Third Party Risk Management
2 days ago
About Broadridge:
Broadridge Financial Solutions (NYSE: BR) is a global FinTech leader with over $6 billion in annual revenues, providing essential technology and operations solutions to the financial services industry. We help clients stay ahead of todays challenges and capitalize on whats next with innovative communications, technology, data, and analytics solutions that power investing, corporate governance, and customer engagement.
The worlds leading companies and financial institutions trust Broadridge as a reliable and transformative partner. We handle millions of trades every day involving trillions of dollars, deliver essential communications for over 5,000 global brands, and manage shareholder voting in 90 countries. At Broadridge, youll find a collaborative, inclusive, and futureoriented culture where people are encouraged to learn, grow, and make an impact.
Role Summary:
The ThirdParty Risk Management (TPRM) Analyst will be responsible for conducting endtoend assessments of thirdparty vendors to ensure compliance with Broadridges governance and risk management standards. This role involves coordinating with crossfunctional teams such as Legal, Procurement, and IT Security to evaluate vendor risks and document control effectiveness. The ideal candidate brings a strong risk mindset, analytical ability, and foundational understanding of vendor governance frameworks within a regulated environment.
Key Responsibilities
- Conduct initial and ongoing risk assessments of thirdparty vendors in line with the organizations TPRM policies.
- Partner with crossfunctional stakeholders including Legal, Procurement, and IT Security to ensure proper risk evaluation and vendor compliance.
- Maintain accurate and uptodate records of all assessments, findings, and risk ratings within the TPRM platform.
- Review and analyze vendor documents such as SOC reports, information security questionnaires, and compliance certifications.
- Track and report on identified risks, remediation progress, and vendor performance metrics.
- Assist in process documentation, audits, and internal reviews to strengthen operational controls.
- Contribute to continuous improvement initiatives to enhance the efficiency and maturity of the TPRM process.
Qualifications & Skills
- Bachelors degree in business, commerce, or a related field.
- 1 - 2 years of experience in ThirdParty Risk Management, IT Risk, Compliance, or Vendor Governance.
- Strong analytical, problemsolving, and organizational skills.
- Excellent verbal and written communication abilities to interact with global stakeholders.
- Proficiency in Microsoft Office Suite (Excel, PowerPoint, Word).
- Experience with GRC or TPRM tools preferred; knowledge of ProcessUnity is an added advantage.
- High attention to detail, with the ability to manage multiple priorities and meet deadlines.
Why Join Broadridge?
- Global Reach: Be part of a Fortune 500 FinTech company supporting clients across 100+ markets.
- Professional Growth: Access continuous learning, mentorship, and career advancement opportunities.
- Innovative Environment: Work on forwardlooking risk and compliance initiatives that shape our global governance strategy.
- Collaborative Culture: Join a diverse, inclusive, and supportive workplace recognized as a Great Place to Work.
- PurposeDriven Impact: Play a key role in safeguarding Broadridge's operations and reputation through effective risk management.
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