Asset & Wealth Management Operations - Client Onboarding, AML KYC Program - Associate - Bengaluru

6 months ago

Bengaluru, India Goldman Sachs Full time

ASSET AND WEALTH MANAGEMENT 

Bringing together traditional and alternative investments, we provide clients around the world with a dedicated partnership and focus on long-term performance. As the firm’s primary investment area, we provide investment and advisory services for some of the world’s leading pension plans, sovereign wealth funds, insurance companies, endowments, foundations, financial advisors and individuals, for which we oversee more than $2 trillion in assets under supervision. Working in a culture that values integrity and transparency, you will be part of a diverse team that is passionate about our craft, our clients, and building sustainable success. We are: 

Investors , spanning traditional and alternative markets offering products and services. Advisors , understanding our clients’ priorities and poised to help provide investment advice and strategies that make sense for their portfolios.  Thought Leaders , providing timely insights across macro and secular themes to help inform our clients’ investment decisions.  Innovators , using our suite of digital solutions to help our clients address complex challenges and meet their financial goals. 

OPERATIONS

Operations is a dynamic, multi-faceted function that partners with all parts of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world. In addition, Operations provides essential risk management and control to preserve and enhance the firm’s assets and its reputation. For every trade agreed, every new product launched, or market entered, every transaction completed, it is Operations that develops the processes and controls that makes business flow. 

OUR IMPACT

Operations is a dynamic, multi-faceted segment that partners with all areas of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world. Alongside this vital service delivery role, Operations provides essential risk management and control, preserving and enhancing the firm’s assets and its ions span all product lines and markets, serving as internal business partners who develop the processes and controls, and help to specify the systems that deliver accuracy, timeliness and integrity to our business.
Asset & Wealth Management Operations supports the Asset Management business of the firm and is the firm’s long term principal investing group tasked with raising capital and investing in equity (corporate / growth), real estate, and credit.

YOUR IMPACT

As a member of the Alts Private KYC organization, the individual will:

Specialize in the review of regulatory documentation (such as AML/KYC, Dodd Frank, EMIR, MiFID, FATCA, .  Specialize in the review of non-regulatory documentation and information to ensure compliance with firm requirements, assisting with the approval of new client relationships.  Work directly with our internal federation partners, clients and the AWM Private desks in a fast-paced environment with precision and accuracy.  Prioritize, meet deadlines and communicate to all levels of the organization, including Business desks, Middle Office, legal, and compliance. 
 

JOB SUMMARY & RESPONSIBILITIES 

Partner with Asset & Wealth Management Operations to ensure a seamless front to back onboarding and liaise with multiple parties to establish new client relationships to facilitate deal investments.  Coordinate with internal and external clients to obtain relevant onboarding requirements.  Ensure due diligence is performed to comply with “Know Your Customer” regulations across the Americas, Europe and Asia regions.  Develop expertise in the Firm’s Anti Money Laundering/Customer Identification due diligence policies.  Draft procedures to reflect changing regulatory requirements.  Devise and implement process improvement efficiencies.  Approve the opening of new accounts. 

BASIC QUALIFICATIONS 

Bachelor's degree required.  Proven analytical skills, problem solving ability, risk mindset and a control mentality paired with meticulous attention to detail.  Aptitude for building relationships and ability to communicate complex issues to a wide array of internal clients with differing levels of product experience.  Self-motivated and proactive team player, who takes ownership and accountability of projects, has strong organizational skills as well as the ability to effectively manage competing priorities.  Flexible and able to work well under pressure with the team. 

PREFERRED QUALIFICATIONS 

Knowledge of financial markets and products.  Knowledge of Customer Identification Programs (CIP)/Know Your Customer (KYC).  Understand structure of trading counterparts.  Ability to adapt to new changes and new challenges.  Excellent written and verbal communication skills.  Proactive, self-motivated. Prudent in escalating potential risk to the Firm. 

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. 

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at /careers.

We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process.

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