Analyst - Risk and Compliance

3 weeks ago


Gurugram, India Wipro Full time

Responsibilities:


Analyzing investment guidelines and interpret them to build logic-based rules to implement into automated investment compliance system for monitoring.

Deliver daily/monthly/quarterly compliance reports to PM team for the new violations across all investment policies.

Support onshore team by assisting them in post trade compliance monitoring activities across all the investment strategies.

Assist in identifying the data governance and data reconciliation issues.



Qualifications:

Bachelor’s degree with a preference to advanced degree or progression towards CFA/FRM/CAIA

1+ years of relevant experience in investment compliance monitoring with an exposure towards rule coding.

Knowledge of guideline monitoring or coding in compliance systems e.g., Charles River, Bloomberg, LZ Sentinel, Aladdin or Clearwater Analytics would be an added advantage.

Good to have experience in querying database and analyzing large data sets.



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