Oversight & Control, Senior Associate

4 weeks ago

Bangalore, India State Street Full time

Who we are looking for:

The Compliance Program Methodology and Operations (âCPMOâ) Sr Associate will assist the global team in the Global Regulatory Change Management (GRCM) and Regulatory Readiness Programs.  The Sr Associate will assist the team in managing strategic data and reporting projects and day to day work related to all aspects of regulatory obligation datasets.

The Sr Associate will help develop and enhance the CPMO operating model with a focus on data management, governance aggregation, metrics and reporting. The Sr Associate should have a strong background in data governance, excel or other data analysis tools and project management skills. The Sr Associate will help ensure data is captured timely and accurately to support the needs of the Compliance Department and enable proactive decision making and risk mitigation.

The remit of the CPMO team is global, high profile and fast-paced. This position is an excellent growth opportunity for the right candidate and provides visibility to senior members of Corporate Compliance. The role involves frequent interaction with management of State Street, thus exceptional executive presence, verbal and written communication skills are critical.

Why this role is important to us.

The selected candidate will assist the global team in the Global Regulatory Change Management (GRCM) and Regulatory Readiness Programs by contributing towards enhancing data management, data quality, data governance and reporting for the Compliance Program Methodology & Operations (âCPMOâ)  

Join us if making your mark in the financial services industry from day one is a challenge you are up for.

What you will be responsible for

  • Provide day-to-day support for the Global Regulatory Change Management (âGRCMâ) and new Regulatory Readiness Program
  • Focus on enhancing data management, data quality, data governance and reporting for the Compliance Program Methodology & Operations (âCPMOâ) team.
  • Support data governance activities by establishing automated queries, pivot tables and dashboards to drive proactive oversight and information insights in regulatory obligation and control datasets
  • Support production of management reporting and escalation emails, including but not limited to data collection, qualitative and/or quantitative analysis, formatting and quality assurance on a monthly and quarterly basis
  • Continue to work with our CPMO team and the Archer and Cube teams to further integrate our platforms and procedures to align our regulatory obligations and regulatory change data and oversight
  • Perform various data analysis projects focused on maintaining structured and governed regulatory obligation inventory data
  • Support management in developing and owning certain milestones and project tasks associated with strategic department initiatives and team projects (e.g. leveraging technology, vendor relationships, data analytics output)
  • Assist compliance advisory personnel on various aspects of the GRCM and Archer Regulatory Change Management (âARCMâ) programs by answering the team mailboxes and participating in working group meetings.

What we value:

These Primary skills will help you succeed in this role:

  • 3-4 years of relevant experience in Banking or Financial Services, background in Compliance/Risk/Legal beneficial
  • Strong computer skills including advanced excel spreadsheet functionality
  • Able to analyze/interpret data and present data based on specific stakeholder requirements- Microsoft PowerBI experience preferred
  • Interest in technology including Natural Language Processing and Artificial Intelligence functionality and use cases to support our vendor technology platform
  • Independent worker who takes a high level of initiative and ownership of responsibilities, has a sense of urgency, and proactively works to gain a thorough understanding of all regulatory requirements and associated deliverables and deadlines
  • Exceptional attention to detail with strong interest in regulation analysis and project management
  • Able to work collaboratively and professionally to obtain information from others
  • Strong written and verbal communication skills
  • Able to work calmly and effectively under pressure, with last minute changes and deadlines
  • Positive attitude; responsive to requests
  • Flexible, open to change and willing to learn new processes and systems such as Archer, Cube

Work Environment

  • Working hours: 12pm to 9pm or 2pm to 11pm
  • International environment
  • Multitasking environment with the need for strong flexibility
  • Extended working hours based on business requirements

Education & Preferred Qualifications

  • Bachelorâs Degree

About State Street

What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, weâre making our mark on the financial services industry. For more than two centuries, weâve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.

Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. Youâll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.

Inclusion, Diversity and Social Responsibility. We truly believe our employeesâ diverse backgrounds, experiences and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs and access to employee networks that help you stay connected to what matters to you.

State Street is an equal opportunity and affirmative action employer.

Discover more at StateStreet.com/careers.

  • Associate, Monitoring Oversight

    2 weeks ago

    bangalore, India Lilly Full time

    We’re looking for people who are determined to make life better for people around the world. Purpose: The purpose of the Associate, Monitoring Oversight role is to be an advocate for monitoring oversight who works with the Clinical Design, Delivery & Analytics (CDDA), the Medicines Quality Organization (MQO) and Investigator Engagement (IE) to ensure...

  • Senior Associate

    4 days ago

    bangalore, India Randstad Full time

    Open roles: Senior Associate 1 & Senior Associate 2Role - SA1Exp - 4 to 6 yearsLocation - Bangalore / HyderabadSkills - ITGC, SOX, SOC, TOD, TOE + External auditRole - SA2Exp - 6 to 8 yearsLocation - Bangalore / HyderabadSkills - ITGC, SOX, SOC, TOD, TOE + External auditCurrent or previous Big4 experience is a must. (For SA2/ Senior associate 2 only)Job...

  • Senior Associate

    4 days ago

    Bangalore City, India Randstad Full time

    Open roles: Senior Associate 1 & Senior Associate 2Role SA1Exp 4 to 6 yearsLocation Bangalore / HyderabadSkills ITGC, SOX, SOC, TOD, TOE + External auditRole SA2Exp 6 to 8 yearsLocation Bangalore / HyderabadSkills ITGC, SOX, SOC, TOD, TOE + External auditCurrent or previous Big4 experience is a must. (For SA2/ Senior associate 2 only)Job Requirements Conduct...

  • JP Morgan Chase

    3 weeks ago

    Mumbai/Bangalore, India iimjobs Full time

    Associate - Supplier Oversight Services - Third Party OversightDescription: Firm-wide Supplier Oversight Services (SOS) is a centralized group that manages the Third Party Oversight & Governance function across the organization.. This group provides consistent monitoring of all Third Party activities in order to ensure compliance to the Third Party Oversight...

  • Product Change

    3 weeks ago

    bangalore, India The Edge Partnership Full time

    Key responsibilities Lead product change initiatives, including new product submissions and updates to existing products. Manage business-as-usual (BAU) change processes to ensure smooth transitions and minimal disruption. Drive product development and change initiatives, oversee BAU change management activities, conduct data collation and...

  • Policy Oversight

    4 weeks ago

    Bangalore, India State Street Full time

    Who we are looking forThe team you will be joining is the CAO’s Business Risk Management’s Policy Governor’s group in the first line of defense providing oversight, control execution and business unit escalation for a variety of centrally managed programs.  This position will be a valued partner to the business to assist the organization...

  • External Reporting Controller

    3 weeks ago

    bangalore, India JPMorgan Chase & Co. Full time

    You are a strategic thinker passionate about driving solutions in external reporting . You have found the right team. As an External Reporting Controller - Associate in our Finance team, you will spend each day defining, refining and delivering set goals for our firm. The external reporting function handles the oversight of the financial statements...

  • Senior Applications Support Engineer

    5 days ago

    Bangalore, Karnataka, India Jobeefie pvt ltd Full time

    Designation : Senior Application SupportAbout SA Tech :Accelerate your Cloud Transformation Journey with SA Technologies We are one of the fastest growing Information Technology Consulting and technology solutions providers in the US with an extensive footprint in North America and globally. We simplify your business challenges with our smart solutions.Work...

  • Senior Applications Support Engineer

    4 days ago

    Bangalore, India Jobeefie pvt ltd Full time

    Designation : Senior Application SupportAbout SA Tech :Accelerate your Cloud Transformation Journey with SA Technologies We are one of the fastest growing Information Technology Consulting and technology solutions providers in the US with an extensive footprint in North America and globally. We simplify your business challenges with our smart...

  • Controllers-Bengaluru-Associate-EMEA Payroll

    3 weeks ago

    bangalore, India Goldman Sachs Full time

    CONTROLLERS Controllers ensure that the firm meets all the financial control and reporting obligations of a global, regulated, and public financial institution. Our professionals measure the profitability of, and risks associated with, every aspect of the firm's business. Controllers also ensure that the firm's activities are conducted in compliance with...

  • Ashoka Global Controller

    2 weeks ago

    bangalore, India Ashoka Full time

    Description Position at Ashoka Controller, Ashoka Global Job Description Summary This is a unique leadership opportunity to work at a globally recognized, social impact organization that is changing the world for good of all. The Controller at Ashoka, reporting to the chief financial officer (CFO), has oversight responsibility, in partnership...

  • Control Monitoring

    3 weeks ago

    bangalore, India JPMorgan Chase & Co. Full time

    Control Associate in Commercial Bank (CB). Responsible for day-to-day monitoring activities and implementation and streamlining of monitoring processes and reporting. Supporting a continuous and integrated approach to controls, risk assessment and reporting. Will work with cross functional control managers, regulatory governance, legal and compliance to...

  • Credit Risk Controller

    2 weeks ago

    bangalore, India JPMorgan Chase & Co. Full time

    Are you looking for an exciting opportunity to join a dynamic and growing team in a fast paced and challenging area? This is a unique opportunity for you to work in our team to partner with the Business to provide a comprehensive view.  As a Credit Risk Controller - Associate in the Risk Management and Compliance team, you will be at the center of...

  • Director - Divisional Control Office

    2 weeks ago

    bangalore, India F335 Deutsche India Private Limited, Bangalore Branch Full time

    Description : Job Title Director, Head of Divisional Control Office - India (CB/IB Operations and controls) Location Bangalore Corporate Title Director CB IB Operations and Controls is a dynamic, diverse, and collaborative division that provides operational support to Deutsche Bank’s business. The Divisional Control Office (DCO) is...

  • Controllers-Associate-Risk Governance-Bengaluru

    2 weeks ago

    bangalore, India Goldman Sachs Full time

    CONTROLLERS Controllers ensure that the firm meets all the financial control and reporting obligations of a global, regulated, and public financial institution. Our professionals measure the profitability of, and risks associated with, every aspect of the firm's business. Controllers also ensure that the firm's activities are conducted in compliance with...

  • DBS Technology Control Testing Senior Manager GSC

    1 week ago

    bangalore, India HSBC Full time

    Description - ExternalSome careers shine brighter than others. If you’re looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.  HSBC...

  • Senior Technician

    3 weeks ago

    Bangalore, India Danaher Full time

    Beckman Coulter Life Sciences’ mission is to empower those seeking answers to life’s most important scientific and healthcare questions. With a legacy spanning 80+ years, we have long been a trusted partner to our customers, who are working to transform science and healthcare with the next groundbreaking discovery. As part of our team of more than...

  • Control Management

    2 weeks ago

    bangalore, India JPMorgan Chase & Co. Full time

    You are a strategic thinker passionate about driving solutions in Finance. You have found the right team. As a Control Management professional in our Asset & Wealth Management, you will spend each day defining, refining and delivering set goals for our firm As a Control Management Associate, you'll be responsible for testing and ensuring the line of...

  • Controllers-Bengaluru-EMEA Payroll Accounting-Senior Analyst

    2 weeks ago

    bangalore, India Goldman Sachs Full time

    CONTROLLERS Controllers ensure that the firm meets all the financial control and reporting obligations of a global, regulated, and public financial institution. Our professionals measure the profitability of, and risks associated with, every aspect of the firm's business. Controllers also ensure that the firm's activities are conducted in compliance with...

  • Asset & Wealth Management Operations - Retail Separately Managed Account (SMA) Oversight - Associate - Bengaluru

    2 weeks ago

    bangalore, India Goldman Sachs Full time

    ASSET MANAGEMENT  Bringing together traditional and alternative investments, we provide clients around the world with a dedicated partnership and focus on long-term performance. As the firm’s primary investment area, we provide investment and advisory services for some of the world’s leading pension plans, sovereign wealth funds, insurance...