Financial Crime Compliance Associate

3 weeks ago

Chennai, India FXCM Full time
Job Details

The Financial Crime Compliance team is looking for a bright, eager to learn, Compliance Monitoring Associate. The successful candidate will be responsible for handling escalation cases from the business, conduct regulatory screening, reporting, inquiry resolution, and investigate transaction monitoring alerts as part of the Firm’s ongoing monitoring function in order to identify financial crime risks to the firm.
The Financial Crime Compliance team is responsible for detecting and preventing money laundering and terrorist financing. Additionally, it sets out the standards for compliance with applicable sanctions laws and regulations in each jurisdiction in which the Firm operates.

Role Responsibilities

Apply the legislation and regulations as set out in the Firm’s Financial Crime Compliance Framework Review customer activity for adherence to the FCC Programme, with importance totransaction monitoring and transaction surveillance Perform customer screening for new and existing customers Review customer documentation, inbound/outbound transactions, and account details for financial crime red flags Review customer activity, manage trigger events, monitor and review various internal alerts, and flags Conduct investigations, prepare reports, and escalate cases to the FCC Management and Compliance Teams as required Respond to inquiries from internal business partners Assist with the documentation of AML and KYC policies, controls, guidelines and procedures, which form the Financial Crime programme Requirements  2+ years of compliance or relevant department experience with a financial institution Knowledge and experience with transaction monitoring and transaction surveillance Knowledge of financial markets, commodities, forex and on-line trading platforms Basic understanding of financial regulations and compliance requirements Proficient in Excel, Word, PowerPoint An analytical and enquiring mind Strong problem solving skills and great attention to detail Self-starter with positive attitude with initiative Ability to quickly learn new processes and manage multiple tasks Team oriented and able to prioritise in a fast moving, constantly changing environment Ability to work independently with minimal supervision in an environment with strict deadlines Excellent communication skills and the ability to maintain the strictest confidentiality with respect to highly sensitive information English – High Working Level (written and verbal)

Working days/hours:  Monday to Friday; Fully working from the office - Indiqube Alpine (Transit) 7th Floor, Jawaharlal Nehru Road, Guindy Area - adjacent to Ekattuthangal Metro Station.

All Technementals Innovation India Private Limited employees must be eligible to work in India.

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