Asset and Wealth management – Regulatory Management– Regulatory Traceability- Associate

2 days ago


Bengaluru, Karnataka, India Goldman Sachs Full time ₹ 15,00,000 - ₹ 25,00,000 per year

Job Description
YOUR IMPACT

The Asset & Wealth Management Strategic Transformation Office is a recently established entity tasked with overseeing comprehensive large-scale transformations. Our primary objectives are to enhance scalability, drive revenue growth, improve client experience, and elevate controls to optimize our operating platform. This group comprises of four critical functions, including (1) Product Management & Design, (2) Change Management, (3) Regulatory Management, and (4) Monitoring & Testing.

The AWM Regulatory Management team manages the regulatory strategy and roadmap for the AWM business globally. As the key business partner for regulatory matters, the team is responsible for: 1) Regulatory Solutions; assessing the impact of regulations on business activities and 2) Regulatory Controls; ensuring a robust control framework is in place to evidence compliance.

Regulatory Solutions represent the views of the business on regulatory change governance forums and act as co-sponsors of new regulations. The team is responsible for performing detailed assessments on new regulations, identifying the impact on existing AWM capabilities and supporting the design of appropriate solutions to deliver regulatory requirements. The team also supports the launch of new products, funds or trading activity by advising on current live and new upcoming regulatory considerations.

How You Will Fulfill Your Potential

  • Build a deep understanding of the Asset and Wealth Management business through analyzing the applicability and impact of regulatory policies and rules to each business area (new regulations and new business activities)
  • Simplify complex problems (regulatory challenges) by collaborating with the team, key stakeholders, and regulatory experts within the firm
  • Exert influence and impact, to drive business engagement and lead strategic cross divisional discussions on regulatory change matters
  • Deploy appropriate methodologies and governance tools, to drive the timely delivery of analysis and agreed solution approach (operational and technology driven)
  • Build strong senior stakeholder relationships that will be required when performing complex analysis across multiple businesses

Skills & Experience We're Looking For

  • Bachelor's degree and 5+ years of experience in management consulting or related field in financial services with active involvement in new regulation assessments and implementations
  • Understanding of asset management products (closed/open funds, traditional and alternatives products), and the wider asset management operating model and ecosystems
  • Demonstrated proficiency in working as part of business or regulatory function owning the regulatory strategy, roadmap, analysis and interpretation of new regulations for the business
  • Strategic mindset with strong analytical, problem solving and critical thinking skills to provide creative and innovative solutions
  • Strong project management skills including definition of business case and scope, articulation of issues, challenges, risks, dependencies and solutions
  • Strong communication and relationship-building skills with ability to influence all levels of staff to drive change
  • Proven track record of owning, designing and executing solutions for complex problems
  • Experience in Reg product and platform management is preferable
  • Multi-task and can manage and advance multiple projects simultaneously
  • Proficiency in MS Office, PowerPoint, and Excel, with an ability to learn new tools quickly

About Goldman Sachs
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at

We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more:

The Goldman Sachs Group, Inc., 2024. All rights reserved.

Goldman Sachs is an equal employment/affirmative action employer



  • Bengaluru, Karnataka, India JPMorganChase Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    JOB DESCRIPTIONRegulatory Operations CoE serves private clients worldwide, with offices in the US, Europe, and Asia, as part of the Asset & Wealth Management LoB. The team addresses complex regulatory reporting needs, delivering automation and supporting various data requirements. We aim to enhance our reporting infrastructure and management of regulatory...

  • Product Manager

    7 days ago


    Bengaluru, Karnataka, India Neo Wealth and Asset Management Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    Building the Future of Wealth & Asset ManagementAt Neo, we're not buildinganotherfinancial platform. We're building thefuture of wealth and investing in IndiaAI-native, proactive, and designed for speed and trust. Whether it's trading, wealth reporting, onboarding, or advisory, our systems act like athinking partnerthat anticipates needs, surfaces insights,...

  • Product Manager

    4 days ago


    Bengaluru, Karnataka, India, Karnataka Neo Wealth and Asset Management Full time

    Building the Future of Wealth & Asset ManagementAt Neo, we’re not building another financial platform. We’re building the future of wealth and investing in India AI-native, proactive, and designed for speed and trust. Whether it’s trading, wealth reporting, onboarding, or advisory, our systems act like a thinking partner that anticipates needs,...


  • Bengaluru, Karnataka, India JPMorganChase Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    JOB DESCRIPTIONAre you looking for an exciting opportunity to join a dynamic and growing team in a fast paced and challenging area? This is a unique opportunity for you to work in the ESG team to partner with the Business.As an ESG Associate within our dynamic IPB ESG team in Bengaluru, you will play a pivotal role in supporting ESG and sustainability...


  • Bengaluru, Karnataka, India Goldman Sachs Full time ₹ 1,50,00,000 - ₹ 2,00,00,000 per year

    As an Asset Management professional at Goldman Sachs, you will have the opportunity to work with traditional and alternative investments, catering to clients worldwide. With a focus on long-term performance, the firm offers investment and advisory services to leading pension plans, sovereign wealth funds, insurance companies, endowments, foundations,...

  • Regulatory Officer

    1 day ago


    Bengaluru, Karnataka, India Natural Remedies Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Role & Responsibilities:Ensure compliance with applicable laws, regulations, and guidelines related to the company's products or services.Regulatory Submissions: Prepare, review, and submit regulatory documents to relevant authorities, such as product registrations, notifications.Documentation Management: Maintain accurate and up-to-date regulatory...


  • Bengaluru, Karnataka, India Eli Lilly Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    At Lilly, we unite caring with discovery to make life better for people around the world. We are a global healthcare leader headquartered in Indianapolis, Indiana. Our employees around the world work to discover and bring life-changing medicines to those who need them, improve the understanding and management of disease, and give back to our communities...


  • Bengaluru, Karnataka, India Deutsche Bank Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    **Job Description:Job Title: Associate Regulatory Reporting TeamLocation: Bangalore, IndiaRole DescriptionThe role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as Markets in Financial Directive MiFID II.This role forms part of a team in Bangalore that supports Regulatory...


  • Bengaluru, Karnataka, India myGwork - LGBTQ+ Business Community Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    This job is with Standard Chartered Bank, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly.Job SummaryStrategyResponsible to manage Regulatory reporting function and its deliverables in accordance with Regulatory requirements and provider greater...


  • Bengaluru, Karnataka, India Standard Chartered Bank Full time ₹ 20,00,000 - ₹ 25,00,000 per year

    Job ID: 37995Location: Bangalore, INArea of interest: Audit, Accounting & FinanceJob type: Regular EmployeeWork style: Office WorkingOpening date: 27 Aug 2025Job SummaryStrategyResponsible to manage Regulatory reporting function and its deliverables in accordance with Regulatory requirements and provider greater insights across all Liquidity metrics...