Compliance Analyst

4 days ago

India SFOX Full time

sFOX is a full-service prime dealer uniting liquidity from over 30 exchanges and OTC desks in one easy-to-manage platform. sFOX's platform provides traders with best execution services from a single account, a single counterparty, and a single workflow — giving traders greater capital efficiency. Its smart order router algorithmically routes traders to the most competitive prices worldwide, reducing slippage and improving trade performance across immense scale. 

sFOX is committed to the highest standards of investor protection and reliability. The platform is SOC 2 certified and provides access to the market 24/7 with 99.99% uptime. Founded in 2014, the company is backed by Social Capital, Digital Currency Group, Khosla Ventures, DHVC, Haystack, Blockchain Capital, Y Combinator, and executives from PayPal and Airbnb.

We're on a mission to open the world's financial markets to everyone and we're looking for exceptional talent to join our rapidly growing team.

Role

The Compliance Analyst will be part of the global compliance team that reports to the BSA Officer. They will handle sensitive and high-risk cases, must maintain the highest ethical standards while conducting compliance reviews, support, and analysis in support of BSA/AML and other regulatory policies and programs. sFOX is looking for someone that is a team player and excels in a dynamic environment. 

Responsibilities

  • Investigate alerts for suspicious transaction activity and sanctions monitoring
  • Conduct customer profile KYC and enhanced due diligence reviews and research
  • Remain current with industry developments and new rules/regulations in the areas of KYC, BSA/AML, and OFAC
  • Complete SARs and other reporting requirements
  • Assist with regulatory audits and exams
  • Investigate and respond to information sharing requests and AML-related inquiries
  • Respond to ad hoc requests, escalate issues, assist with case management including metrics tracking and reporting
  • Perform transaction reviews involving cryptocurrency transfers, including on-chain tracing, wallet attribution, and risk assessment using blockchain analytics tools
  • Maintain detailed documentation to demonstrate compliance with regulations and internal policies and procedures
  • Collaborate with other teams to design and implement more efficient processes relating to transaction monitoring, KYC, and EDD
  • Assist in the implementation of new regulations as they impact the business
  • Other duties and responsibilities as required or assigned

Requirements

  • B.A. / B.S. degree or equivalent experience preferred
  • Prior experience in conducting suspicious activity monitoring or customer due diligence investigations or CAMS certified or equivalent (not required, but a plus)
  • Well-organized self-starter with ability to work effectively in a team environment as well as accomplish work assignments under minimal supervision and sometimes tight deadlines
  • Basic knowledge of banking, money service business and money transmission laws and guidance (e.g. OFAC and FinCEN guidance)

sFOX is committed to diversity in its workforce and is proud to be an equal opportunity employer. We do not make hiring or employment decisions on the basis of race, color, religion, creed, gender, national origin, age, disability, veteran status, marital status, pregnancy, sex, gender expression or identity, sexual orientation, citizenship, or any other basis protected by applicable local, state or federal law.

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