems supporting compliance with regulatory requirements and expectations are properly designed, documented and implemented and include appropriate governance and data quality controls
- Lead the identification and risk assessment of issues; draft recommendations and liaise with business units to remediate risks, findings and gaps identified during the validation process; work with management to track issues to resolution
- Engage key business partners to facilitate completion of assigned deliverables and explain results
- Cultivate relationships across the Finance organization and Corporation with key constituency groups, such as Regulatory Reporting, Product Controllers, Operations, Treasury, Technology and Risk
- Manage the local team: review and provide feedback on team deliverables; recruit, retain and develop individuals
- Identify and drive transformation efforts to further enhance the functionality of RRA as a management assurance team
- Use appropriate data analytic and statistical tools and techniques to analyze a variety of data sources; use technology to help drive enhancement in assurance review testing and reporting workflow
- Develop internal partnerships to provide opportunities for more efficient solutions to various data, systems, and applications issues
- Develop subject matter expertise in regulatory requirements, best practices and expectations
Education and Experience:
- Bachelor’s Degree in Accounting, Chartered Accountant (CA) and/or Certified Public Accountant (CPA) 10-12 years of progressive auditing experience; preferably financial services and/or Big 4
- Certified Internal Auditor (CIA) / Chartered Financial Analyst (CFA) certification or candidate is a plus
- Familiarity with FRB regulations and SEC requirements associated with the Financial Services Industry
- Experience with building analysis solutions and using analytics / BI packages desirable (e.g. Tableau, ACL, Business Objects, SAS, MicroStrategy, Spotfire, QlikView)
- Strong knowledge of Liquidity reporting which include FR 2052a, NSFR etc.
- Deep understanding and appreciation of the internal control environment
- Knowledge of banking products and services, especially loans, deposits, securities and derivatives
- Auditing skills and experience in the review and interpretation of regulatory requirements.
- Knowledge of the other key regulatory reports submitted to the FRB and European regulators (included but not limited to the FR Y-14Q, FR Y-14A, FR Y-9C, FR Y-15, FR 2052a, FFIEC 101, FFIEC 102, FFIEC 031,FINREP, COREP etc.)
- Exceptional analytical and critical thinking abilities; able to develop and convey a point of view
- Strong oral and written communication skills; ability to effectively challenge and influence
- Demonstrated leadership capabilities with solid interpersonal skills and the ability to work collaboratively across all organizational tiers. A strong customer service mindset is a must
- Proactive and a goal oriented strategic thinker with ability to identify creative solutions
- Demonstrated ability to manage workloads and prioritize deliverables; ability to be flexible
- Strong attention to detail and accuracy
- Ability to multi-task and take on a challenging workload and assignments
- Ability to be proactive with minimal direction, ability to work independently and meet deadlines
- Ability to thrive in a team environment, working collaboratively with others
- Inquisitive and curious about business and functions, strong desire to learn
- High energy and positive attitude
- Professionalism, dependability, integrity and trustworthiness combined with a cooperative attitude
-
Vice President of Product
3 weeks ago
Hyderabad, India EC-Council Full timeVice President (VP) of ProductLocation:Hyderabad, IndiaDepartment:Product DevelopmentReports to:CEOWork office:OnsiteEC-Council ( isthe world’s largest cyber security technical certification body. We operate in 145 countries globally and we are the owner and developer of various world-famous cyber security programs. We are proud to have trained and...
-
Assistant Vice President
3 months ago
Hyderabad, India HSBC Full timeSome careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. HSBC is one of the largest banking and financial services organizations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses...
-
Vice President of Product
3 weeks ago
Hyderabad, India EC-Council Full timeVice President (VP) of ProductLocation: Hyderabad, IndiaDepartment: Product DevelopmentReports to: CEOWork office: OnsiteEC-Council (www.eccouncil.org) is the world’s largest cyber security technical certification body. We operate in 145 countries globally and we are the owner and developer of various world-famous cyber security programs. We are proud to...
-
Vice President of Product
3 weeks ago
Hyderabad, India EC-Council Full timeVice President (VP) of ProductLocation: Hyderabad, IndiaDepartment: Product DevelopmentReports to: CEOWork office: OnsiteEC-Council (www.eccouncil.org) is the world’s largest cyber security technical certification body. We operate in 145 countries globally and we are the owner and developer of various world-famous cyber security programs. We are proud to...
-
Vice President of Product
3 weeks ago
Hyderabad, India EC-Council Full timeVice President (VP) of Product Location: Hyderabad, India Department: Product Development Reports to: CEO Work office: Onsite EC-Council ( ) is the world’s largest cyber security technical certification body. We operate in 145 countries globally and we are the owner and developer of various world-famous cyber security programs. We are proud to have...
-
Controls Design
1 month ago
Hyderabad, India State Street Full timeWho we are looking for The Controls Design & Development team within First Line Risk And Controls is building its team to enhance the cybersecurity and technology risk and control framework, develop and implement risk and control assessments, and collaborate with Controls Testing & Assurance in order to evaluate and improve controls and reduce cyber risk...
-
Controls Design
1 month ago
Hyderabad, India State Street Full timeWho we are looking forThe Controls Design & Development team within First Line Risk And Controls is building its team to enhance the cybersecurity and technology risk and control framework, develop and implement risk and control assessments, and collaborate with Controls Testing & Assurance in order to evaluate and improve controls and reduce cyber risk for...
-
Hyderabad/ Secunderabad, India aci infotech Full timeApply for Vice President Of Technology, Career Progress Consultants in Hyderabad/ Secunderabad for 15 - 18 Year of Experience on TimesJobs.com.
-
Assistant Vice President
3 months ago
Hyderabad, India Genpact Full timeGenpact (NYSE: G) is a global professional services and solutions firm delivering outcomes that shape the future. Our 125,000+ people across 30+ countries are driven by our innate curiosity, entrepreneurial agility, and desire to create lasting value for clients. Powered by our purpose – the relentless pursuit of a world that works better for people –...
-
Business Analysis
3 weeks ago
Hyderabad, India State Street Full timeAlpha Data Services Business Analyst, Charles River Development, Assistant Vice President Who we are looking for :Charles River Development[State Street Company]âs Alpha Data Services[ADS] division with responsibility to integrate data from Front/Middle/Back Office applications on the Alpha Data Platform is seeking an experienced hands-on, dynamic and...
-
Assistant Vice President
3 months ago
Hyderabad, India HSBC Full timeSome careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. HSBC is one of the largest banking and financial services organizations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to...
-
Vice President
2 months ago
Hyderabad, India Arcesium Full timeCompany Overview Arcesium is a global financial technology firm that solves complex data-driven challenges faced by some of the world’s most sophisticated financial institutions. We constantly innovate our platform and capabilities to meet tomorrow’s challenges, anticipate the risks our clients encounter, and design advanced solutions to help our clients...
-
Supervisor - Citco Institutional Services
3 months ago
Hyderabad, India Citco Full timeSupervisor **About Citco** Citco is a global leader in fund services, corporate governance and related asset services with more than 7,000 staff across 80 offices worldwide. With more than $1 trillion in assets under administration, we deliver end-to-end solutions and exceptional service to meet our clients’ needs. **About the Team & Business...
-
Vice President Operations
1 week ago
Hyderabad, India Raghu Vamsi Aerospace Group Full timeRaghu Vamsi Aerospace is recruiting “Vice President – Operations” in the Aerospace Division. ABOUT RAGHU VAMSI AEROSPACE GROUPRaghu Vamsi Group has carved a space for itself in the Aerospace & Defence industry world- wide over the past two decades. Company is AS 9100 and NADCAP approved. Company is engaged in the Design, Development, Manufacturing...
-
JV Ventures
2 weeks ago
Hyderabad, India JV Ventures Full timeAssociate Vice President - InvestmentsThe AVP - Investments will play a crucial role in shaping and executing the investment strategy, managing high-stakes transactions, and leading a high-performing team. This role demands a strategic thinker with a strong financial acumen, exceptional leadership skills, and a proven track record in investments.Key...
-
Assistant Vice President
1 hour ago
Hyderabad, India Marsh India Full timeMarsh India Insurance Brokers Pvt Ltd is seeking candidates for the following position based in the Hyderabad office:Assistant Vice President/ Senior Relationship Manager – Employee Health & BenefitsWe will count on you to:Responsible for developing new clients and servicing existing clients.Studying the client's existing portfolio and consulting the...
-
Assistant vice President
2 months ago
Hyderabad, India Genpact Full timeGenpact (NYSE: G) is a global professional services and solutions firm delivering outcomes that shape the future. Our 125,000+ people across 30+ countries are driven by our innate curiosity, entrepreneurial agility, and desire to create lasting value for clients. Powered by our purpose - the relentless pursuit of a world that works better for people - we...
-
Assistant Vice President, Product Engineering
3 months ago
Hyderabad, India Genpact Full timeGenpact (NYSE: G) is a global professional services and solutions firm delivering outcomes that shape the future. Our 125,000+ people across 30+ countries are driven by our innate curiosity, entrepreneurial agility, and desire to create lasting value for clients. Powered by our purpose – the relentless pursuit of a world that works better for people –...
-
Vice President Service Designer
3 months ago
Hyderabad, India JPMorgan Chase & Co. Full timeAs a Vice President Service Design in Voice, you will play a pivotal role in shaping end-to-end customer experiences by leveraging your deep expertise in service design and systems thinking. Spearhead strategically important initiatives, collaborating with diverse teams to develop innovative solutions that align with business objectives and enhance...
-
Alpha Alternatives
2 weeks ago
Hyderabad, India Alpha Alternatives Full timeVice President - Assurance Key Responsibilities:- Taking complete functional and operational responsibility for the business and supporting the team working under the same.- Responsible for taxation, finance, and operational matters.- Finalization of accounts by coordinating with the auditor.- Obtain periodic credit ratings for portfolio assets.- Preparing...