Sr Process Analyst | Investment Banking Operations

6 months ago


Bengaluru, India Broadridge Full time

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team.

Requirements / Qualifications

3- 5+ Year of work experience in Investment banking industry Good understanding on financial instrument and operations Detail oriented with very good problem-solving skills Ability to process IRA contributions and distributions Federal and State withholding collection and remittance IRA tax forms issuing and reporting (1099R, 1099Q, 5498) Hands on with state tax reconciliations Ability to effectively communicate, verbal and written, with various levels of management Bachelor’s or master’s degree in finance or related field Good MS office skill Certification on Investment banking industry Need to flexible to work in US shifts

Nice to have:

Exposure to Investment banking process on the belowSecurities trade matching and settlement in various depositoriesACATS, Non ACATS, Transfer of FundsMutual Funds (Trading and Reconciliation)DTCC, Global Settlement Fails, Buy-in, Pair-off processing exposure.Break reconciliation, F2F reconciliation, Corporate action


Broadridge associates helped us envision our Connected Workplace - a work model that allows associates around the globe, dependent upon their role responsibilities, take advantage of the benefits of both on-site and off-site work to support our clients, one another, and the communities where we live and work. Our Connected Workplace is grounded in the concept of FACS: Flexible, Accountable, Connected, and Supported, which is our commitment to our associates. FACS supports our strong culture and allows us to achieve business goals while supporting meaningful work-life integration for our associates.

We are dedicated to fostering a diverse, equitable, and inclusive environment and committed to providing a workplace that empowers associates to be authentic and bring their best to work. We believe that associates can only do their best when they feel safe, understood, and valued, and we work diligently and collaboratively to ensure Broadridge is a company—and ultimately a community—that recognizes and celebrates diversity in all its dimensions.



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