Internal Audit

2 weeks ago

Mumbai Pune, India eClerx Full time ₹ 1,04,000 - ₹ 1,30,878 per year

Job Overview:

We are seeking a highly experienced professional with a strong background in operational effectiveness testing (OET) to join our Internal Audit team. The ideal candidate will have extensive experience in internal auditing, SOX audits, risk control matrix (RCM) creation, and test script preparation. This role requires a deep understanding of operational controls, compliance requirements, and audit methodologies within a complex financial environment, preferably investment banking.

Key Responsibilities:

  • Plan, design, and execute operational effectiveness testing (OET) across various business processes and control areas.
  • Develop, review, and maintain detailed test scripts aligned with control objectives and regulatory requirements.
  • Lead SOX compliance audits including scoping, walkthroughs, testing, and reporting.
  • Create and maintain Risk Control Matrices (RCMs) ensuring accurate mapping of controls to risks.
  • Perform control walkthroughs with process owners to validate design and operating effectiveness.
  • Identify control deficiencies and work with stakeholders to ensure timely remediation.
  • Document audit findings and prepare comprehensive reports for senior management and regulators.
  • Collaborate with cross-functional teams including Finance, Compliance, and Operations to enhance control frameworks.

Qualifications:

  • Bachelors degree in Accounting, Finance, Business Administration, or related field.
  • Minimum 5+ years of experience in internal audit, operational effectiveness testing, or SOX compliance, preferably within financial services or investment banking.
  • Proven expertise in preparing test scripts and executing operational controls testing.
  • Strong knowledge of SOX requirements and experience leading SOX audits.
  • Experience in creating and managing Risk Control Matrices (RCMs).
  • Excellent analytical, problem-solving, and communication skills.
  • Proficient in audit management software and MS Office tools.
  • Relevant certifications (CIA, CISA, CPA, or equivalent) preferred.

Engagement details:

  • Flexible hours as per the project requirements - UK Shifts
  • Remote collaboration with cross-functional teams including Operations, Technology, and BPM consultants

Preferred Skills:

  • Strong problem-solving skills and ability to anticipate control gaps or process inefficiencies.
  • Excellent stakeholder management and collaboration skills, able to work with cross-functional teams.
  • Ability to translate complex regulatory requirements into clear, actionable guidance.
  • Strong attention to detail combined with big-picture thinking.

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