Associate, Compliance
2 weeks ago
Associate, Compliance & Control II
At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities, and people everywhere.
We continue to be a leader in the industry, awarded as a top home for innovators and for creating an inclusive workplace. Through our unique ideas and talents, together we help make money work for the world. This is what #LifeAtBNY is all about.
We’re seeking a future team member for the role of Associate, Compliance & Control II to join our team. This role is located in Pune, MH/ Chennai, TN – HYBRID.
In this role, you’ll make an impact in the following ways:
- Under direct supervision, contributes to the compliance efforts of the assigned business unit. Helps with assessment activities to ensure the business units are in compliance with standard regulatory and policy requirements, reviews work for accuracy with more experienced professionals.
- May assist with drafting of documentation when control changes are made. Under direct supervision, analyzes existing legislation, regulatory announcements, and industry practices in order to report on the assigned business' current state of compliance.
- As needed, assists with projects and program tasks intended to improve compliance and enhance the control environment. Assists with analyses of control processes to ensure they are in compliance with all applicable laws, rules and regulations.
- Begins to build working relationships with business unit managers in order to facilitate the timely delivery of information and increase the likelihood of favorable conditions for compliance activities.
- With direct supervision, assists with the assessments of the effectiveness of controls that help ensure ongoing compliance with key laws, regulations and policies affecting BNY businesses.
- May begin to gain experience preparing risk-based reviews of existing and emerging regulatory requirements, concerning issues and control gaps.
- May assist with the preparation of non-complex reporting, as directed. Escalates issues to more experienced professionals.
- No direct reports. Contributes to the achievement of team objectives. Modified based upon local regulations/requirements.
To be successful in this role, we’re seeking the following:
- Bachelor’s degree required.
- 4+ years of total work experience preferred.
- Financial Services, Audit or Compliance background and/or experience with financial services compliance and/or experience with the assigned products, services or business lines/areas and the pertaining laws, regulations and rules of relevant regulators preferred.
At BNY, our culture speaks for itself. Here’s a few of our awards:
- America’s Most Innovative Companies, Fortune, 2024
- World’s Most Admired Companies, Fortune 2024
- Human Rights Campaign Foundation, Corporate Equality Index, 100% score, 2023-2024
- Best Places to Work for Disability Inclusion, Disability: IN – 100% score, 2023-2024
- “Most Just Companies”, Just Capital and CNBC, 2024
- Dow Jones Sustainability Indices, Top performing company for Sustainability, 2024
- Bloomberg’s Gender Equality Index (GEI), 2023
Our Benefits and Rewards:
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.
BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
-
Tax and Accounts Associate
6 months ago
Baner, Pune, Maharashtra, India Rahul Dang & Associate Full timeRole Description for Tax And Accounts Associate 1. Closing of Statutory Audit, Tax Audit, and GST audit of clients independently and with the support of seniors wherever required 2. Handling Direct and indirect Taxation work of clients independently 3. Handling TDS & and advance tax Compliance work independently 4. Transactional Advisory work. 5....
-
Associate, Compliance
6 months ago
Pune, India BNY Mellon Full timeOverview Associate, Compliance & Control II Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of...
-
Compliance Associate
6 months ago
Pune, Maharashtra, India ZS Full time: **ZS** is a place where passion changes lives. As a management consulting and technology firm focused on transforming global healthcare and beyond, our most valuable asset is our people. Here you’ll work side-by-side with a powerful collective of thinkers and experts shaping solutions from start to finish. At ZS, we believe that making an impact demands...
-
Associate, Compliance
6 months ago
Pune, India The Bank of New York Mellon Corporation Full timeAssociate, Compliance & Control II **_Bring your ideas. Make history. _** BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of...
-
Sanctions Compliance
3 months ago
Pune, Maharashtra, India TIAA Full timeCompliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general supervision,...
-
Associate Compliance
4 months ago
Pune, Maharashtra, India TIAA Full timeAssociate - Compliance (AML & Sanctions) - IN The role will be responsible to support enterprise-wide AML/BSA Program to ensure regulatory requirements are met, and to protect the institution from financial crimes risks. This individual is also responsible for supporting the AML target operating model by driving efficiency and effectiveness of the program...
-
Corporate/compliance Associate
2 weeks ago
Pune, Maharashtra, India Checkmarx Full time**Who are we?** We are honored to serve more than 1,800 customers, which includes 40 percent of all Fortune 100 companies including Siemens, Airbus, SalesForce, Stellantis, Adidas, Wal-Mart and Sanofi. **What are we looking for?** We are looking for a passionate Corporate/Compliance Junior Associate to join our legal department. The position is based in...
-
Associate, Tax Reporting
6 months ago
Pune, India BNY Mellon Full timeOverview Associate - US Tax reporting & Compliance Representative I Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration....
-
Senior Associate
2 weeks ago
Pune, Maharashtra, India Birlasoft Full timeBirlasoft is a leading global IT services company that helps clients achieve their business goals through innovative technology solutions.We are currently seeking a highly skilled Senior Associate to join our team in Pune, India.The estimated salary for this role is ₹2,300,000 per annum, taking into account the location and industry standards.As a Senior...
-
Associate - Nuveen Portfolio Compliance
6 months ago
Pune, Maharashtra, India TIAA Full timeAssociate - Investment Compliance The objective for the Portfolio Compliance Team is to reduce the risk associated with Portfolio Managers/traders investing of portfolios. Key Responsibilities and Duties - This role focuses on working very closely with Portfolio Managers and traders to identify, investigate, and report compliance risks. - This role may...
-
Associate, Tax Reporting
6 months ago
Pune, India The Bank of New York Mellon Corporation Full time**Associate - US Tax reporting & Compliance Representative I** **_Bring your ideas. Make history. _** BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or...
-
Associate, Tax Reporting
6 months ago
Pune, India The Bank of New York Mellon Corporation Full time**Associate - US Tax reporting & Compliance Representative I** **_Bring your ideas. Make history. _** BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or...
-
Senior Associate, Compliance
2 weeks ago
Pune, India BNY Full timeSenior Associate, Compliance & Control (Grade I) – Surveillance Governance roleAt BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of...
-
Tax Associate
5 months ago
Baner, Pune, Maharashtra, India Rahul Dang & Associate Full timeIndividuals**Job Title**: Tax Executive **Location**: Baner, Pune **Job Type**: Full-time **Job Overview**: As a Tax Executive, you will be responsible for overseeing the organization's tax compliance and planning activities. You will ensure that the company adheres to tax laws and regulations while also identifying opportunities for tax optimization. You...
-
Senior Associate, Compliance
2 weeks ago
Pune, India BNY Full timeSenior Associate, Compliance & Control – Regulatory Change ManagementAt BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their...
-
Associate, Tax Reporting
6 months ago
Pune, India BNY Mellon Full timeOverview Associate - US Tax reporting & Compliance II Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the...
-
Associate, Compliance
4 weeks ago
Pune, India BNY Full timeAssociate, Compliance & Control Representative IAt BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table...
-
Accounts and Tax Associate
6 months ago
Pune, Maharashtra, India Rahul Dang & Associate Full time**Role Description for Accounts And Tax Executive** 1. Closing of Statutory Audit, Tax Audit, and GST audit of clients independently and with the support of seniors wherever required 2. Handling Direct and indirect Taxation work of clients independently 3. Handling TDS & and advance tax Compliance work independently 4. Transactional Advisory work. 5....
-
Associate, Tax Reporting
6 months ago
Pune, India The Bank of New York Mellon Corporation Full time**Associate - US Tax reporting & Compliance II** **_Bring your ideas. Make history. _** BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as...
-
Associate, Tax Reporting
2 weeks ago
Pune, Maharashtra, India BNY Mellon Full timeOverview Associate, Tax Reporting & Compliance Representative I At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to...