Control Testing
2 months ago
Description
Deutsche Bank AG (the “Bank”) has established the Controls Testing & Assurance department (“CT&A”) as an independent function, reporting to the Chief Administrative Officer (“CAO”). The Compliance Testing (“CT”) team within CT&A is responsible for providing assurance testing on the design and operating effectiveness of the businesses’ control environment and adherence to applicable regulations and the Bank’s policies. CT develops and executes an annual, risk-based testing plan that covers the risk categories owned by Compliance, across all businesses in the region.
The role involves a senior Compliance Testing Specialist for the Middle East & Africa (MEA) reporting to the Head of CT&A MEA in Dubai, United Arab Emirates and locally into the CT&A Desk Extension head. The role sits as a part of a broader CT&A Desk Extension team split between Mumbai and Bangalore.
The scope of countries that are covered out of the UAE include: the UAE, Saudi Arabia, Qatar, South Africa, Israel, Turkey and DB’s Representative Offices in Egypt, Nigeria and Bahrain.
For the Middle East & Africa, the key relevant businesses are:
Investment Bank (IB) – Fixed Income and Currencies, Origination and Advisory Corporate Bank (CB) – Trade Finance & Lending, Cash Management, Security Services, Trust & Agency Services International Private Bank (IPB) (Wealth Management)What we’ll offer you
As part of our flexible scheme, here are just some of the benefits that you’ll enjoy
Best in class leave policy Gender neutral parental leaves 100% reimbursement under childcare assistance benefit (gender neutral) Sponsorship for Industry relevant certifications and education Employee Assistance Program for you and your family members Comprehensive Hospitalization Insurance for you and your dependents Accident and Term life Insurance Complementary Health screening for 35 yrs. and aboveYour Key Responsibilities & Tasks
Support development of a plan for the location / region of coverage based on the Controls Testing & Assurance planning methodology. This will also involve collaboration with various Compliance stakeholders to ensure the implementation of an adequate and effective testing program for MEA that meets both BaFin and local regulatory requirements; Leading the execution of reviews in the United Arab Emirates including reviews for other MEA countries; the opportunity for travel to other jurisdictions may be available; Ensuring that all issues raised in CT have adequate remediation plans that are tracked and escalated promptly and appropriately; Developing relationships with the relevant Business Management offices, Divisional Control teams and Infrastructure functions; Sharing best practice and learnings with CT colleagues locally/regionally/globally; Managing the development and maintenance of appropriate Management Information to inform Senior Management of pertinent matters, in line with global Deutsche Bank/Compliance/CT standards; Engaging regularly with relevant businesses, Business Line Compliance and other colleagues to remain abreast of developments as it pertains to CT; assessing the impact on the testing program and implementing changes where necessary; and Leading and participating in any ad-hoc projects and tasks as necessary.Your Skills & Experience
Minimum of 10 years’ experience in a Compliance function primarily in compliance/assurance testing within a Financial Institution or Investment Bank, preferably with 2-3 years people management experience. Good understanding and application of compliance risks and the ways in which the risks will crystallize in practice, so as to be able to test adequacy and effectiveness of the Compliance Risk Management framework implemented to address those risks. Proven investigative and analytical mindset & skills – enquiry, analysis, interviewing, testing; well versed with technology and applications that can be utilised for assurance testing. Ability to work within a matrix management structure, effectively working closely with multiple managers. Good drafting skills, including the ability to record and describe complex issues clearly and succinctly, in a way that is easily understandable by any recipient of the relevant reports. Strong attention to detail and ability to identify changes and impact of any changes to documents, systems and processes in the context of compliance risks, remediation required, etc. The drive, discipline and enthusiasm to work independently under pressure. Able to quickly understand complex issues and set a course of action (that others are prepared to follow) to meet specific goals. Strong verbal, written and presentation skills. Proactive – will seek to find the right solution and options to issues within and outside their specific remit, without being prompted and within an appropriate matrix management framework. Assertive and engaging and able to quickly build and maintain effective working relationships. Multi-cultural awareness and sensitivity. Proficient in the use of Microsoft Outlook, Excel (i.e. organizing data sets), Word, and PowerPoint.How we’ll support you
Training and development to help you excel in your career Coaching and support from experts in your team A culture of continuous learning to aid progression. A range of flexible benefits that you can tailor to suit your needs.-
Controls Testing
1 week ago
Mumbai, Maharashtra, India Deutsche Bank Full timeControls Testing & Assurance, Compliance Testing Tester (Origination & Advisory / Research):Job ID:R0305102Full/Part-Time:Full-timeRegular/Temporary:RegularListed: Location:MumbaiPosition Overview:In Scope of Position based Promotions (INTERNAL only)Job Title: Controls Testing & Assurance, Anti Financial Crime Testing Tester (Origination & Advisory /...
-
Itgc Control Testing
1 week ago
Mumbai, Maharashtra, India ANB Global Full time**Key Responsibilities: - * Perform the independent testing of ICT controls (ITGC controls testing) to determine the design effectiveness, and operating effectiveness of IT and Cyber controls. Draft highquality reports containing the assessor's opinion on the ICT control gaps, and recommendations for improvement post completion of an assignment. Review and...
-
Avp Controls Testing
2 weeks ago
Mumbai, Maharashtra, India Barclays Full timeJob Title: AVP Controls Testing Location: Mumbai About Barclays Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all...
-
Ba4 - Controls Testing
2 weeks ago
Mumbai, Maharashtra, India Barclays Full timeJob Title: BA4 Controls Testing Location: Mumbai About Barclays Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all...
-
Controls Testing Assessor, Itgc
2 months ago
Mumbai, India Luxoft Full time**Project** Description**: **Responsibilities**: - Perform the independent testing of ICT controls (ITGC controls testing) to determine the design effectiveness and operating effectiveness of IT and Cyber controls. - Contribute to the industrialization and automation of RISK ORM ICT control testing services by the development of methodologies/tools for the...
-
Controls Testing Assessor, Itgc
2 months ago
Mumbai, India Luxoft Full time**Project** Description**: **Responsibilities**: - Perform the independent testing of ICT controls (ITGC controls testing) to determine the design effectiveness and operating effectiveness of IT and Cyber controls. - Contribute to the industrialization and automation of RISK ORM ICT control testing services by the development of methodologies/tools for the...
-
Controls Testing Assessor, Itgc
1 day ago
Mumbai, India Luxoft Full time**Project** Description**: **Responsibilities**: - Perform the independent testing of ICT controls (ITGC controls testing) to determine the design effectiveness and operating effectiveness of IT and Cyber controls. - Contribute to the industrialization and automation of RISK ORM ICT control testing services by the development of methodologies/tools for the...
-
Controls Testing Assessor, Itgc
1 day ago
Mumbai, India Luxoft Full time**Project** Description**: **Responsibilities**: - Perform the independent testing of ICT controls (ITGC controls testing) to determine the design effectiveness and operating effectiveness of IT and Cyber controls. - Contribute to the industrialization and automation of RISK ORM ICT control testing services by the development of methodologies/tools for the...
-
Itgc Control Testing
1 week ago
Mumbai, Maharashtra, India ANB Global Full time**Key Responsibilities: - ** - Perform the independent testing of ICT controls (ITGC controls testing) to determine the design effectiveness, and operating effectiveness of IT and Cyber controls. - Draft high-quality reports containing the assessor’s opinion on the ICT control gaps, and recommendations for improvement post completion of an assignment. -...
-
Controls Testing Assessor, Itgc
1 week ago
Mumbai, Maharashtra, India Luxoft Full timeProject Description**:Responsibilities: Perform the independent testing of ICT controls (ITGC controls testing) to determine the design effectiveness and operating effectiveness of IT and Cyber controls. Contribute to the industrialization and automation of RISK ORM ICT control testing services by the development of methodologies/tools for the achievement of...
-
Controls Testing
3 weeks ago
Mumbai, Maharashtra, India Deutsche Bank Full time**Controls Testing & Assurance, Compliance Testing Tester (Origination & Advisory / Research)**: **Job ID**:R0305102**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2024-03-18**Location**:Mumbai**Position Overview**: **In Scope of Position based Promotions (INTERNAL only)** **Job Title: Controls Testing & Assurance, Anti Financial Crime...
-
Controls Testing Manager
3 weeks ago
mumbai, India WTW Full timeEstablishing and operating processes and procedures to manage workload Planning, communicating, coordinating and delivering assurance services Reporting and tracking control gaps as well as ineffective or inadequate controls Coordination and tracking remediation activities being performed by technology control owners Producing regular MI reports...
-
Controls Testing Manager
1 week ago
Mumbai, Maharashtra, India WTW Full timeEstablishing and operating processes and procedures to manage workload Planning, communicating, coordinating and delivering assurance services Reporting and tracking control gaps as well as ineffective or inadequate controls Coordination and tracking remediation activities being performed by technology control owners Producing regular MI reports to the...
-
Controls Testing Manager
3 weeks ago
Mumbai, India WTW Full timeEstablishing and operating processes and procedures to manage workload Planning, communicating, coordinating and delivering assurance services Reporting and tracking control gaps as well as ineffective or inadequate controls Coordination and tracking remediation activities being performed by technology control owners Producing regular MI reports to...
-
Controls Testing Manager
3 weeks ago
Mumbai, Maharashtra, India WTW Full timeEstablishing and operating processes and procedures to manage workload Planning, communicating, coordinating and delivering assurance services Reporting and tracking control gaps as well as ineffective or inadequate controls Coordination and tracking remediation activities being performed by technology control owners Producing regular MI reports to the...
-
Controls Testing Manager
1 week ago
Mumbai, Maharashtra, India WTW Full timeEstablishing and operating processes and procedures to manage workload Planning, communicating, coordinating and delivering assurance services Reporting and tracking control gaps as well as ineffective or inadequate controls Coordination and tracking remediation activities being performed by technology control owners Producing regular MI reports to the...
-
Ict Control Testing Investment Bank Mumbai
2 months ago
Mumbai, India Skillventory Full time**ICT Control Testing | Investment Bank | Mumbai**: - From 3 to 8 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbaior **Roles and Responsibilities** - We are hiring tech associates for a leading investment bank for their Control Testing and Cyber Security Division based in Mumbai- Conduct ICT risk assessments - Independently perform and...
-
Mumbai, India Skillventory Full time**ICT Control Testing | Investment Bank | Mumbai**: - From 3 to 8 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbaior **Roles and Responsibilities** - We are hiring tech associates for a leading investment bank for their Control Testing and Cyber Security Division based in Mumbai- Conduct ICT risk assessments - Independently perform and...
-
Controls Testing Manager
3 weeks ago
Mumbai, India WTW Full timeEstablishing and operating processes and procedures to manage workload Planning, communicating, coordinating and delivering assurance services Reporting and tracking control gaps as well as ineffective or inadequate controls Coordination and tracking remediation activities being performed by technology control owners Producing regular MI reports to the...
-
Control Testing
2 months ago
mumbai, India 9478 Deutsche India Private Limited Full timeDescription Deutsche Bank AG (the “Bank”) has established the Controls Testing & Assurance department (“CT&A”) as an independent function, reporting to the Chief Administrative Officer (“CAO”). The Compliance Testing (“CT”) team within CT&A is responsible for providing assurance testing on the design and operating effectiveness of...
