Compliance Associate
7 days ago
Overview Susquehanna is a global quantitative trading firm founded on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. We are currently seeking a Compliance Associate to be part of our Mumbai office with proven experience in overseeing and ensuring compliance with all regulatory requirements, frameworks. What we're looking for Assist in regulatory reportings, ensuring timely and accurate submissions to exchanges on their portals To oversee daily SEBI and Exchange circulars and implement their compliance requirements Manage and oversee regulatory inspections, periodic regulatory audits ensuring timely resolutions of findings/ observations To assist in employee compliance requirements including mandatory trainings, declarations and provide relevant assistance as required Partner with key stakeholders to assess business strategies and identify operational and compliance risks and solutions Assist the Head of Compliance in the generation of presentations, training and communications, and compliance with statutory reporting requirements Provide guidance to the IT department on the development and testing of IT systems, processes and controls Develop, maintain and enhance operations and compliance systems, trading controls and reporting capability. To assist in developing and maintaining regulatory programs, compliance manuals, policies, and procedures, as well as their effective implementation. Interact with Susquehanna operational and compliance colleagues in Asia, the EU & US for cross border projects. Applicant Requirements Thorough understanding of Indian corporation law & securities, derivatives, and Commodities market laws. Through understanding of Exchange Compliance requirements and familiarity with their reporting systems Indian clearing house margin, clearing & settlement rules & procedures (preferred). Indian privacy law and data security law (preferred). 2+ years of experience in regulatory compliance, with an equity, derivative market experience/exposure is preferred. NISM series IIIA &VII ceritifications Company Secretary/ Charted accountant background is preferred Personal Skills Excel at building collaborative partnerships with stakeholders Strong ability to interpret regulations and legislation Excellent oral, written, and interpersonal communication skills with the ability to communicate complex information to all levels in English Exhibit a strong solution focused approach which leads to timely resolutions Work autonomously and as a member of wider APAC team. Ability to provide presentations & training to colleagues as required. Ability to draft & review operational, compliance, risk & IT policy & procedures. If you're a recruiting agency and want to partner with us, please reach out to recruiting@sig.com. Any resume or referral submitted in the absence of a signed agreement will not be eligible for an agency fee. #LI-DN1 #LI-Onsite
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Compliance Associate
2 weeks ago
Mumbai, India Haachi Business Solutions Private Limited Full timeCompliance Associate Role Type: Full-Time Location: Mumbai (BKC) Search Partner: Haachi The Opportunity: Partner with a Global Market Maker We are seeking to place a high-impact Compliance Associate with our client—a leading, established proprietary financial firm recognized globally for its expertise in high-frequency trading (HFT) and market-making ....
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Compliance Associate
6 days ago
Mumbai, India Haachi Business Solutions Private Limited Full timeCompliance Associate Role Type: Full-Time Location: Mumbai (BKC) Search Partner: Haachi The Opportunity: Partner with a Global Market Maker We are seeking to place a high-impact Compliance Associate with our client—a leading, established proprietary financial firm recognized globally for its expertise in high-frequency trading (HFT) and market-making ....
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Compliance Associate
1 week ago
mumbai, India Haachi Business Solutions Private Limited Full timeCompliance Associate Role Type: Full-Time Location: Mumbai (BKC) Search Partner: Haachi The Opportunity: Partner with a Global Market Maker We are seeking to place a high-impact Compliance Associate with our client—a leading, established proprietary financial firm recognized globally for its expertise in high-frequency trading (HFT) and market-making ....
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Compliance Associate
4 weeks ago
Mumbai, India Haachi Business Solutions Private Limited Full timeCompliance Associate Role Type: Full-TimeLocation: Mumbai (BKC)Search Partner: HaachiThe Opportunity: Partner with a Global Market MakerWe are seeking to place a high-impact Compliance Associate with our client—a leading, established proprietary financial firm recognized globally for its expertise in high-frequency trading (HFT) and market-making...
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Compliance associate
2 weeks ago
Mumbai, India Haachi Business Solutions Private Limited Full timeCompliance AssociateRole Type: Full-TimeLocation: Mumbai (BKC)Search Partner: HaachiThe Opportunity: Partner with a Global Market MakerWe are seeking to place a high-impact Compliance Associate with our client—a leading, established proprietary financial firm recognized globally for its expertise in high-frequency trading (HFT) and...
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Compliance Associate
4 weeks ago
Mumbai, India Haachi Business Solutions Private Limited Full timeCompliance Associate Role Type: Full-Time Location: Mumbai (BKC) Search Partner: Haachi The Opportunity: Partner with a Global Market Maker We are seeking to place a high-impact Compliance Associate with our client—a leading, established proprietary financial firm recognized globally for its expertise in high-frequency trading (HFT) and market-making ....
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Compliance Associate
1 week ago
mumbai, India Haachi Business Solutions Private Limited Full timeCompliance AssociateRole Type: Full-TimeLocation: Mumbai (BKC)Search Partner: HaachiThe Opportunity: Partner with a Global Market MakerWe are seeking to place a high-impact Compliance Associate with our client—a leading, established proprietary financial firm recognized globally for its expertise in high-frequency trading (HFT) and...
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Compliance Associate
2 weeks ago
Mumbai, India Susquehanna International Group Full timeOverview Susquehanna is a global quantitative trading firm founded on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. We are currently seeking a Compliance Associate to be part of our Mumbai office with proven experience in overseeing...
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Compliance Associate
2 weeks ago
Mumbai, India Susquehanna International Group Full timeOverview Susquehanna is a global quantitative trading firm founded on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. We are currently seeking a Compliance Associate to be part of our Mumbai office with proven experience in overseeing...
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Compliance Associate
2 weeks ago
Mumbai, India Susquehanna International Group Full timeOverview Susquehanna is a global quantitative trading firm founded on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. We are currently seeking a Compliance Associate to be part of our Mumbai office with proven experience in overseeing...
