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Associate Manager Compliance

3 months ago

Bengaluru, India Vahura Full time

Requirements and Qualifications:

  • 3-4 years of PQE
  • Must have experience in NBFC/ BFSI/ any other regulated sector.
  • Experience in managing regulatory inspections/ audits would be preferable.
  • CS/ CA educational background.


Responsibilities:

  • Ensure the organization stays compliant with the regulatory framework.
  • Manage engagement with the Reserve Bank of India (RBI), including inspections, regulatory submissions, and responses to their expectations.
  • Oversee the identification and mitigation of compliance risks related to business operations.
  • Provide independent risk assessments and reports to inform senior management of the firm's risk profile.
  • Develop and deliver compliance training programs for employees.
  • Promote a compliance culture through communication and awareness initiatives.
  • Act as the main contact for regulatory agencies, auditors, and external parties on compliance matters.
  • Collaborate with internal stakeholders to align compliance priorities and initiatives.