Surveillance Officer

3 weeks ago

Bengaluru, India F335 Deutsche India Private Limited, Bangalore Branch Full time

Description

In the APAC region, Surveillance team consists of teams of analysts and compliance officers located in Hong Kong, Singapore, Bangalore, Mumbai and Tokyo. The Hong Kong team coverage includes Equities, Listed Derivatives, Fixed Income and FX products, in addition to Communication Surveillance.

The person in Hong Kong will represent the Surveillance functions with primary focus on surveillance monitoring and testing on E-Communications and Voice.

What we’ll offer you

As part of our flexible scheme, here are just some of the benefits that you’ll enjoy

Best in class leave policy Gender neutral parental leaves 100% reimbursement under childcare assistance benefit (gender neutral) Sponsorship for Industry relevant certifications and education Employee Assistance Program for you and your family members Comprehensive Hospitalization Insurance for you and your dependents Accident and Term life Insurance Complementary Health screening for 35 yrs. and above

Your key responsibilities

Conduct Communication Surveillance (E-comms & Voice) for APAC. Respond to escalations/referrals from Lexicon reviews. Conduct deep dives and investigations on irregularities and abnormal activities. Conduct QA (Quality Assurance) of reviewed E-Communications alerts and ensure appropriate QA documentation. Preparation of periodic (Weekly/Monthly) MIS. Participate in Communication surveillance projects and UAT (user acceptance testing). Assist in the calibration of lexicons. Assist in internal queries and audit requests. Work on any ad hoc Communication tasks and requests.

Your skills and experience

Essential Skills & Competencies

Strong attention to detail, analytical skills and sound judgement. Ability to assimilate large amounts of data and have the focus to identify potential issues. Be able to multitask and work on multiple projects. Understand various Business area risks. Compliance and Regulatory awareness. Knowledge of applicable securities rules advantageous. Team player with ability to work independently. Proactive and enthusiastic.

Work Experience

Ideally experience in banking with Equities, Listed Derivatives, Fixed Income and FX products background. Experience in Surveillance and Compliance advantageous.

Education

Degree level

Language Skills

English – fluency in spoken and written.

Technical Skills

Experience with using Surveillance tools. Proficiency in Data analytics and MS Office (esp. Advanced Excel + PowerPoint). Experience on preparing MI, managing large volume of data, and presenting the same to senior management.

How we’ll support you

Training and development to help you excel in your career Coaching and support from experts in your team A culture of continuous learning to aid progression A range of flexible benefits that you can tailor to suit your needs

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