VP- Business Risk and Control
4 weeks ago
The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their application in own job and the business. Recognized technical authority for an area within the business. Requires basic commercial awareness. There are typically multiple people within the business that provide the same level of subject matter expertise. Developed communication and diplomacy skills are required in order to guide, influence and convince others, in particular colleagues in other areas and occasional external customers. Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts an entire area, which eventually affects the overall performance and effectiveness of the sub-function/job family
Responsibilities:
Help contribute to governance and the facilitation of the execution of the Manager Control Assessment (MCA, i.e. Risk & Control Self-Assessment) as required by the MCA Standard including the assessment and appropriate approval of risk associated with business changes. Support teams in the quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control Policy, Control Standard, Issue Management Policy, Lesson Learned Policy and Control Inventory. Assist in performing a detailed analysis on the identification of issue root cause, partnering with control and process owners to recommendations holistic corrective actions and improvements, provide check and challenge to ensure appropriate escalation in according with Issue Management and Escalation Policies. Help contribute to the Lessons Learned Policy, including monitoring of control breaches and dissemination and learnings across other business units for process improvement to limit the occurrence of similar future events and where similar risk exposure might exist. Support the review and challenge process, within the FLUs, on the effective design and management of controls to mitigate risks as required by the Control Standards, including implementation and operation, conducting the control monitoring, handling deficiencies, and escalating issues for resolution. Help contribute to the timeliness, accuracy and completeness of the MCA through controls prior to the execution of a process (QC). Assist in the monitoring of the adherence to the MCA Standard through controls after the execution of a process (QA). Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. Assist in performing a detailed analysis to identify, assess, escalate, and manage risk exposures across Risk Categories (Operational Compliance, Strategic, Reputational, etc), including material, emerging and concentration risks in accordance with enterprise Policies and the establishment of Key Indicators to monitor risk exposures. Assist in supporting Risk Appetite and monitor / assess exposures against this in accordance with enterprise requirements (if applicable). Be part of the process to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured accurately, timely and in accordance with requirements. Help ensure that adequate governance and training are in place to support management of Risk profiles. Contribute to the risks associated with New Activities and changes to the Business, ensuring these are well understood and adequately controlled (if applicable). Support operational risk scenario analysis and stress testing for Operational Risk Capital requirements. Support with risk and control assessments or coordination for programs within various risk stripes and ensure sufficient subject matter expertise exists to enable management of these risks within the Business (e.g. third party, fraud, sanctions etc) (if applicable). Coordinate risk and control responsibilities and ensure accountabilities are embedded within FLUs, including providing training and leading by example. Support with standards and procedures that conform to enterprise requirements and support sound operational and compliance risk management. Apply knowledge of the business, products or services to identify and implement control points and processes throughout the business. Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behaviour, conduct and business practices, and escalating, managing and reporting control issues with transparency.Qualifications:
10+years of experience. MS Excel, MS Access. 5+ years’ experience in financial services. Consistently demonstrates clear and concise written and verbal communication skills Effective organizational influencing skills required. Third party vendor management preferred. Demonstrated ability to lead global team efforts Excellent problem-solving skills Ability to comprehend the big pictures with high attention to critical details Demonstrated ability to develop and implement strategy and process improvement initiatives.Education:
Bachelor's/University degree, Master's degree preferred.------------------------------------------------------
Job Family Group:
Risk Management------------------------------------------------------
Job Family:
Business Risk & Control------------------------------------------------------
Time Type:
Full time------------------------------------------------------
-
Business Risk and Control
2 weeks ago
Mumbai, India 12542 Citicorp Services India Private Limited Full timeThe Issue Management Officer (C11) will report to the Issue Management Director and will work in collaboration with the Global Business & Risk Controls Team and the key constituents across the bank to assist in the development, redesign, and application of emerging, new controls and control frameworks to our legacy environment. This will involve supporting...
-
Business Risk and Control
1 week ago
Mumbai, India 12542 Citicorp Services India Private Limited Full timeThe Issue Management Officer (C11) will report to the Issue Management Director and will work in collaboration with the Global Business & Risk Controls Team and the key constituents across the bank to assist in the development, redesign, and application of emerging, new controls and control frameworks to our legacy environment. This will involve supporting...
-
Business Risk and Control
2 days ago
mumbai, India 12542 Citicorp Services India Private Limited Full timeThe Issue Management Officer (C11) will report to the Issue Management Director and will work in collaboration with the Global Business & Risk Controls Team and the key constituents across the bank to assist in the development, redesign, and application of emerging, new controls and control frameworks to our legacy environment. This will involve supporting...
-
Global Wealth Management, Credit Risk
2 weeks ago
mumbai, India JPMorgan Chase & Co. Full timeWe are the leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management. We have assets of $2.5 trillion and operations worldwide. We operate in more than 100 markets and have more than 243,000 employees globally. The Credit Risk Governance team is a...
-
Global Wealth Management, Credit Risk
2 weeks ago
Mumbai, India JPMorgan Chase & Co. Full timeWe are the leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management. We have assets of $2.5 trillion and operations worldwide. We operate in more than 100 markets and have more than 243,000 employees globally. The Credit Risk Governance team is a...
-
Global Wealth Management, Credit Risk
1 week ago
Mumbai, India JPMorgan Chase & Co. Full timeWe are the leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management. We have assets of $2.5 trillion and operations worldwide. We operate in more than 100 markets and have more than 243,000 employees globally. The Credit Risk Governance team is a...
-
Business Lead Analyst Risk and Controls
3 weeks ago
mumbai, India 12542 Citicorp Services India Private Limited Full timeWhether you’re at the start of your career or looking to discover your next adventure, your story begins here. At Citi , you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...
-
Business Lead Analyst Risk and Controls
3 weeks ago
Mumbai, India 12542 Citicorp Services India Private Limited Full timeWhether you’re at the start of your career or looking to discover your next adventure, your story begins here. At Citi , you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...
-
Business Lead Analyst Risk and Controls
3 weeks ago
Mumbai, India 12542 Citicorp Services India Private Limited Full timeWhether you’re at the start of your career or looking to discover your next adventure, your story begins here. At Citi , you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...
-
Business Lead Analyst Risk and Controls
3 weeks ago
mumbai, India 12542 Citicorp Services India Private Limited Full timeWhether you’re at the start of your career or looking to discover your next adventure, your story begins here. At Citi , you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...
-
Business Lead Analyst Risk and Controls
4 weeks ago
mumbai, India Citi Full timeWhether you’re at the start of your career or looking to discover your next adventure, your story begins here. At Citi , you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...
-
Business Lead Analyst Risk and Controls
4 weeks ago
Mumbai, India Citi Full timeWhether you’re at the start of your career or looking to discover your next adventure, your story begins here. At Citi , you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...
-
PB Financial Crime Risk Controls
2 months ago
mumbai, India 9608 Deutsche India Private Limited, Mumbai Branch Full timeDescription Deutsche Bank’s International Private Bank (IPB) is one of the distinguished private banks in the Eurozone and for family entrepreneurs worldwide. Servicing clients from more than 80 locations, the IPB offers high-net-worth (HNW) and ultra-high net-worth (UHNW) clients a broad range of traditional and alternative investment...
-
PB Financial Crime Risk Controls
2 months ago
Mumbai, India 9608 Deutsche India Private Limited, Mumbai Branch Full timeDescription Deutsche Bank’s International Private Bank (IPB) is one of the distinguished private banks in the Eurozone and for family entrepreneurs worldwide. Servicing clients from more than 80 locations, the IPB offers high-net-worth (HNW) and ultra-high net-worth (UHNW) clients a broad range of traditional and alternative investment solutions, as...
-
PB Financial Crime Risk Controls
1 week ago
Mumbai, India 9608 Deutsche India Private Limited, Mumbai Branch Full timeDescription Deutsche Bank’s International Private Bank (IPB) is one of the distinguished private banks in the Eurozone and for family entrepreneurs worldwide. Servicing clients from more than 80 locations, the IPB offers high-net-worth (HNW) and ultra-high net-worth (UHNW) clients a broad range of traditional and alternative investment solutions, as...
-
IT Risk, Regulatory
2 weeks ago
Mumbai, India 0784 Deutsche Bank Aktiengesellschaft, Filiale Mumbai Full timeDescription The VP role for IT Risk, Audit Management and Implementation lead is responsible to manage all the IT regulatory audits for the India regulator - RBI (Reserve Bank of India), SEBI, NSE, BSE and all internal audits. This role will be the single point of contact between audit agencies (external/ internal) and all functional Technology teams....
-
IT Risk, Regulatory
2 weeks ago
mumbai, India 0784 Deutsche Bank Aktiengesellschaft, Filiale Mumbai Full timeDescription The VP role for IT Risk, Audit Management and Implementation lead is responsible to manage all the IT regulatory audits for the India regulator - RBI (Reserve Bank of India), SEBI, NSE, BSE and all internal audits. This role will be the single point of contact between audit agencies (external/ internal) and all functional Technology...
-
IT Risk, Regulatory
1 week ago
mumbai, India 0784 Deutsche Bank Aktiengesellschaft, Filiale Mumbai Full timeDescription The VP role for IT Risk, Audit Management and Implementation lead is responsible to manage all the IT regulatory audits for the India regulator - RBI (Reserve Bank of India), SEBI, NSE, BSE and all internal audits. This role will be the single point of contact between audit agencies (external/ internal) and all functional Technology...
-
IT Risk, Regulatory
1 week ago
Mumbai, India 0784 Deutsche Bank Aktiengesellschaft, Filiale Mumbai Full timeDescription The VP role for IT Risk, Audit Management and Implementation lead is responsible to manage all the IT regulatory audits for the India regulator - RBI (Reserve Bank of India), SEBI, NSE, BSE and all internal audits. This role will be the single point of contact between audit agencies (external/ internal) and all functional Technology teams....
-
Senior Consultant
1 week ago
Mumbai, India Control Risks Full timeControl Risks is seeking an experienced Senior Consultant to join its rapidly growing Digital Risks team. This is a unique opportunity to join a fast-paced and distinctive capability that requires a highly motivated and diligent client-facing individual to join a successful team. This position will be based in Control Risks' Mumbai office.The primary focus...
