Senior Auditor

1 month ago

Pune, India AllianceBernstein Full time

Company Description:

As a leading global investment management firm, AB fosters diverse perspectives and embraces innovation to help our clients navigate the uncertainty of capital markets. Through high-quality research and diversified investment services, we serve institutions, individuals and private wealth clients in major markets worldwide. Our ambition is simple: to be our clients’ most valued asset-management partner.

With over 3,700 employees across 51 locations in 25 countries, our people are our advantage. We foster a culture of intellectual curiosity and collaboration to create an environment where everyone can thrive and do their best work. Whether you're producing thought-provoking research, identifying compelling investment opportunities, infusing new technologies into our business or providing thoughtful advice to clients, we’re looking for unique voices to help lead us forward. If you’re ready to challenge your limits and build your future, join us.

Senior Auditor – Audit Practices

The Audit Practices Team within AllianceBernstein’s Internal Audit Department (IAD) drives strategic initiatives and oversees key audit processes such as Quality Assurance & Improvement Program (QAIP), audit methodology, annual audit planning process, expense management, audit system administration and talent development. This team supports the auditors in their ability to provide independent, objective assurance and consulting services delivered through a highly competent and diverse team.

The Audit Practices Senior Auditor is responsible for maintaining and enhancing practices, policies and tools used by AB Internal Audit. This position will assess whether Internal Audit activities are executed effectively and efficiently, and in compliance with the standards set forth by the Institute for Internal Auditors (IIA).

The successful candidate will:

  • Development and maintenance, best practice benchmarking, KPI development and reporting

  • Maintain audit methodology policies and procedures, identify and implement audit best practices, processes and strategy, and present opportunities for improvement

  • Identify mandated procedures through ongoing, comprehensive analysis of relevant professional standards and supervisory guidance, and serve as an educator to IAD (and the firm as required) on IIA Standards and Audit Policies and Procedures, COSO, etc.

  • Oversee and participate in the execution of AB’s QAIP, including audit plan and workpaper quality assurance reviews, execution of Internal Quality Assurance reviews, and management of External Quality Assurance review.

  • Develop the training strategy, including In-house training, including development of new hire training program, training new staff on IA Audit Policies and Procedures, as well as the coordination of Vendor On-Site Training, Guest Speakers, Peer Training and Audit Spotlight

  • Effectively lead the completion of in-flight workpaper reviews and the communication of review feedback

  • Manage the implementation of audit system changes and developments, in conjunction with developers and business analysts

  • Monitor and track departmental expenses, CPE requirements, post-audit evaluations, audit survey responses, etc.

  • Perform admin tasks as deemed necessary by the CAE, including setting up annual planning meetings, staff meetings, etc.

Responsibilities include, but are not limited to:

  • Maintaining and adjusting the audit methodology

  • Driving the strategy and execution of the QAIP

  • Serving as change-agent in continuous improvement program and lead initiatives to maintain a best-in-class audit function

Qualifications

Required Qualifications:

  • Bachelor’s degree

  • 5+ years’ experience in related role with internal audit methodology and internal audit quality assurance experience

Preferred Qualifications:

  • CIA, CISA and/or CPA or equivalent qualification

  • Self-motivated, detail oriented

  • Ability to effectively prioritize projects

  • Ability to effectively receive and convey information

Pune, India

  • Internal Auditor

    1 month ago

    Pune, India Outsourced well Full time

    **ROLE SUMMARY** Briefly describe the main purpose of the role The Internal Auditor promotes, develops, and manages the Company’s Internal Audit programme; conducting internal audits against the relevant Management System Standards and other certifications and assurance audits, but also ensure that the internal audit team conducts internal audits as per...

  • IT Auditor

    1 month ago

    Pune, Maharashtra, India Deutsche Bank Full time

    **IT Auditor**: **Job ID**:R0324509**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2024-03-18**Location**:Pune**Position Overview**: **In Scope of Position based Promotions (INTERNAL only)** **Job Title - Auditor, AS** **Location - Pune, India** **Role Description** We are Germany’s leading bank with strong positions in Europe and...

  • IT Auditor

    1 month ago

    Pune, India F337 Deutsche India Private Limited, Pune Branch Full time

    Description We are Germany’s leading bank with strong positions in Europe and significant presence in the Americas and Asia Pacific. We’re driving growth through our strong client franchise, investing heavily in digital technologies, prioritizing long-term success over short-term gains, and serving society with ambition and integrity. We serve our...

  • IT Auditor

    4 weeks ago

    pune, India F337 Deutsche India Private Limited, Pune Branch Full time

    Description We are Germany’s leading bank with strong positions in Europe and significant presence in the Americas and Asia Pacific. We’re driving growth through our strong client franchise, investing heavily in digital technologies, prioritizing long-term success over short-term gains, and serving society with ambition and integrity. We serve...

  • Deutsche Bank

    3 weeks ago

    Pune, India Deutsche Bank Full time

    Job Description :Job Title - Principal Auditor - IT General Controls (ITGC)Location - PuneRole Description :The Principal Auditor leads or works independently on audits and evaluates the adequacy and effectiveness of internal controls relating to risks. The Principal Auditor within the Group Audit (GA) Technology Infrastructure/Cyber team reports into the...

  • Deutsche Bank

    4 weeks ago

    Pune, Maharashtra, India Deutsche Bank Full time

    Job Description :Job Title - Principal Auditor - IT General Controls (ITGC)Location - PuneRole Description :The Principal Auditor leads or works independently on audits and evaluates the adequacy and effectiveness of internal controls relating to risks. The Principal Auditor within the Group Audit (GA) Technology Infrastructure/Cyber team reports into the...

  • Deutsche Bank

    3 weeks ago

    Pune, India Deutsche Bank Full time

    Job Description : Job Title - Principal Auditor - IT General Controls (ITGC)Location - PuneRole Description : The Principal Auditor leads or works independently on audits and evaluates the adequacy and effectiveness of internal controls relating to risks. The Principal Auditor within the Group Audit (GA) Technology Infrastructure/Cyber team reports into...

  • Deutsche Bank

    1 month ago

    pune, India Deutsche Bank Full time

    Job Description : Job Title - Principal Auditor - IT General Controls (ITGC)Location - PuneRole Description : The Principal Auditor leads or works independently on audits and evaluates the adequacy and effectiveness of internal controls relating to risks. The Principal Auditor within the Group Audit (GA) Technology Infrastructure/Cyber team reports into...

  • Principal Auditor TDI

    1 month ago

    Pune, India F337 Deutsche India Private Limited, Pune Branch Full time

    Description About Deutsche Bank We are Germany’s leading bank with strong positions in Europe and significant presence in the Americas and Asia Pacific. We’re driving growth through our strong client franchise, investing heavily in digital technologies, prioritizing long-term success over short-term gains, and serving society with ambition and...

  • Principal Auditor TDI

    3 weeks ago

    pune, India F337 Deutsche India Private Limited, Pune Branch Full time

    Description About Deutsche Bank We are Germany’s leading bank with strong positions in Europe and significant presence in the Americas and Asia Pacific. We’re driving growth through our strong client franchise, investing heavily in digital technologies, prioritizing long-term success over short-term gains, and serving society with...

  • Senior Associate

    2 weeks ago

    pune, India Apex Group Ltd (India Branch) Full time

    SENIOR ASSOCIATE - FINANCIAL REPORTINGPUNE/BENGALURU/KOLKATA/GIFT CITYKey duties and responsibilities:Receipt of required data for the preparation of financial statements.Preparation and review of Financial statements of Hedge Fund, Private Equity, RealEstate, Manco etc.multiple GAAPs, mainly in IFRS, US GAAP, UK GAAP, Lux GAAP and Canadian GAAP.Define the...

  • Internal Auditor

    1 month ago

    Pune, India Wipro Digital Operations and Platforms Full time

    Job Role:We are looking for someone who is a highly motivated, ambitious professional with exceptional stakeholder management and interpersonal skills, looking to assist both the Global Head of Internal Audit and Audit Manager based in London. Key responsibilities within the role include, not limited to, supporting the delivery of the audit plan, internal...

  • Internal Auditor

    1 month ago

    Pune, India Wipro Digital Operations and Platforms Full time

    Job Role:We are looking for someone who is a highly motivated, ambitious professional with exceptional stakeholder management and interpersonal skills, looking to assist both the Global Head of Internal Audit and Audit Manager based in London. Key responsibilities within the role include, not limited to, supporting the delivery of the audit plan, internal...

  • Deutsche Bank

    4 weeks ago

    Pune, Maharashtra, India Deutsche Bank Full time

    Job Description :Job Title : Technology Infrastructure Principal AuditorCorporate Title : AVPLocation : Pune, IndiaRole Description :About Deutsche BankWe are Germany's leading bank with strong positions in Europe and significant presence in the Americas and Asia Pacific. We're driving growth through our strong client franchise, investing heavily in...

  • Deutsche Bank

    3 weeks ago

    Pune, India Deutsche Bank Full time

    Job Description :Job Title : Technology Infrastructure Principal AuditorCorporate Title : AVPLocation : Pune, IndiaRole Description :About Deutsche BankWe are Germany's leading bank with strong positions in Europe and significant presence in the Americas and Asia Pacific. We're driving growth through our strong client franchise, investing heavily...

  • Deutsche Bank

    3 weeks ago

    Pune, India Deutsche Bank Full time

    Job Description : Job Title : Technology Infrastructure Principal AuditorCorporate Title : AVPLocation : Pune, IndiaRole Description : About Deutsche Bank We are Germany's leading bank with strong positions in Europe and significant presence in the Americas and Asia Pacific. We're driving growth through our strong client franchise, investing...

  • Deutsche Bank

    1 month ago

    pune, India Deutsche Bank Full time

    Job Description : Job Title : Technology Infrastructure Principal AuditorCorporate Title : AVPLocation : Pune, IndiaRole Description : About Deutsche Bank We are Germany's leading bank with strong positions in Europe and significant presence in the Americas and Asia Pacific. We're driving growth through our strong client franchise, investing heavily in...

  • Senior Compliance Analyst

    15 hours ago

    Pune, India ConnectWise Full time

    Senior Compliance AnalystPune/Mumbai (Hybrid)General Summary:The Senior Compliance Analyst is responsible for helping the organization achieve and maintain certifications across various global compliance frameworks. This role works in partnership with cross-functional teams to create, refine, and measure the effectiveness of established controls, playing an...

  • (3 Days Left) Senior Associate

    7 days ago

    Pune, India Apex Group Ltd (India Branch) Full time

    SENIOR ASSOCIATE - FINANCIAL REPORTINGPUNE/BENGALURU/KOLKATA/GIFT CITYKey duties and responsibilities:- Receipt of required data for the preparation of financial statements.- Preparation and review of Financial statements of Hedge Fund, Private Equity, Real- Estate, Manco etc.multiple GAAPs, mainly in IFRS, US GAAP, UK GAAP, Lux GAAP and Canadian GAAP.-...

  • IT Tech Senior Analyst

    6 days ago

    pune, India Faurecia Full time

    Job Description Position Description | Title of the position Senior Analyst - SAP Compliance Hierarchically reporting to Information Systems Control & Compliance Manager Forvia is an Equal Opportunity Employer "Technical Perfection and automotive passion" is what defines Forvia. We design, engineer and provide the best in...