Manager, Regulatory
2 days ago
- IQEQ is a preeminent service provider to the alternative asset industry. IQEQ works with managers in multiple capacities ranging from hedge fund, private equity fund, and mutual fund launches; private equity fund administration; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act); financial controls and operational support services; compliance and operational related projects and reviews; and outsourced CFO/controller and administration services to private equity fund investments - portfolio companies, real estate assets and energy assets. Our client base is growing, and our existing clients are engaging the firm across the spectrum of our services offerings.
- Comfortable working in a consultive and innovative environment
- Supporting the project management of each client engagement, including timelines and deliverables
- Complete fund related document reviews e.g., Prospectus, Limited Partnership Agreement, Investment Management Agreement, etc.
- Participate in and accurately document assessment discussions with clients, including virtual meetings with fund manager personnel
- Draft comprehensive meeting reports (ranging from approximately 20-40 pages) and discuss findings with the team prior to finalization
- Work on projects to enhance the efficiency of and effectiveness of investment firms and assist in the documentation of various policies and procedures
- Support the team to identify, verify, analyze, and implement process improvement opportunities
- Contribute to strong working relationships within functional teams across the organization
- Bachelor's Degree in accounting, law, or finance
- Minimum 7-10 years of relevant work experience in the areas of due diligence, compliance, accounting, project management, or consulting preferably at an alternative investment manager, Big Four or sell-side institution such as a prime brokerage firm
- Project Management Professional ("PNP") Certification would be a plus
- Knowledgeable in a wide range of asset classes, financial instruments, and alternative investments not limited to hedge, private equity and credit, real estate, and infrastructure
- Understanding of industry standards and best practices relating to internal controls and procedures, risk management, operational due diligence, and investment regulations
- Familiarity with ODD related systems, procedures, reporting and policies
- Strong PowerPoint skills, experience with Visio is a plus
- Proficient in MS Office suite of applications, including Excel
- Demonstrate solid interpersonal, writing, and communication skills
- Ability to manage multiple projects and timelines. Exhibit high attention to detail and accuracy
- Comfortable with assisting senior team members with various levels of work and ad-hoc projects in a timely manner
- Ability to perform data analytics to streamline or automate workflow processes
- Provide a redacted writing sample
IQ-EQ
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