Manager, Central Compliance team
2 weeks ago
Description
Principal Duties/Responsibilities
The candidate will lead the centrally formed team in Mumbai under Compliance, transitioning work from global locations to Mumbai. Engagement, understanding the scope of work, documentation, defining service level agreements, phased approach, dealing with challenges, effectively deliver projects within timelines are the key responsibilities for this role
Key Deliverables -
Responsible to Lead the development, implementation, embedding and maintenance of an efficient and independent Compliance Centralization Function
Handle multiple end-to-end transformation with different levels of complexities
Prioritize and organize work on a daily basis according to business priorities, to have a detailed and robust work flow built in which will also help build management information reporting on SLA's
Strong focus on deliverables and to meet timelines and quality of deliverables
Plan, schedule & track project deliverables, goals, milestones
Create and maintain key project deliverables including but not limited to project plan, risk plan, resource management plan, weekly project status reports, communications plan, meeting minutes, actions/issues/decisions register
Timely escalations of risks & issues within business as usual activities
Responsible to the escalation of material issues, incidents and breaches to relevant business and Compliance leadership and other functions, e.g. Legal and Risk.
Develop a trusted advisor relationship with stakeholders
Implement and manage change when necessary to meet project outputs
Present to stakeholders reports on progress as well as problems and solutions
Deliver and Install technology solutions (In case of Technology projects)
Participate in Compliance Function ad-hoc strategic or operational projects as requested
Manage/lead a team of Compliance colleagues, providing support and coaching, and ensuring that performance objectives and development plans are agreed, and performance is reviewed, at least annually, in line with WTW's performance management policies.
Succession planning and retention activities; participate in talent acquisition activities as required
.
Competencies
People leadership
Ability to closely partner with operations personnel (across geographies) on projects
Ability to network with entire WTW organization and get things done by building bridges
Driving Excellence
Fostering Innovation
Influencing Stakeholders
Developing Talent
Adapting to Change
Communication
Excellent written and oral communication skills
Able to tailor communication to the audience
Inter-personal
Results focused, highly motivated, self-starter
Strong can-do attitude, positive towards change
Must be willing and able to travel and work in multiple time zones if required
Works well with teams
Demonstrable adherence to values such as integrity, advocacy, teamwork, passion and courage
Critical Thinking and Problem Solving
Able to work on own initiative and manage multiple stakeholder needs
Qualifications
Qualifications
- Minimum bachelor's degree a must
- May possess Project Management skills / Project Management certifications preferred (Prince2 / PMP)
- Operational Development Programme (ODP) L1 and L2 certified
- Proven track-record of performance in current role at the highest level
Knowledge/Experience
- 5+ years of experience in an Operational leadership / project management
- Insurance / broking or financial services industry experience a plus
- Experience in strategic planning, risk management and/or change management
Eligibility Criteria
- Latest Performance Rating: Meets Expectations or above
- Not on written warning for behaviour or performance within the last 12 months
- Minimum experience of 15 plus years
- Minimum 24 months of experience in the current role
-
Manager, Central Compliance team
4 days ago
Thāne, Maharashtra, India WTW Full time ₹ 75,00,000 - ₹ 1,25,00,000 per yearDescriptionPrincipal Duties/ResponsibilitiesThe candidate will lead the centrally formed team in Mumbai under Compliance, transitioning work from global locations to Mumbai. Engagement, understanding the scope of work, documentation, defining service level agreements, phased approach, dealing with challenges, effectively deliver projects within timelines are...
-
Manager, Central Compliance team
2 weeks ago
Thāne, Maharashtra, India WTW Full time US$ 60,000 - US$ 1,20,000 per yearDescriptionPrincipal Duties/ResponsibilitiesThe candidate will lead the centrally formed team in Mumbai under Compliance, transitioning work from global locations to Mumbai. Engagement, understanding the scope of work, documentation, defining service level agreements, phased approach, dealing with challenges, effectively deliver projects within timelines are...
-
Compliance Team leader
2 days ago
Thāne, Maharashtra, India TATA Power Full time US$ 2,50,000 - US$ 3,50,000 per yearCompany DescriptionNexes Solution Pvt LtdNexes Solution Pvt Ltd is a dynamic and forward-looking company committed to delivering excellent vendor-management and operations solutions. Our mission is to build efficient, transparent, and scalable supply-chain and vendor-management ecosystems that connect businesses with reliable vendors and ensure seamless...
-
IT Compliance Manager
4 days ago
Thāne, Maharashtra, India CSB Bank Full time ₹ 12,00,000 - ₹ 36,00,000 per yearDescriptionThe IT Compliance Manager is responsible for overseeing regulatory and compliance adherence across IT operations, service quality, and monitoring functions within the Technology Command Centre. This role ensures that all IT services, processes, and tools comply with applicable regulatory guidelines, internal policies, and audit requirements. The...
-
Service Desk Coordinator
2 weeks ago
Thāne, Maharashtra, India Excis Compliance Full time ₹ 4,00,000 - ₹ 8,00,000 per yearWE'RE HIRING FOR A SERVICE DESK COORDINATOR IN INDIAExcis is a global IT support leader, driven by innovation and collaboration. Join us for a rewarding career in a supportive, family-like environment where you'll look forward to coming to work every day.Client in 190+ countries6000+ Engineers200+ Enterprise ClientsWe foster an open, friendly, and supportive...
-
Compliance Manager
6 days ago
Thāne, Maharashtra, India 5paisa Full time ₹ 43,20,000 - ₹ 86,40,000 per yearAbout us:5paisa Capital Ltd. stands at the forefront of India's fintech revolution, offering a comprehensive digital platform for retail investors and traders. With a commitment to democratizing financial services, 5paisa provides a suite of products including Stocks, Futures & Options, Mutual Funds, IPOs, all accessible through user-friendly mobile...
-
IT Compliance Manager
1 week ago
Thāne, Maharashtra, India CSB Bank Full time ₹ 12,00,000 - ₹ 36,00,000 per yearDescriptionTo ensure that all application support activities across the organization comply with internal policies, regulatory standards, and industry best practices. This role is critical in safeguarding data integrity, managing IT risks, and maintaining audit readiness within the application landscapeResponsibilitiesDevelop and enforce IT compliance...
-
Legal and Compliance Manager
1 week ago
Thāne, Maharashtra, India Mosaic Wellness Full time ₹ 12,00,000 - ₹ 36,00,000 per yearRole & responsibilitiesMosaic Wellness is building digital first, health brands for elective health concerns.Man Matters, is a digital elective health platform for men, helping 2.5M+ men every year diagnose and solve for their hair loss, beard growth, fitness and nutrition concerns by offering personalized treatment plans and access to expert doctors and...
-
Team Member-Central Legal
6 days ago
Thāne, Maharashtra, India Kotak Mahindra Bank Full time ₹ 2,00,000 - ₹ 6,00,000 per yearResponsible for the complete work flow and operational activities relating to legal and tax notices received from the branchesEnsuring fulfilment of requirements as specified in the noticeDirectly corresponding with relevant authorities on action taken as per requirement of the notice, providing documents, statements, voucher etc. as per notice.Maintaining...
-
Team Member-Central Legal
6 days ago
Thāne, Maharashtra, India Kotak Mahindra Bank Full time ₹ 60,000 - ₹ 90,000 per yearDescriptionGrade: M1/M2ResponsibilitiesResponsible for the complete work flow and operational activities relating to legal and tax notices received from the branchesEnsuring fulfilment of requirements as specified in the noticeDirectly corresponding with relevant authorities on action taken as per requirement of the notice, providing documents, statements,...